PINNACLE WEALTH PLANNING SERVICES, INC.
Adviser information for PINNACLE WEALTH PLANNING SERVICES, INC. last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 26 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 24 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,818 | $1.7B |
| Non-Discretionary | 32 | $14.3M |
| Total | 2,850 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 504 | $135.0M |
| HNW Individuals | 360 | $1.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 12 | $8.2M |
| Charitable organizations | 6 | $11.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $16.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 40 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
6 WEST 3RD ST.STE 100
MANSFIELD
OH
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 419-526-5226, Fax: 419-526-0323
Chief Compliance Officer
HENDERSON, JENNIFER
CHIEF COMPLIANCE OFFICER
6 WEST 3RD ST.
SUITE 100
MANSFIELD
OH
United States
Tel:
419-526-5226
Fax:
419-526-0323
J*********@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEICHEL, WILLIAM, DAVID | Individual | – | CHAIRMAN OF THE BOARD | 04/1982 | < 5% |
| HEICHEL, KATHLEEN, E. | Individual | – | TREASURER & BOARD MEMBER | 12/2020 | < 5% |
| HENDERSON, JENNIFER, SUZANNE | Individual | – | COO & CCO | 01/2007 | 5-10% |
| HEICHEL, KEITH, ALLEN | Individual | – | PRESIDENT & CEO | 01/2011 | 5-10% |
| HEICHEL, SCOTT, ANDREW | Individual | – | CIO | 01/2019 | < 5% |
| HEICHEL, DAVID, WILLIAM | Individual | – | VP-MARKETING | 03/2019 | < 5% |
| THE KEITH A. HEICHEL IRREVOCABLE TRUST DATED 2020 | Domestic Entity | – | OWNER | 12/2020 | 10-25% |
| THE JENNIFER S HENDERSON IRREVOCABLE TRUST DATED 2020 | Domestic Entity | – | OWNER | 12/2020 | 10-25% |
| THE DAVID S. HEICHEL IRREVOCABLE TRUST DATED 2016 | Domestic Entity | – | OWNER | 12/2020 | 5-10% |
| THE SCOTT A. HEICHEL IRREVOCABLE TRUST DATED 2010 | Domestic Entity | – | OWNER | 12/2020 | 5-10% |
| THE ADAM HEICHEL IRREVOCABLE TRUST DATED 2010 | Domestic Entity | – | OWNER | 12/2020 | 5-10% |
| HEICHEL, KEITH, ALLEN | Individual | – | CO-TRUSTEE OF THE KEITH A. HEICHEL IRREVOCABLE TRUST DATED 2020 | 12/2020 | 10-25% |
| THE DAVID S. HEICHEL IRREVOCABLE TRUST DATED 2020 | Domestic Entity | – | OWNER | 12/2020 | 10-25% |
| THE ADAM HEICHEL IRREVOCABLE TRUST DATED 2020 | Domestic Entity | – | OWNER | 12/2020 | 10-25% |
| HENDERSON, JENNIFER, SUZANNE | Individual | – | CO-TRUSTEE OF THE DAVID W. HEICHEL IRREVOCABLE TRUST DATED 2016 | 12/2016 | 5-10% |
| THE SCOTT A. HEICHEL IRREVOCABLE TRUST DATED 2020 | Domestic Entity | – | OWNER | 12/2020 | 10-25% |
| HEICHEL, SCOTT, ANDREW | Individual | – | CO-TRUSTEE OF THE SCOTT A. HEICHEL IRREVOCABLE TRUST DATED 2020 | 12/2020 | 10-25% |
