ROGERS WEALTH GROUP, INC.
Adviser information for ROGERS WEALTH GROUP, INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 780 | $815.2M |
| Non-Discretionary | 37 | $23.1M |
| Total | 817 | $838.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 252 | $429.0M |
| HNW Individuals | 137 | $326.7M |
| Banking or thrift institutions | <5 | $34.7M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.1M |
| Charitable organizations | <5 | $3.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $37.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-51602 |
|---|---|
| SEC ERA File Number | 801-51602 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107409 |
| Legal Entity Identifier | None |
Principal Office
1330 SUMMIT AVENUEFORT WORTH
TX
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 817-334-0351, Fax: 817-334-0387
Chief Compliance Officer
BRIAN J. MUELLER
COMPLIANCE OFFICER
1330 SUMMIT AVENUE
FT WORTH
TX
United States
Tel:
817/334-0351
Fax:
817/334-0387
B*******@********************M
(Full email address available in API data)
Regulatory Contact
CRAIG C. ROGERS
PRESIDENT/CEO
1330 SUMMIT AVENUE
FORT WORTH
TX
United States
Tel:
817-334-0351
Fax:
817-334-0387
C******@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROGERS, DALE, CRAIG | Individual | – | CHAIRMAN | 10/2004 | 50-75% |
| ROGERS, CRAIG, COBURN | Individual | – | PRESIDENT & CHIEF EXECUTIVE OFFICER | 12/2016 | 25-50% |
| LANKFORD, MATTHEW, PHILLIP | Individual | – | SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER | 07/2013 | < 5% |
| MUELLER, BRIAN, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |