BOK FINANCIAL PRIVATE WEALTH, INC.
Adviser information for BOK FINANCIAL PRIVATE WEALTH, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 33 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 12 |
| Registered State Investment Advisers | 17 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,091 | $2.8B |
| Non-Discretionary | 37 | $32.7M |
| Total | 2,128 | $2.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 376 | $185.8M |
| HNW Individuals | 355 | $2.2B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 4 | $27.6M |
| Charitable organizations | 29 | $136.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 1 | $3.6M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 50 | $284.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
1600 BROADWAY4TH FLOOR
DENVER
CO
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 303-539-0100, Fax: 303-539-0101
Websites
Chief Compliance Officer
MARK S. MARRONE
CHIEF COMPLIANCE OFFICER
ONE WILLIAMS CENTER
15TH FLOOR
TULSA
OK
United States
Tel:
918-660-2959
M*******@*******M
(Full email address available in API data)
Regulatory Contact
GREGORY WHEELER
CHIEF EXECUTIVE OFFICER
499 W. SHERIDAN AVENUE
26TH FLOOR
OKLAHOMA CITY
OK
United States
Tel:
405-272-2560
G*******@*******M
(Full email address available in API data)
Industry Affiliates
| BANK OF OK, BANK OF TX, BANK OF ALBUQUERUE, BOK FINANCIAL | Banking or thrift institutionTrust companySponsor, GP, manager of pooled investment vehicles |
| BOK FINANCIAL ADVISORS | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered municipal advisorInsurance company or agency |
| BOK FINANCIAL INSURANCE | Insurance company or agency |
| BOKF EQUITY, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BOKF INSURANCE | Insurance company or agency |
| BOSC AGENCY, INC. | Insurance company or agency |
| CAVANAL HILL DISTRIBUTORS, INC, | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CAVANAL HILL INVESTMENT MANAGEMENT, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOK FINANCIAL CORPORATION | Domestic Entity | – | DIRECT BENEFICIAL OWNER | 08/2012 | > 75% |
| WHEELER, GREGORY, AYRES | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2015 | < 5% |
| GRAUER, SCOTT, BRADLEY | Individual | – | CHAIRMAN | 08/2012 | < 5% |
| KAISER, GEORGE, BRUCE | Individual | BOK FINANCIAL CORPORATION | INDIRECT BENEFICIAL OWNER | 08/2012 | > 75% |
| MAHANEY, MINDY, MARGARET | Individual | – | CHIEF OPERATING OFFICER, SECRETARY | 08/2015 | < 5% |
| SEGO, DAVID, CHARLES | Individual | – | MANAGING DIRECTOR | 03/2016 | < 5% |
| MARRONE, MARK, STEPHEN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2018 | < 5% |
| HOLT, ERIC, SCOTT | Individual | – | PRESIDENT | 02/2022 | < 5% |
| NELL, STEVEN, E. | Individual | – | CHIEF FINANCIAL OFFICER | 06/2019 | < 5% |
| BRIDGES, KIMBERLY, A | Individual | – | DIRECTOR OF FINANCIAL PLANNING | 06/2019 | < 5% |
| DISHMAN, CLINT, SCOTT | Individual | – | MANAGER, STRATEGIC INVESTMENT ADVISORS | 06/2019 | < 5% |
| WYETT, STEPHEN, MICHAEL | Individual | – | MANAGING DIRECTOR, INVESTMENTS | 06/2019 | < 5% |
| CLEVELAND, SHELLY, ANN | Individual | – | TAX OFFICER, TREASURER | 06/2019 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 17K | 166 | – |
| ABBOTT LABS | COM | 567K | 5K | – |
