INTELLICENTS INVESTMENT SOLUTIONS INC
Adviser information for INTELLICENTS INVESTMENT SOLUTIONS INC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 64 |
|---|---|
| Investment Advisory/Research | 36 |
| Registered Broker-Dealer Representatives | 11 |
| Registered State Investment Advisers | 42 |
| Licensed Agents of an Insurance Company | 34 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,137 | $3.7B |
| Non-Discretionary | 2,244 | $2.3B |
| Total | 4,381 | $6.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 2,225 | $216.3M |
| HNW Individuals | 1,762 | $627.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 394 | $5.2B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 368 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 2000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Registered representative of a broker-dealer |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 159.8M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| INTELLIVEST | INTELLICENTS INVESTMENT SOLUTIONS INC |
Identifiers
| SEC RIA File Number | 801-51382 |
|---|---|
| SEC ERA File Number | 801-51382 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107498 |
| Legal Entity Identifier | None |
Principal Office
100 NORTH BROADWAYALBERT LEA
MN
United States
Monday - Friday, 8AM - 5PM
Tel: 507-377-2919, Fax: 507-369-0470
Chief Compliance Officer
NICHOLAS I. HOLMES
CHIEF COMPLIANCE OFFICER
1111 WASHINGTON AVENUE
SUITE 115
GOLDEN
CO
United States
Tel:
720-677-5706
N**************@***************M
(Full email address available in API data)
Regulatory Contact
TOM SINGSANK
CHIEF FINANCIAL OFFICER
8200 COMMONWEALTH DRIVE
SUITE 200
EDEN PRAIRIE
MN
United States
Tel:
952-444-3704
T***********@***************M
(Full email address available in API data)
Industry Affiliates
| INTELLICENTS EVERGREEN, LLC | Insurance company or agency |
| INTELLICENTS INC | Insurance company or agency |
| INTELLICENTS LONE STAR, LLC | Insurance company or agency |
| INTELLICENTS OF PELLA, LLC | Insurance company or agency |
| INTELLICENTS TWC, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARENDS, BRADLEY, KENT | Individual | – | PRESIDENT & CEO | 05/1995 | 25-50% |
| ARENDS, GRANT, STEPHEN | Individual | – | COO | 05/1995 | 25-50% |
| SINGSANK, THOMAS, RAY | Individual | – | CFO | 08/2010 | < 5% |
| Holmes, Nicholas, Ian | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2019 | < 5% |
| IISTFS, LLC | Domestic Entity | – | DIRECT OWNER | 01/2020 | 10-25% |
| TWEDT, MATTHEW, JOEL | Individual | IISTFS, LLC | OWNER | 01/2020 | > 75% |
| TWEDT, MATTHEW, JOEL | Individual | – | PRESIDENT OF PERSONAL FINANCIAL MANAGMENT | 01/2020 | < 5% |
| DULITZ, KEVIN, EARL | Individual | – | VICE PRESIDENT OF EMPLOYEE BENEFITS | 12/2016 | < 5% |
| SCOTT, AMANDA, DAWN | Individual | – | VICE PRESIDENT OF OPERATIONS | 01/2022 | < 5% |
| MADL, NICHOLAS, ROBERT | Individual | – | VICE PRESIDENT OF PERSONAL FINANCE MANAGEMENT | 01/2022 | < 5% |
| BUDD, BRANDON, THOMAS | Individual | – | PRESIDENT OF RETIREMENT SERVICES | 01/2024 | < 5% |
| IISMADL, LLC | Domestic Entity | – | DIRECT OWNER | 01/2024 | 5-10% |
| IISBUDD, LLC | Domestic Entity | – | DIRECT OWNER | 01/2024 | 5-10% |
| BUDD, BRANDON, THOMAS | Individual | IISBUDD, LLC | OWNER | 01/2024 | > 75% |
| MADL, NICHOLAS, ROBERT | Individual | IISMADL, LLC | OWNER | 01/2024 | > 75% |