| HENDERSON, JENNIFER, SUZANNE | Individual | – | CO-TRUSTEE OF THE SCOTT A. HEICHEL IRREVOCABLE TRUST DATED 2010 & THE ADAM J. HEICHEL IRREVOCABLE TRUST DATED 2010 | 12/2010 | 10-25% |
| HENDERSON, JENNIFER, SUZANNE | Individual | – | CO-TRUSTEE OF THE DAVID W. HEICHEL IRREVOCABLE TRUST DATED 2020 AND THE JENNIFER S. HENDERSON IRREVOCABLE TRUST DATED 2020 | 12/2020 | 10-25% |
| HEICHEL, DAVID, WILLIAM | Individual | – | CO-TRUSTEE OF THE JENNIFER S. HENDERDSON IRREVOCABLE TRUST DATED 2020 AND THE DAVID W. HEICHEL IRREVOCABLE TRUST DATED 2020 | 12/2020 | 10-25% |
| Heichel, Adam, Jospeh | Individual | – | CO-TRUSTEE OF THE ADAM J. HEICHEL IRREVOCABLE TRUST DATED 2010 | 12/2010 | 5-10% |
| Heichel, Adam, Jospeh | Individual | – | CO-TRUSTEE OF THE ADAM J. HEICHEL IRREVOCABLE TRUST DATED 2020 | 12/2020 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO COM | Stock | 233K | 2K | – |
| A C N B CORP | Stock | 412K | 11K | – |
| AAON INC COM PAR Usd0.004 | Stock | 289K | 3K | – |
| ABBOTT LABS COM | Stock | 1M | 11K | – |
| ABBVIE INC COM | Stock | 3M | 15K | – |
| ACCENTURE LTD BERMUDA CL A | Stock | 1M | 5K | – |
| ACCOLADE INC COM | Stock | 47K | 13K | – |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | Stock | 120K | 33K | – |
| ADOBE SYS INC | Stock | 2M | 3K | – |
| ADVANCED MICRO DEVICES INC COM | Stock | 1M | 9K | – |
| ADVENT CLAYMORE CONVERTIBLE SECS & INC | CEF | 196K | 16K | – |
| AFLAC INC COM | Stock | 343K | 4K | – |
| AIR PRODS & CHEMS INC COM | Stock | 238K | 924 | – |
| ALCON AG ORD SHS | Stock | 340K | 4K | – |
| ALPHABET INC CAP STK CL C | Stock | 4M | 24K | – |
| ALPINE TOTAL DYNAMICDIVID FD COM SH BEN INT | CEF | 249K | 30K | – |
| ALTRIA GROUP INC COM | Stock | 386K | 8K | – |
| AMAZON.COM INC | Stock | 11M | 55K | – |
| AMERICAN CAPITAL AGENCY CORP. | REIT | 279K | 29K | – |
| AMERICAN ELEC PWR CO INC COM | Stock | 253K | 3K | – |
| AMERICAN EXPRESS CO COM | Stock | 993K | 4K | – |
| AMERICAN INTL GROUP INC COM NEW | Stock | 350K | 5K | – |
| AMERICAN TOWER CORP | REIT | 204K | 1K | – |
| AMERICAN VANGUARD CORP | Stock | 95K | 11K | – |
| AMERIPRISE FINANCIAL INC. | Stock | 417K | 976 | – |
| AMETEK INC COM | Stock | 303K | 2K | – |
| AMGEN INC | Stock | 838K | 3K | – |
| AMPHENOL CORP CL A | Stock | 800K | 12K | – |
| ANALOG DEVICES INC COM | Stock | 890K | 4K | – |
| ANHEUSER BUSCH | ADR | 489K | 8K | – |
| ANNALY CAPITAL MANAGEMENT INC | REIT | 278K | 15K | – |
| AO SMITH CORP. | Stock | 325K | 4K | – |
| AON CORP | Stock | 478K | 2K | – |
| APPLE INC | Stock | 19M | 89K | – |
| APPLIED MATLS INC COM | Stock | 1M | 5K | – |
| ARCADIUM LITHIUM PLC COM SHS | Stock | 47K | 14K | – |
| ARCH CAPITAL GROUP LTD SHS | Stock | 346K | 3K | – |
| ARCHROCK INC COM | Stock | 289K | 14K | – |
| ARES CAPITAL CORP COM | CEF | 433K | 21K | – |
| ARES COML REAL ESTATE CORP COM | REIT | 133K | 20K | – |
| ARGENX SE SPONSORED ADR | ADR | 206K | 479 | – |
| ARISTA NETWORKS INC COM | Stock | 606K | 2K | – |
| ARROW FINL CORP COM | Stock | 214K | 8K | – |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | ADR | 725K | 63K | – |
| ASML HOLDING N V N Y REGISTRY SHS | ADR | 2M | 2K | – |
| ASTRAZENECA PLC- SPONS ADR | ADR | 2M | 20K | – |
| AT&T INC COM | Stock | 758K | 40K | – |
| ATLASSIAN CORPORATION CL A | Stock | 507K | 3K | – |
| AUTODESK INC | Stock | 363K | 1K | – |
| AUTOMATIC DATA PROCESSING INC COM | Stock | 599K | 3K | – |
| AUTOZONE INC NEV | Stock | 252K | 85 | – |
| AVAGO TECHNOLOGIES LTD | Stock | 4M | 2K | – |
| BANCO ITAU HOLDING | ADR | 102K | 17K | – |
| BANCO SANTANDER CENT HISP | ADR | 316K | 68K | – |
| BANK AMERICA CORP COM | Stock | 2M | 39K | – |
| BANK NEW YORK MELLON CORP COM | Stock | 456K | 8K | – |
| BANK OF NT BUTTERFIELD&SON LTD SHS NEW | Stock | 319K | 9K | – |
| BARCLAYS PLC ADR | ADR | 652K | 61K | – |
| BCB BANCORP INC COM | Stock | 127K | 12K | – |
| BEACON ROOFING SUPPLY | Stock | 316K | 3K | – |
| BENCHMARK ELECTRS INC | Stock | 218K | 6K | – |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 4M | 10K | – |
| BHP GROUP LTD SPONSORED ADS | ADR | 428K | 7K | – |
| BIOCRYST PHARMACEUTICALS INC | Stock | 142K | 23K | – |
| BLACKROCK CREDIT ALLOC INCOME TRUST | CEF | 216K | 20K | – |
| BLACKROCK GLOBAL OPPORTUNITIES EQUITYTR COM | CEF | 132K | 12K | – |
| BLACKROCK INC | Stock | 801K | 1K | – |
| BLACKSTONE GROUP LP | Stock | 265K | 2K | – |
| BLOCK INC CL A | Stock | 265K | 4K | – |
| BLUEPRINT MEDICINES CORP COM | Stock | 212K | 2K | – |
| BOEING CO COM | Stock | 712K | 4K | – |
| BOOKING HOLDINGS INC COM | Stock | 662K | 167 | – |
| BOSTON SCIENTIFIC CORP | Stock | 641K | 8K | – |
| BP PLC SPONSORED ADR | ADR | 747K | 21K | – |
| BRITISH AMERICAN TOBACCO | ADR | 394K | 13K | – |
| BROADRIDGE FIN SOL | Stock | 239K | 1K | – |
| CADENCE DESIGN SYSTEM INC COM | Stock | 477K | 2K | – |
| CANADIAN NATURAL RESOURCES LTD | Stock | 423K | 12K | – |
| CANADIAN PAC RAILWAYLTD | Stock | 947K | 12K | – |
| CAPITAL ONE FINANCIAL CORP | Stock | 274K | 2K | – |
| CAPITOL FEDERAL FINANCIAL | Stock | 195K | 36K | – |
| CARRIER GLOBAL CORPORATION COM | Stock | 266K | 4K | – |
| CARVANA CO CL A | Stock | 243K | 2K | – |
| CATERPILLAR INC COM | Stock | 1M | 4K | – |
| CBRA CLARION GLOBAL REAL ESTATE INCOME | CEF | 156K | 31K | – |
| CDW CORP COM USD0.01 | Stock | 339K | 2K | – |
| CEDAR FAIR L P DEP UNIT | Stock | 327K | 6K | – |
| CEMEX SAB DE CV SPON ADR NEW | ADR | 132K | 21K | – |
| CENCORA INC COM | Stock | 217K | 965 | – |
| CHARLES SCHWAB CORP | Stock | 391K | 5K | – |
