INNOVEST PORTFOLIO SOLUTIONS LLC
Adviser information for INNOVEST PORTFOLIO SOLUTIONS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 60 |
|---|---|
| Investment Advisory/Research | 37 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 21 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 59 | $0 |
| HNW Individuals | 145 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 65 | $0 |
| Charitable organizations | 77 | $0 |
| State or municipal gov entities | 74 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 420 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-51483 |
|---|---|
| SEC ERA File Number | 801-51483 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106110 |
| Legal Entity Identifier | None |
Principal Office
7979 E. TUFTS AVE.SUITE 1700
DENVER
CO
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 303-694-1900, Fax: 303-694-4707
Chief Compliance Officer
CRUZ, PAMELA
CHIEF COMPLIANCE OFFICER
7979 E. TUFTS AVE.
SUITE 1700
DENVER
CO
United States
Tel:
303-694-1900, X. 312
Fax:
303-694-4707
P****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TODD, RICHARD, MICHAEL | Individual | – | CEO | 07/1996 | < 5% |
| DOMINGUEZ, WENDY, JO | Individual | – | PRESIDENT | 07/1996 | < 5% |
| FENDER, WILLIAM, EWART | Individual | – | PRINCIPAL | 01/2002 | < 5% |
| INNOVEST HOLDINGS, INC. | Domestic Entity | – | MEMBER | 01/2002 | > 75% |
| TODD, RICHARD, MICHAEL | Individual | INNOVEST HOLDINGS, INC. | MANAGER, MEMBER | 07/1996 | 50-75% |
| DOMINGUEZ, WENDY, JO | Individual | INNOVEST HOLDINGS, INC. | MANAGER, MEMBER | 07/2007 | 25-50% |
| MUSTIAN, PETER, JAMES | Individual | – | CHIEF OPERATING OFFICER | 05/2015 | < 5% |
| CRUZ, PAMELA | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |