EPG INCORPORATED
E.P.G., INCORPORATED Legal Name
Adviser information for EPG INCORPORATED last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 78 | $3.6B |
| Total | 78 | $3.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 21 | $38.8M |
| Banking or thrift institutions | 52 | $3.6B |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 5 | $6.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-51518 |
|---|---|
| SEC ERA File Number | 801-51518 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106821 |
| Legal Entity Identifier | None |
Principal Office
205 NEWBURY STREETSUITE 403
FRAMINGHAM
MA
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 781-235-2666, Fax: 781-235-9688
Chief Compliance Officer
DANIEL B. DUBE
205 NEWBURY STREET
SUITE 403
FRAMINGHAM
MA
United States
Tel:
781-235-2666
Fax:
781-235-9688
D****@*********M
(Full email address available in API data)
Regulatory Contact
DAVID L. THOMAS
PRESIDENT & CEO
205 NEWBURY STREET
SUITE 403
FRAMINGHAM
MA
United States
Tel:
781-235-2666
Fax:
781-235-9688
D******@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PANG, STELLA, WING CHUNG | Individual | – | SHAREHOLDER | 02/1996 | 10-25% |
| DWYER, ALLAN, ROBERT | Individual | – | SHAREHOLDER | 04/1996 | 10-25% |
| THOMAS, DAVID, LAWRENCE | Individual | – | PRESIDENT, DIRECTOR | 02/1996 | 50-75% |
| DUBE, DANIEL, BRUCE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2008 | < 5% |
| Greely, Mary-Laura | Individual | – | DIRECTOR | 09/2017 | < 5% |
| RANKIN, JONATHAN, ALAN | Individual | – | DIRECTOR | 01/2023 | < 5% |