Hedge Fund Database

OPUS CAPITAL MANAGEMENT

OPUS CAPITAL GROUP, LLC Legal Name

Adviser information for OPUS CAPITAL MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 382 $770.8M
Non-Discretionary 5 $287.0M
Total 387 $1.1B

Clients

Type Number RAUM
Individuals 164 $53.8M
HNW Individuals 213 $664.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 7 $181.8M
Charitable organizations 2 $145.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 1 $12.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newsletters
Compensation % of AUM

Identifiers

SEC RIA File Number 801-51533
SEC ERA File Number 801-51533
SEC CIK Numbers 1330325
SEC CRD Numbers 106528
Legal Entity Identifier None

Principal Office

221 EAST 4TH STREET
SUITE 2850
CINCINNATI
OH
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 513-621-6787, Fax: None

Websites

www.opus.capital/ www.opusinc.com/ twitter.com/opuscapitalmgmt www.linkedin.com/company/opus-capital-management www.facebook.com/opuscapitalmgmt/

Chief Compliance Officer

JOSEPH P CONDREN
PRINCIPAL, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER
221 EAST 4TH STREET
SUITE 2850
CINCINNATI
OH
United States
Tel: 513-621-6787
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WHELAN, KEVIN, PATRICK Individual – PRINCIPAL AND PORTFOLIO MANAGER 01/1999 < 5%
CONDREN, JOSEPH, PATRICK Individual – PRINCIPAL, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 02/2005 < 5%
WHELAN, KEVIN, PATRICK Individual OPUS CAPITAL MANAGEMENT, INC. SHAREHOLDER 01/1999 25-50%
BISHOP, NATHAN, ANDREW Individual – PRINCIPAL AND PORTFOLIO MANAGER 01/2016 < 5%
BAILEY, NATHAN, MICHAEL Individual – PRINCIPAL AND PORTFOLIO MANAGER 01/2016 < 5%
CONDREN, JOSEPH, PATRICK Individual OPUS CAPITAL MANAGEMENT, INC. SHAREHOLDER 01/2016
BISHOP, NATHAN, ANDREW Individual OPUS CAPITAL MANAGEMENT, INC. SHAREHOLDER 01/2016 25-50%
BAILEY, NATHAN, MICHAEL Individual OPUS CAPITAL MANAGEMENT, INC. SHAREHOLDER 01/2016
OPUS CAPITAL MANAGEMENT, INC. Domestic Entity – MEMBER 05/2006 > 75%

No. Employees, Historic

105020192020202120222023202420256 on 9/10/20196 on 9/10/20196 on 3/23/20206 on 6/29/20206 on 3/25/20218 on 3/29/20228 on 3/29/20238 on 3/27/2024

RAUM, Historic

2B1B02019202020212022202320242025630731854 on 9/10/2019630731854 on 9/10/2019667448658 on 3/23/2020667448658 on 6/29/2020753217174 on 3/25/2021882706586 on 3/29/2022894396432 on 3/29/20231057838984 on 3/27/2024