| ABBVIE INC | COM | 1M | 6K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 3M | 10K | – |
| ADVANCED MICRO DEVICES INC | COM | 12K | 74 | – |
| AGORA INC | ADS | 212 | 100 | – |
| AIR PRODS & CHEMS INC | COM | 21K | 83 | – |
| ALBANY INTL CORP | CL A | 79 | 0 | – |
| ALIGHT INC | COM CL A | 1K | 200 | – |
| ALLSTATE CORP | COM | 30K | 184 | – |
| ALPHABET INC | CAP STK CL A | 8M | 43K | – |
| ALPHABET INC | CAP STK CL C | 542K | 3K | – |
| ALPS ETF TR | EQUAL SEC ETF | 47K | 400 | – |
| AMAZON COM INC | COM | 9M | 45K | – |
| AMERICAN ELEC PWR CO INC | COM | 50K | 567 | – |
| AMERICAN EXPRESS CO | COM | 3K | 14 | – |
| AMERICAN STRATEGIC INVEST CO | COM CL A | 125 | 13 | – |
| AMERICAN TOWER CORP NEW | COM | 70K | 355 | – |
| AMGEN INC | COM | 31K | 100 | – |
| AMPHENOL CORP NEW | CL A | 4M | 66K | – |
| AMPLIFY ETF TR | AMPLIFY LITHIUM | 48K | 5K | – |
| ANALOG DEVICES INC | COM | 36K | 158 | – |
| APPLE INC | COM | 16M | 78K | – |
| APPLIED MATLS INC | COM | 147K | 622 | – |
| APTIV PLC | SHS | 12K | 177 | – |
| ARISTA NETWORKS INC | COM | 1M | 4K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 52K | 671 | – |
| AT&T INC | COM | 58K | 3K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 480K | 2K | – |
| AVALONBAY CMNTYS INC | COM | 43K | 205 | – |
| BAKER HUGHES COMPANY | CL A | 4K | 108 | – |
| BALL CORP | COM | 2K | 30 | – |
| BANK AMERICA CORP | 7.25%CNV PFD L | 36K | 30 | – |
| BANK AMERICA CORP | COM | 127K | 3K | – |
| BANK NEW YORK MELLON CORP | COM | 77K | 1K | – |
| BANK NOVA SCOTIA HALIFAX | COM | 16K | 356 | – |
| BARINGS CORPORATE INVS | COM | 56K | 3K | – |
| BECTON DICKINSON & CO | COM | 508K | 2K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 612K | 1 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 9K | – |
| BLACKROCK ENHANCD CAP & INM | COM | 4K | 225 | – |
| BLACKROCK INC | COM | 820K | 1K | – |
| BLACKSTONE INC | COM | 45K | 360 | – |
| BOOKING HOLDINGS INC | COM | 44K | 11 | – |
| BOSTON SCIENTIFIC CORP | COM | 28K | 369 | – |
| BP PLC | SPONSORED ADR | 142K | 4K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 135K | 3K | – |
| BROADCOM INC | COM | 7M | 5K | – |
| BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 20K | 708 | – |
| BROWN & BROWN INC | COM | 2M | 24K | – |
| C H ROBINSON WORLDWIDE INC | COM NEW | 8 | 0 | – |
| C3 AI INC | CL A | 116 | 4 | – |
| CAMBER ENERGY INC | COM | 1 | 1 | – |
| CAMBRIA ETF TR | SHSHLD YIELD ETF | 305K | 4K | – |
| CARDINAL HEALTH INC | COM | 1M | 11K | – |
| CARLYLE GROUP INC | COM | 52K | 1K | – |
| CARRIER GLOBAL CORPORATION | COM | 38 | 0 | – |
| CATERPILLAR INC | COM | 156K | 468 | – |
| CELANESE CORP DEL | COM | 2K | 12 | – |
| CF INDS HLDGS INC | COM | 41K | 556 | – |
| CHEMOURS CO | COM | 123K | 5K | – |
| CHEVRON CORP NEW | COM | 734K | 5K | – |
| CHEWY INC | CL A | 4K | 165 | – |
| CHUBB LIMITED | COM | 35K | 137 | – |
| CHURCH & DWIGHT CO INC | COM | 3M | 30K | – |
| CISCO SYS INC | COM | 1M | 26K | – |
| CME GROUP INC | COM | 41K | 206 | – |
| COCA COLA CO | COM | 473K | 7K | – |
| COLGATE PALMOLIVE CO | COM | 77K | 793 | – |
| CONOCOPHILLIPS | COM | 543K | 5K | – |
| CONSTELLATION BRANDS INC | CL A | 43K | 168 | – |
| CORNERSTONE STRATEGIC VALUE | COM | 4K | 500 | – |
| CORNING INC | COM | 23K | 601 | – |
