Hedge Fund Database

FINANCIAL COUNCIL ASSET MANAGEMENT INC

Adviser information for FINANCIAL COUNCIL ASSET MANAGEMENT INC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Maryland, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 8
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,456 $959.4M
Non-Discretionary 0 $0
Total 1,456 $959.4M

Clients

Type Number RAUM
Individuals 711 $171.9M
HNW Individuals 745 $787.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-51360
SEC ERA File Number 801-51360
SEC CIK Numbers 1883629
SEC CRD Numbers 110748
Legal Entity Identifier None

Principal Office

100 WEST ROAD
SUITE 504
TOWSON
MD
United States
Monday - Friday, 9:00A.M.-5:00P.M.
Tel: 410-821-9200, Fax: 410-821-5040

Websites

www.financialcouncil.com

Chief Compliance Officer

WILLIAM LEEB
PRESIDENT, CEO, CIO
100 WEST ROAD
SUITE 504
TOWSON
MD
United States
Tel: 410-821-9200
Fax: 410-821-5040
(Full email address available in API data)

Regulatory Contact

JODI GREENLUND
COO
100 WEST ROAD
SUITE 504
TOWSON
MD
United States
Tel: 410-821-9200
Fax: 410-821-5040
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LEEB, WILLIAM, MICHAEL Individual – PRESIDENT, CEO, CIO, CCO 07/1995 > 75%
GREENLUND, JODI, LOUISE Individual – COO 07/2022 5-10%
TRAVIS, DAVID, RAYMOND Individual – CO-CFO 01/2024 5-10%
REYNOLDS, JEFFREY, ROBERT Individual – CO-CFO 01/2024 5-10%

No. Employees, Historic

201002020202120222023202420253 on 3/23/20203 on 5/27/20203 on 1/7/20213 on 3/29/20213 on 3/18/20223 on 3/30/202315 on 3/28/2024

RAUM, Historic

1B500M0202020212022202320242025635162118 on 3/23/2020635162118 on 5/27/2020635162118 on 1/7/2021752252000 on 3/29/2021850289000 on 3/18/2022809254000 on 3/30/2023959418000 on 3/28/2024

No. Clients, Historic

2,0001,0000202020212022202320242025855 on 3/23/2020855 on 5/27/2020855 on 1/7/2021885 on 3/29/20211279 on 3/18/20221394 on 3/30/20231456 on 3/28/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Abbott Laboratories COM 714K 7K –
Abbvie Inc COM 1M 6K –
Adobe Inc COM 353K 635 –
Alphabet Inc CAP STK CL A 1M 6K –
Alphabet Inc Capital Stock Cl C CAP STK CL C 1M 7K –
Amazon.com Inc COM 1M 7K –
Apple Inc COM 11M 50K –
Applied Materials Inc COM 445K 2K –
Bank of America Corp COM 398K 10K –
Berkshire Hathaway Inc Cl B CL B 514K 1K –
Broadcom Inc COM 299K 186 –
Capital Group Dividend Value ETF SHS CREATION UNI 1M 31K –
Capital Group Global Growth Equity ETF SHS CREATION UNI 35M 1M –
Capital Group Growth ETF SHS CREATION UNI 14M 413K –
Caterpillar Inc COM 283K 850 –
Chipotle Mexican Grill Inc COM 323K 5K –
Cintas Corp COM 230K 328 –
Cisco Systems Inc COM 296K 6K –
Coca-Cola Co. COM 2M 24K –
Colgate-Palmolive Company COM 300K 3K –
Constellation Energy Corp COM 370K 2K –
Costco Wholesale Corp COM 297K 349 –
Danaher Corp COM 221K 885 –
Dimensional U.S. Core Equity 2 ETF US CORE EQUITY 2 5M 142K –
Dimensional U.S. Equity ETF US EQUITY ETF 3M 48K –
Dimensional U.S. Marketwide Value ETF US MKTWIDE VALUE 965K 25K –
Eaton Corp PLC SHS 259K 827 –
Elevance Health Inc COM 236K 435 –
Eli Lilly & Co COM 1M 1K –
Empire State Realty Trust Inc CL A 113K 12K –
Exxon Mobil Corp COM 2M 20K –
Firstservice Corp COM 2M 10K –
GE Aerospace COM 294K 2K –
Honeywell International Inc COM 221K 1K –
iShares Core MSCI Emerging Markets ETF CORE MSCI EMKT 5M 86K –
iShares Core MSCI Total International Stock ETF CORE MSCI TOTAL 686K 10K –
iShares Core S&P 500 ETF CORE S&P500 ETF 5M 9K –
iShares Core S&P Mid-Cap ETF CORE S&P MCP ETF 6M 105K –
iShares Core S&P Small-Cap ETF CORE S&P SCP ETF 488K 5K –
iShares Core S&P U.S. Value ETF CORE S&P US VLU 8M 92K –
iShares Core U.S. Growth ETF CORE S&P US GWT 11M 89K –
iShares Esg Screened S&P 500 ETF ESG SCRND S&P500 1M 33K –
iShares Esg Screened S&P Mid-Cap ETF ESG SCRD S&P MID 222K 6K –
iShares Global 100 ETF GLOBAL 100 ETF 301K 3K –
iShares MSCI Acwi ETF MSCI ACWI ETF 4M 39K –
iShares MSCI Acwi Ex U.S. ETF MSCI ACWI EX US 3M 51K –
iShares Russell 3000 ETF RUSSELL 3000 ETF 5M 16K –
iShares Russell Top 200 Growth ETF RUS TP200 GR ETF 211K 984 –
Johnson & Johnson COM 304K 2K –
JPMorgan Chase & Co COM 1M 6K –
Leidos Holdings Inc COM 400K 3K –
Mastercard Inc CL A 375K 849 –
Merck & Co Inc COM 487K 4K –
Meta Platforms Inc Cl A CL A 737K 1K –
Microsoft Corp COM 5M 11K –
Netflix Inc COM 276K 409 –
Nvidia Corp COM 2M 19K –
Oracle Corp COM 366K 3K –
PepsiCo Inc COM 650K 4K –
Procter & Gamble Co COM 2M 15K –
Qualcomm Inc COM 251K 1K –
SPDR Portfolio S&P 500 Growth ETF PRTFLO S&P500 GW 6M 76K –
SPDR Portfolio S&P 500 Value ETF PRTFLO S&P500 VL 10M 209K –
SPDR S&P 500 ETF Trust TR UNIT 1M 3K –
Starbucks Corp COM 542K 7K –
Texas Instruments Inc COM 274K 1K –
The Home Depot Inc COM 369K 1K –
The Technology Select Sector SPDR Fund TECHNOLOGY 392K 2K –
The Travelers Companies Inc COM 202K 994 –
The Walt Disney Co COM 211K 2K –
Thermo Fisher Scientific Inc COM 327K 591 –
UnitedHealth Group Inc COM 421K 827 –
Vanguard Esg International Stock ETF ESG INTL STK ETF 1M 19K –
Vanguard Growth Index Fund ETF Shares GROWTH ETF 217K 580 –
Vanguard Information Technology Index Fund ETF Shares INF TECH ETF 590K 1K –
Vanguard Intermediate-Term Treasury Index Fund ETF Shares INTER TERM TREAS 276K 5K –
Vanguard S&P 500 ETF S&P 500 ETF SHS 3M 5K –
Vanguard S&P Small-Cap 600 Index Fund ETF Shares SMLLCP 600 IDX 608K 6K –
Vanguard Tax-Exempt Bond Index Fund ETF Shares TAX EXEMPT BD 342K 7K –
Vanguard Total Stock Market Index Fund ETF Shares TOTAL STK MKT 1M 5K –
Visa Inc COM 350K 1K –