No. Clients, Historic

40020002019202020212022202320242025302 on 9/10/2019302 on 9/10/2019296 on 3/23/2020296 on 6/29/2020311 on 3/25/2021351 on 3/29/2022373 on 3/29/2023387 on 3/27/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Abbvie Inc COM 732 4K 0
Advanced Micro Devic COM 255 2K 0
Air Products & Chemicals Inc COM 294 1K 0
Alpha Architect 1-3 Month Box ETF ALPHA ARCH 1-3 8K 72K 0
Amazon.com COM 207 1K 0
Avantis US Large Cap Value ETF US LARGE CAP VLU 29K 461K 0
Avantis Emerging Markets Equity ETF AVANTIS EMGMKT 11K 174K 0
Avantis International Small Cap Value ETF INTL SMCP VLU 21K 319K 0
Avantis U.S. Small Cap Value ETF US SML CP VALU 12K 137K 0
Anavex Life Sciences COM 138 33K 0
Apple Inc COM 4K 17K 0
Automatic Data Processing COM 425 2K 0
Berkshire Hath. Cl B COM 732 2K 0
Broadcom Ltd COM 1K 734 0
Cambria Shareholder Yield ETF SHSHLD YIELD ETF 14K 205K 0
Cambria Foreign Shareholder Yield ETF CAMBRIA FGN SHR 8K 309K 0
Cambria Emerging Shareholder Yield ETF EMRG SHAREHLDR 6K 163K 0
Chevron Corp COM 718 5K 0
Cincinnati Financial COM 471 4K 0
Compass Diversified COM 963 44K 0
Corning Inc COM 226 6K 0
Costco Wholesale Corp COM 202 238 0
Dell Computers COM 287 2K 0
Dimensional US High Profitability ETF US HIGH PROFITAB 15K 476K 0
Duke Energy Corporation COM 396 4K 0
Eaton Corporation COM 572 2K 0
Energy Transfer LP COM 298 18K 0
Exxon Mobil Corp COM 880 8K 0
Meta Platforms Inc COM 1K 2K 0
Flexshares Morningstar Global Upstream Natural Resources MORNSTAR UPSTR 554 14K 0
Metaverse Capital Corp COM 0 50K 0
Home Depot COM 674 2K 0
Hubbell Inc Class B COM 333 910 0
Illinois Tool Works COM 229 966 0
Nasdaq 100 Shares UNIT SER 1 402 840 0
iShares Mstar Large Core LRGE CORE INDX 244 3K 0
iShares S&P 500 Index S&P 500 INDEX 2K 4K 0
iShares S&P Midcap 400 CORE S&P MCP ETF 631 11K 0
iShares Russell 1000 Value RUSSELL1000VAL 1K 7K 0
iShares Russell 1000 Growth RUS 1000 GRW ETF 1K 3K 0
iShares Russell 1000 Index RUSSELL 1000 24K 82K 0
iShares Russell 2000 Value Idx RUSL 2000 VALU 682 4K 0
iShares Russell 2000 Idx RUSSELL 2000 ETF 2K 9K 0
iShares Core S&P Small-Cap ETF CORE S&P SCP ETF 36K 340K 0
iShares 3-7 Year Treasury Bond 3-7 YR TR BD ETF 5K 45K 0
iShares Core MSCI EAFE ETF CORE MSCI EAFE 26K 357K 0
iShares Core 1-5 Year USD Bond ETF CORE 1 5 YR USD 453 10K 0
iShares Core MSCI Emerging Markets CORE MSCI EMKT 11K 200K 0
iShares 0-3 Month Treasury Bond ETF 0-3 MNTH TREASRY 25K 253K 0
JPMorgan Chase & Co COM 656 3K 0
JPMorgan Equity Premium EQUITY PREMIUM 1K 19K 0
Keurig Dr Pepper Inc. COM 249 7K 0
Kroger Corp COM 245 5K 0
Lilly Eli & Co COM 999 1K 0
Lockheed Martin Corp COM 314 672 0
Marathon Group Corp COM 0 300K 0
Marsh & McLennan COM 452 2K 0
Matador Resources Co COM 335 6K 0
McDonalds Corp COM 556 2K 0
Medical Svcs Intl Cl A COM 0 50K 0
Merck & Co COM 821 7K 0
Microsoft COM 1K 3K 0
Mondelez Intl Inc Cl A COM 568 9K 0
Netlist, Inc. COM 26 20K 0
Nextera Energy Inc COM 592 8K 0
NW Biotherapeutics COM 26 60K 0
Nvidia Corp COM 992 8K 0
Otter Tail Corp COM 461 5K 0
PNC Financial Services COM 436 3K 0
Paychex Inc COM 247 2K 0
Pepsico Inc COM 750 5K 0
Phillips 66 COM 354 3K 0
Procter & Gamble COM 19K 112K 0
Qualcomm Inc COM 276 1K 0
Realty Income Corp. COM 321 6K 0
SPDR S&P 500 ETF TR UNIT 506 929 0
SPDR Gold Trust GOLD SHS 279 1K 0
SPDR Developed World ex-US ETF PORTFOLIO DEVLPD 2K 67K 0
SPDR S&P 600 Small Cap Value S&P 600 SMCP VAL 2K 20K 0
Charles Schwab Corp COM 277 4K 0
Schwab U.S. Broad Market ETF US BRD MKT ETF 4K 67K 0
Schwab US Large Cap ETF US LRG CAP ETF 276 4K 0
Schwab U.S. Small Cap ETF US SML CAP ETF 1K 26K 0
Schwab Emerging Market ETF EMRG MKTEQ ETF 2K 62K 0
Schwab Fundamental Emg Mkts Large Co Index SCHWB FDT EMK LG 985 33K 0
Schwab Fundamental International Large Cap SCHWB FDT INT LG 19K 555K 0
Schwab Fundamental US Small Cap ETF SCHWAB FDT US SC 477 9K 0
Schwab US Dividend Equity ETF US DIVIDEND EQ 6K 78K 0
Schwab International Equity ETF INTL EQTY ETF 43K 1M 0
Sellas Life Sciences Gro COM 263 221K 0
Sempra Energy COM 420 6K 0
Service Corp Int'l, Inc. COM 5K 68K 0
Starbucks Corp COM 523 7K 0
Texas Instruments COM 435 2K 0
Travelers Co COM 437 2K 0
US Bancorp COM 232 6K 0
Vanguard Dividend Appreciation DIV APP ETF 3K 14K 0
Vanguard US Multifactor US MULTIFACTOR 12K 98K 0
Vanguard Short Term Bond Index SHORT TRM BOND 851 11K 0
Vanguard Total Bond Market TOTAL BND MRKT 342 5K 0
Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 9K 185K 0
Vanguard High Dividend Yield Index Fund HIGH DIV YLD 33K 279K 0
Vanguard International High Dividend ETF INTL HIGH ETF 3K 41K 0
Vanguard FTSE All-World ex-US Sm-Cp ETF FTSE SMCAP ETF 1K 10K 0
Vanguard Emerging Market FTSE EMR MKT ETF 4K 88K 0
Vanguard Energy ETF ENERGY ETF 261 2K 0
Vanguard Short-Term Treasury Index SHORT TERM TREAS 32K 550K 0
Vanguard Russell 1000 Growth ETF VNG RUS1000GRW 1K 15K 0
Vanguard Intermediate-Term Treasury Index INTER TERM TREAS 36K 622K 0
Vanguard Russell 1000 ETF VNG RUS1000IDX 14K 58K 0
Vanguard S&P 500 ETF S&P 500 ETF SHS 130K 260K 0
Vanguard Real Estate Index REIT ETF 1K 13K 0
Vanguard Small-Cap Growth ETF SML CP GRW ETF 1K 5K 0
Vanguard Large Cap Value ETF VALUE ETF 5K 29K 0
Vanguard Total Stock Market ETF TOTAL STK MKT 386 1K 0
Williams Companies COM 479 11K 0
Wisdomtree Small Cap Dividend SMALLCAP DIVID 1K 34K 0
Nxp Semiconductors COM 213 793 0
iShares Short-Term National Muni Bond ETF SHRT NAT MUN ETF 8K 73K 0
iShares National AMT-Free Muni Bond NATIONAL MUN ETF 9K 87K 0