| CORTEVA INC | COM | 303K | 6K | – |
| COSTCO WHSL CORP NEW | COM | 5M | 6K | – |
| COTERRA ENERGY INC | COM | 2M | 64K | – |
| CRISPR THERAPEUTICS AG | NAMEN AKT | 3K | 60 | – |
| CROWN CASTLE INC | COM | 6K | 57 | – |
| CULLEN FROST BANKERS INC | COM | 176K | 2K | – |
| CUMMINS INC | COM | 831 | 3 | – |
| CVR ENERGY INC | COM | 6K | 234 | – |
| D R HORTON INC | COM | 8K | 55 | – |
| DALLASNEWS CORPORATION | COM SER A | 352 | 98 | – |
| DANAHER CORPORATION | COM | 63K | 253 | – |
| DBX ETF TR | XTRACK INTL REAL | 20K | 987 | – |
| DBX ETF TR | XTRACK MSCI EAFE | 188K | 8K | – |
| DBX ETF TR | XTRACK MSCI EAFE | 3M | 64K | – |
| DBX ETF TR | XTRACK USD HIGH | 10K | 291 | – |
| DEERE & CO | COM | 325K | 866 | – |
| DEXCOM INC | COM | 1M | 11K | – |
| DIAMONDBACK ENERGY INC | COM | 1M | 6K | – |
| DIGITAL RLTY TR INC | COM | 69K | 456 | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 402K | 11K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 96K | 2K | – |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 6M | 141K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 320K | 5K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 189K | 4K | – |
| DISNEY WALT CO | COM | 2M | 21K | – |
| DNP SELECT INCOME FD INC | COM | 80K | 10K | – |
| DOLLAR TREE INC | COM | 2K | 22 | – |
| DOUBLELINE INCOME SOLUTIONS | COM | 76K | 6K | – |
| DOVER CORP | COM | 271K | 2K | – |
| DOW INC | COM | 598K | 11K | – |
| DUKE ENERGY CORP NEW | COM NEW | 57K | 564 | – |
| DUPONT DE NEMOURS INC | COM | 760K | 9K | – |
| EATON CORP PLC | SHS | 8K | 25 | – |
| EATON VANCE ENHANCED EQUITY | COM | 37K | 2K | – |
| EATON VANCE TAX ADVT DIV INC | COM | 40K | 2K | – |
| ECOLAB INC | COM | 2M | 10K | – |
| EDWARDS LIFESCIENCES CORP | COM | 3M | 33K | – |
| ELI LILLY & CO | COM | 100K | 110 | – |
| EMBECTA CORP | COMMON STOCK | 5K | 400 | – |
| EMERSON ELEC CO | COM | 2M | 18K | – |
| ENBRIDGE INC | COM | 25K | 700 | – |
| EXP WORLD HLDGS INC | COM | 2K | 205 | – |
| EXPEDIA GROUP INC | COM NEW | 8K | 64 | – |
| EXTRA SPACE STORAGE INC | COM | 6K | 41 | – |
| EXXON MOBIL CORP | COM | 3M | 24K | – |
| FEDEX CORP | COM | 41K | 136 | – |
| FIDELITY COVINGTON TRUST | MSCI COMMNTN SVC | 2K | 36 | – |
| FIDELITY COVINGTON TRUST | MSCI ENERGY IDX | 5K | 191 | – |
| FIDELITY COVINGTON TRUST | MSCI FINLS IDX | 5K | 87 | – |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 55K | 798 | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 148K | 861 | – |
| FIDELITY COVINGTON TRUST | MSCI RL EST ETF | 42K | 2K | – |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 47K | 830 | – |
| FIRST TR LRGE CP CORE ALPHA | COM SHS | 2K | 24 | – |
| FIRST TR MORNINGSTAR DIVID L | SHS | 230K | 6K | – |
| FIRSTENERGY CORP | COM | 41K | 1K | – |
| FISERV INC | COM | 259K | 2K | – |
| FLYWIRE CORPORATION | COM VTG | 3K | 200 | – |
| FORD MTR CO DEL | COM | 2K | 160 | – |
| FORTIVE CORP | COM | 941K | 13K | – |
| FORTREA HLDGS INC | COMMON STOCK | 864 | 37 | – |
| FUNKO INC | COM CL A | 976 | 100 | – |
| GAMING & LEISURE PPTYS INC | COM | 5K | 103 | – |
| GE AEROSPACE | COM NEW | 33K | 207 | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 5K | 69 | – |
| GE VERNOVA INC | COM | 9K | 51 | – |
| GENUINE PARTS CO | COM | 8 | 0 | – |
| GETTY RLTY CORP NEW | COM | 33K | 1K | – |
| GILEAD SCIENCES INC | COM | 14K | 200 | – |
| GLOBAL X FDS | CLOUD COMPUTNG | 74K | 4K | – |
| GLOBAL X FDS | LITHIUM BTRY ETF | 55K | 1K | – |
| GLOBAL X FDS | RBTCS ARTFL INTE | 19K | 600 | – |
| GLOBAL X FDS | US INFR DEV ETF | 19K | 500 | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 22K | 204 | – |
| GOLDMAN SACHS GROUP INC | COM | 84K | 186 | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 5K | 100 | – |
| GSK PLC | SPONSORED ADR | 129K | 3K | – |
| H & E EQUIPMENT SERVICES INC | COM | 41K | 922 | – |
| HALEON PLC | SPON ADS | 33K | 4K | – |
| HALLIBURTON CO | COM | 43K | 1K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 615K | 6K | – |
| HEARTLAND FINL USA INC | COM | 5K | 110 | – |
| HERSHEY CO | COM | 61K | 330 | – |
| HESS CORP | COM | 939K | 6K | – |
| HIGHWOODS PPTYS INC | COM | 4K | 171 | – |
| HOME DEPOT INC | COM | 2M | 6K | – |
| HONEYWELL INTL INC | COM | 2M | 12K | – |
| HUNTINGTON INGALLS INDS INC | COM | 43K | 176 | – |
| ILLINOIS TOOL WKS INC | COM | 59K | 247 | – |
| INTEL CORP | COM | 42K | 1K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 3M | 24K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 281K | 2K | – |
| INTERPUBLIC GROUP COS INC | COM | 16K | 537 | – |
| INTUIT | COM | 5M | 8K | – |
| INTUITIVE SURGICAL INC | COM NEW | 112K | 252 | – |
| INVESCO EXCH TRADED FD TR II | KBW PPTY CASUT | 15K | 150 | – |
| INVESCO EXCH TRADED FD TR II | S&P 500 HB ETF | 21K | 245 | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 212K | 3K | – |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 10K | 479 | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 26K | 1K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 114K | 3K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 76K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | S&P MIDCAP 400 | 17K | 146 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 2M | 14K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 111K | 3K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 111K | 2K | – |
| INVESCO QQQ TR | UNIT SER 1 | 449K | 935 | – |
| INVITATION HOMES INC | COM | 27K | 738 | – |
| IQVIA HLDGS INC | COM | 1M | 7K | – |
| ISHARES GOLD TR | ISHARES NEW | 805K | 18K | – |
| ISHARES INC | CORE MSCI EMKT | 657K | 12K | – |
| ISHARES INC | ESG AWR MSCI EM | 41K | 1K | – |
| ISHARES TR | BLACKROCK ULTRA | 12M | 242K | – |
| ISHARES TR | BROAD USD HIGH | 2K | 50 | – |
| ISHARES TR | CORE INTL AGGR | 2K | 40 | – |
| ISHARES TR | CORE MSCI EAFE | 44M | 607K | – |
| ISHARES TR | CORE S&P MCP ETF | 79M | 1M | – |
| ISHARES TR | CORE S&P SCP ETF | 31M | 288K | – |
| ISHARES TR | CORE S&P US GWT | 235K | 2K | – |
| ISHARES TR | CORE S&P500 ETF | 67M | 123K | – |
| ISHARES TR | CORE TOTAL USD | 612K | 14K | – |
| ISHARES TR | CORE US AGGBD ET | 6M | 60K | – |
| ISHARES TR | DOW JONES US ETF | 44K | 335 | – |
| ISHARES TR | EAFE GRWTH ETF | 7M | 70K | – |
| ISHARES TR | EAFE SML CP ETF | 367K | 6K | – |
| ISHARES TR | EAFE VALUE ETF | 9M | 168K | – |
| ISHARES TR | ESG AWR MSCI USA | 101K | 849 | – |
| ISHARES TR | GENOMICS IMMUN | 31K | 1K | – |
| ISHARES TR | HDG MSCI EAFE | 2M | 66K | – |
| ISHARES TR | IBONDS DEC25 ETF | 26K | 1K | – |
| ISHARES TR | ISHARES SEMICDTR | 37K | 150 | – |
| ISHARES TR | JPMORGAN USD EMG | 14K | 160 | – |
| ISHARES TR | LATN AMER 40 ETF | 8K | 310 | – |
| ISHARES TR | MSCI ACWI ETF | 38K | 340 | – |
| ISHARES TR | MSCI ACWI EX US | 8K | 144 | – |
| ISHARES TR | MSCI EAFE ETF | 8M | 100K | – |
| ISHARES TR | MSCI EAFE MIN VL | 12K | 168 | – |
| ISHARES TR | MSCI EMG MKT ETF | 45K | 1K | – |
| ISHARES TR | MSCI USA MIN VOL | 38K | 450 | – |
| ISHARES TR | MSCI USA QLT FCT | 28M | 163K | – |
| ISHARES TR | NATIONAL MUN ETF | 20K | 190 | – |
| ISHARES TR | PFD AND INCM SEC | 141K | 4K | – |
| ISHARES TR | RUS 1000 ETF | 69M | 232K | – |
| ISHARES TR | RUS 1000 GRW ETF | 2M | 4K | – |
| ISHARES TR | RUS 1000 VAL ETF | 581K | 3K | – |
| ISHARES TR | RUS 2000 GRW ETF | 24K | 93 | – |
| ISHARES TR | RUS 2000 VAL ETF | 102K | 670 | – |
| ISHARES TR | RUS MD CP GR ETF | 187K | 2K | – |
| ISHARES TR | RUS MDCP VAL ETF | 53K | 441 | – |
| ISHARES TR | RUS MID CAP ETF | 136K | 2K | – |
| ISHARES TR | RUS TP200 GR ETF | 295K | 1K | – |
| ISHARES TR | RUS TP200 VL ETF | 121K | 2K | – |
| ISHARES TR | RUSSELL 2000 ETF | 4M | 18K | – |
| ISHARES TR | RUSSELL 3000 ETF | 3M | 9K | – |
| ISHARES TR | S&P 500 GRWT ETF | 34M | 370K | – |
| ISHARES TR | S&P 500 VAL ETF | 20M | 110K | – |
| ISHARES TR | S&P MC 400GR ETF | 76K | 866 | – |
| ISHARES TR | S&P MC 400VL ETF | 92K | 813 | – |
| ISHARES TR | S&P SML 600 GWT | 40K | 309 | – |
| ISHARES TR | SELECT DIVID ETF | 1M | 12K | – |
| ISHARES TR | SP SMCP600VL ETF | 15K | 158 | – |
| ISHARES TR | TIPS BD ETF | 8K | 74 | – |
| ISHARES TR | U S EQUITY FACTR | 237K | 4K | – |
| ISHARES TR | U.S. REAL ES ETF | 120K | 1K | – |
| ISHARES TR | U.S. TECH ETF | 331K | 2K | – |
| ITT INC | COM | 4M | 28K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 1M | 24K | – |
| JACOBS SOLUTIONS INC | COM | 2M | 15K | – |
| JOHNSON & JOHNSON | COM | 1M | 9K | – |
| JPMORGAN CHASE & CO. | COM | 5M | 25K | – |
| KAYNE ANDERSON ENERGY INFRST | COM | 15K | 1K | – |
| KB FINL GROUP INC | SPONSORED ADR | 18K | 315 | – |
| KBR INC | COM | 120K | 2K | – |
| KEARNY FINL CORP MD | COM | 615 | 100 | – |
| KEYCORP | COM | 27K | 2K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 2M | 13K | – |
| KIMBERLY-CLARK CORP | COM | 77K | 553 | – |
| KINDER MORGAN INC DEL | COM | 2K | 100 | – |
| KKR & CO INC | COM | 12K | 116 | – |
| KROGER CO | COM | 21K | 418 | – |
| KYNDRYL HLDGS INC | COMMON STOCK | 3K | 127 | – |
| L3HARRIS TECHNOLOGIES INC | COM | 1M | 5K | – |
| LABCORP HOLDINGS INC | COM SHS | 8K | 37 | – |
| LAMB WESTON HLDGS INC | COM | 21K | 250 | – |
| LAS VEGAS SANDS CORP | COM | 5K | 107 | – |
| LAUDER ESTEE COS INC | CL A | 169K | 2K | – |
| LENNAR CORP | CL A | 11K | 75 | – |
| LIBERTY GLOBAL LTD | COM CL C | 18K | 1K | – |
| LINDE PLC | SHS | 7K | 15 | – |
| LOCKHEED MARTIN CORP | COM | 81K | 174 | – |
| LOWES COS INC | COM | 2M | 11K | – |
| LULULEMON ATHLETICA INC | COM | 670K | 2K | – |
| MAIN STR CAP CORP | COM | 5K | 100 | – |
| MARKEL GROUP INC | COM | 143K | 91 | – |
| MARRIOTT INTL INC NEW | CL A | 6K | 25 | – |
| MASTERCARD INCORPORATED | CL A | 5M | 11K | – |
| MCCORMICK & CO INC | COM NON VTG | 26K | 360 | – |
| MCCORMICK & CO INC | COM VTG | 12K | 180 | – |
| MCDONALDS CORP | COM | 2M | 7K | – |
| MCKESSON CORP | COM | 146K | 250 | – |
| MEDTRONIC PLC | SHS | 24K | 302 | – |
| MERCK & CO INC | COM | 837K | 7K | – |
| META PLATFORMS INC | CL A | 333K | 660 | – |
| MICROSOFT CORP | COM | 9M | 21K | – |
| MODERNA INC | COM | 2K | 20 | – |
| MOELIS & CO | CL A | 17K | 300 | – |
| MONDELEZ INTL INC | CL A | 16K | 247 | – |
| MONSTER BEVERAGE CORP NEW | COM | 2M | 32K | – |
| MORGAN STANLEY | COM NEW | 2M | 25K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 1M | 4K | – |
| MSC INDL DIRECT INC | CL A | 5K | 57 | – |
| NETAPP INC | COM | 40K | 309 | – |
| NEW YORK MTG TR INC | COM | 5K | 856 | – |
| NEWMONT CORP | COM | 4K | 96 | – |
| NEXTERA ENERGY INC | COM | 34K | 473 | – |
| NIKE INC | CL B | 498K | 7K | – |
| NORFOLK SOUTHN CORP | COM | 64K | 300 | – |
| NOVARTIS AG | SPONSORED ADR | 21K | 201 | – |
| NOVOCURE LTD | ORD SHS | 2K | 100 | – |
| NOVO-NORDISK A S | ADR | 1M | 10K | – |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 296K | 4K | – |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 238K | 6K | – |
| NUSHARES ETF TR | NUVEEN ESG SMLCP | 467K | 12K | – |
| NUTANIX INC | CL A | 68K | 1K | – |
| NUTRIEN LTD | COM | 48K | 940 | – |
| NUVEEN MUN HIGH INCOME OPPOR | COM | 11K | 1K | – |
| NUVEEN S&P 500 BUY-WRITE INC | COM | 27K | 2K | – |
| NVIDIA CORPORATION | COM | 555K | 4K | – |
| OCCIDENTAL PETE CORP | COM | 13K | 200 | – |
| ON HLDG AG | NAMEN AKT A | 10K | 266 | – |
| ONEOK INC NEW | COM | 6K | 78 | – |
| ORACLE CORP | COM | 165K | 1K | – |
| OREILLY AUTOMOTIVE INC | COM | 719K | 681 | – |
| ORGANON & CO | COMMON STOCK | 8K | 400 | – |
| OTTER TAIL CORP | COM | 9K | 106 | – |
| PACER FDS TR | TRENDP US LAR CP | 2K | 46 | – |
| PACKAGING CORP AMER | COM | 5K | 29 | – |
| PALO ALTO NETWORKS INC | COM | 5M | 14K | – |
| PAYPAL HLDGS INC | COM | 10K | 177 | – |
| PEPSICO INC | COM | 3M | 17K | – |
| PFIZER INC | COM | 371K | 13K | – |
| PHILIP MORRIS INTL INC | COM | 31K | 300 | – |
| PHILLIPS 66 | COM | 54K | 379 | – |
| PIMCO CORPORATE & INCM STRG | COM | 45K | 3K | – |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 12K | 659 | – |
| PRICE T ROWE GROUP INC | COM | 40K | 345 | – |
| PROCTER AND GAMBLE CO | COM | 615K | 4K | – |
| PROGRESSIVE CORP | COM | 62K | 300 | – |
| PRUDENTIAL FINL INC | COM | 185K | 2K | – |
| PTC INC | COM | 49K | 269 | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 8K | 108 | – |
| PULTE GROUP INC | COM | 1 | 0 | – |
| PURE STORAGE INC | CL A | 1M | 22K | – |
| QUALCOMM INC | COM | 550K | 3K | – |
| QUANTA SVCS INC | COM | 80K | 315 | – |
| QUANTUMSCAPE CORP | COM CL A | 984 | 200 | – |
| QUEST DIAGNOSTICS INC | COM | 1K | 10 | – |
| RAYMOND JAMES FINL INC | COM | 59K | 476 | – |
| RAYONIER ADVANCED MATLS INC | COM | 117K | 21K | – |
| RAYONIER INC | COM | 816K | 28K | – |
| REGENERON PHARMACEUTICALS | COM | 40K | 38 | – |
| REGIONS FINANCIAL CORP NEW | COM | 88 | 0 | – |
| RESMED INC | COM | 34K | 177 | – |
| ROBLOX CORP | CL A | 3K | 70 | – |
| ROPER TECHNOLOGIES INC | COM | 17K | 31 | – |
| RTX CORPORATION | COM | 64K | 641 | – |
| S&P GLOBAL INC | COM | 94K | 211 | – |
| SABRE CORP | COM | 735 | 275 | – |
| SALESFORCE INC | COM | 2M | 6K | – |
| SCHLUMBERGER LTD | COM STK | 3M | 63K | – |
| SCHWAB CHARLES CORP | COM | 16K | 214 | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 14K | 517 | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL EMER | 22K | 747 | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 5K | 139 | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 6M | 163K | – |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 70K | 1K | – |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 1K | 30 | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 5M | 81K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 2M | 22K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 72K | 714 | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 6K | 77 | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 3M | 42K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 11K | 146 | – |
| SCHWAB STRATEGIC TR | US REIT ETF | 158K | 8K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 158K | 3K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 20K | 392 | – |
| SELECT SECTOR SPDR TR | ENERGY | 1M | 13K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 58K | 1K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 46K | 250 | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 59K | 764 | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 393K | 3K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 49K | 720 | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 417K | 2K | – |
| SERVICENOW INC | COM | 1M | 2K | – |
| SHELL PLC | SPON ADS | 92K | 1K | – |
| SIMON PPTY GROUP INC NEW | COM | 36K | 235 | – |
| SOLVENTUM CORP | COM SHS | 2K | 41 | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 151K | 386 | – |
| SPDR GOLD TR | GOLD SHS | 3M | 12K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 3K | – |
| SPDR SER TR | BLOOMBERG EMERGI | 19K | 970 | – |
| SPDR SER TR | PORTFLI HIGH YLD | 163K | 7K | – |
| SPDR SER TR | S&P 400 MDCP GRW | 36K | 431 | – |
| SPDR SER TR | S&P DIVID ETF | 2M | 12K | – |
| SPDR SER TR | SSGA US SMAL ETF | 38K | 343 | – |
| STAG INDL INC | COM | 5K | 138 | – |
| STARBUCKS CORP | COM | 29K | 368 | – |
| STEEL DYNAMICS INC | COM | 26K | 204 | – |
| STRYKER CORPORATION | COM | 2M | 6K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 68K | 390 | – |
| TARGET CORP | COM | 4K | 25 | – |
| TC ENERGY CORP | COM | 1K | 0 | – |
| TESLA INC | COM | 237K | 1K | – |
| TEXAS INSTRS INC | COM | 123K | 631 | – |
| THE CIGNA GROUP | COM | 441K | 1K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 3M | 5K | – |
| TJX COS INC NEW | COM | 74K | 672 | – |
| T-MOBILE US INC | COM | 2M | 12K | – |
| TOPGOLF CALLAWAY BRANDS CORP | COM | 46K | 3K | – |
| TRACTOR SUPPLY CO | COM | 2M | 6K | – |
| TRANE TECHNOLOGIES PLC | SHS | 33K | 100 | – |
| TRAVELERS COMPANIES INC | COM | 28K | 139 | – |
| TRUIST FINL CORP | COM | 29K | 737 | – |
| UBER TECHNOLOGIES INC | COM | 44K | 604 | – |
| UNILEVER PLC | SPON ADR NEW | 63K | 1K | – |
| UNION PAC CORP | COM | 2M | 10K | – |
| UNITED MICROELECTRONICS CORP | SPON ADR NEW | 9K | 1K | – |
| UNITED PARCEL SERVICE INC | CL B | 11K | 83 | – |
| UNITED RENTALS INC | COM | 6K | 10 | – |
| UNITEDHEALTH GROUP INC | COM | 4M | 7K | – |
| US BANCORP DEL | COM NEW | 26K | 641 | – |
| V F CORP | COM | 81 | 6 | – |
| V2X INC | COM | 333K | 7K | – |
| VAIL RESORTS INC | COM | 7K | 41 | – |
| VALERO ENERGY CORP | COM | 59K | 375 | – |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 445K | 1K | – |
| VANGUARD ADMIRAL FDS INC | 500 VAL IDX FD | 46K | 262 | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 122K | 2K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 9M | 119K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 1M | 30K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 51K | 300 | – |
| VANGUARD INDEX FDS | GROWTH ETF | 135M | 361K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 290K | 1K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 277K | 2K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 41M | 167K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 2M | 20K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 210M | 418K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 337K | 2K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 18M | 80K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 80K | 320 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 5M | 19K | – |
| VANGUARD INDEX FDS | VALUE ETF | 86M | 535K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 2M | 32K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 7M | 169K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 902 | 8 | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 179K | 4K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 60M | 1M | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 506K | 7K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 30K | 369 | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS3000IDX | 434K | 2K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 292K | 2K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 56M | 921K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 61M | 1M | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 2M | 17K | – |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 57K | 698 | – |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 169K | 2K | – |
| VANGUARD WORLD FD | INF TECH ETF | 528K | 915 | – |
| VEEVA SYS INC | CL A COM | 8K | 42 | – |
| VERIZON COMMUNICATIONS INC | COM | 107K | 3K | – |
| VERTEX PHARMACEUTICALS INC | COM | 1M | 3K | – |
| VIATRIS INC | COM | 9K | 864 | – |
| VICTORY PORTFOLIOS II | VCSHS US SMCP HG | 38K | 710 | – |
| VISA INC | COM CL A | 379K | 1K | – |
| VITESSE ENERGY INC | COMMON STOCK | 2K | 78 | – |
| VONTIER CORPORATION | COM | 1K | 28 | – |
| VULCAN MATLS CO | COM | 497K | 2K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 5K | 400 | – |
| WALMART INC | COM | 2M | 28K | – |
| WASTE MGMT INC DEL | COM | 1M | 5K | – |
| WATSCO INC | COM | 927 | 2 | – |
| WEIBO CORP | SPONSORED ADR | 880 | 114 | – |
| WELLS FARGO CO NEW | COM | 121K | 2K | – |
| WELLS FARGO CO NEW | PERP PFD CNV A | 59K | 50 | – |
| WERNER ENTERPRISES INC | COM | 8K | 217 | – |
| WISDOMTREE TR | US HIGH DIVIDEND | 90K | 1K | – |
| WISDOMTREE TR | US SMALLCAP DIVD | 677K | 22K | – |
| WISDOMTREE TR | US TOTAL DIVIDND | 30K | 428 | – |
| XCEL ENERGY INC | COM | 15K | 281 | – |
| XYLEM INC | COM | 5M | 35K | – |
| YUM BRANDS INC | COM | 201K | 2K | – |
| YUM CHINA HLDGS INC | COM | 46K | 2K | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 36K | 118 | – |
| ZOETIS INC | CL A | 2M | 13K | – |