| CHEVRON CORP NEW COM | Stock | 2M | 11K | – |
| CHICAGO MERCANTILE HLDGS INC | Stock | 312K | 2K | – |
| CHIPOTLE MEXICAN GRILL INC | Stock | 583K | 9K | – |
| CHUBB LIMITED COM | Stock | 759K | 3K | – |
| CHUNGHWA TELECOM LTD ADR | ADR | 241K | 6K | – |
| CIGNA CORP | Stock | 525K | 2K | – |
| CINTAS CORP | Stock | 476K | 680 | – |
| CISCO SYS INC | Stock | 1M | 21K | – |
| CITIGROUP INC | Stock | 315K | 5K | – |
| CITY OFFICE REIT INC COM | REIT | 101K | 20K | – |
| CLIPPER RLTY INC COM | REIT | 66K | 18K | – |
| CMS ENERGY CORP COM | Stock | 215K | 4K | – |
| COCA COLA CO COM | Stock | 1M | 20K | – |
| COLGATE PALMOLIVE CO COM | Stock | 206K | 2K | – |
| COLONY BANKCORP INC COM | Stock | 157K | 13K | – |
| COMCAST CORP NEW CL A | Stock | 1M | 30K | – |
| COMPANHIA DE SANEAM ADRF SPONSORED ADR | ADR | 28K | 23K | – |
| COMPANHIA PARANAENSE DE ENERGIA-(COPEL)-SPONSORED ADR | ADR | 83K | 12K | – |
| CONOCOPHILLIPS COM | Stock | 1M | 11K | – |
| CONSTELLATION BRANDS INC CL A | Stock | 234K | 911 | – |
| CONSTELLATION ENERGY CORP COM | Stock | 500K | 2K | – |
| COPART INC | Stock | 527K | 10K | – |
| COSAN S A ADS | ADR | 115K | 12K | – |
| COSTCO WHOLESALE CORP | Stock | 2M | 2K | – |
| COUPANG INC CL A | Stock | 219K | 10K | – |
| CROCS INC | Stock | 324K | 2K | – |
| CROWN CASTLE INTL CORP | REIT | 246K | 3K | – |
| CSX CORP | Stock | 524K | 16K | – |
| CUMMINS INC COM | Stock | 286K | 1K | – |
| CVB FINANCIAL CP | Stock | 176K | 10K | – |
| CVS HEALTH CORP COM | Stock | 235K | 4K | – |
| D R HORTON INC | Stock | 482K | 3K | – |
| DANAHER CORP | Stock | 1M | 4K | – |
| DEERE & CO COM | Stock | 619K | 2K | – |
| DEVON ENERGY CORP | Stock | 266K | 6K | – |
| DEXCOM INC COM | Stock | 224K | 2K | – |
| DIAGEO PLC | ADR | 362K | 3K | – |
| DIAMONDBACK ENERGY INC COM | Stock | 388K | 2K | – |
| DIGITAL REALTY TRUST INC | REIT | 261K | 2K | – |
| DIMENSIONAL U.S. EQUITY ETF | ETF | 3M | 55K | – |
| DISNEY WALT CO COM | Stock | 651K | 7K | – |
| DOLLAR GEN CORP | Stock | 202K | 2K | – |
| DOW INC COM | Stock | 354K | 7K | – |
| DR REDDYS LABS LTD ADR | ADR | 680K | 9K | – |
| DUPONT DE NEMOURS INC COM | Stock | 328K | 4K | – |
| EAGLE POINT INCOME COMPANY INC COM | CEF | 269K | 17K | – |
| EASTERLY GOVT PPTYS INC COM | REIT | 172K | 14K | – |
| EASTMAN CHEMICAL CO | Stock | 209K | 2K | – |
| EATON CORP PLC SHS | Stock | 1M | 3K | – |
| EDITAS MEDICINE INC COM | Stock | 69K | 15K | – |
| EDWARDS LIFESCIENCES CORP COM | Stock | 377K | 4K | – |
| ELEVANCE HEALTH INC COM | Stock | 568K | 1K | – |
| ELI LILLY & CO COM | Stock | 4M | 4K | – |
| EMCOR GROUP INC | Stock | 359K | 983 | – |
| EMERSON ELEC CO COM | Stock | 616K | 6K | – |
| ENCOMPASS HEALTH CORP COM | Stock | 208K | 2K | – |
| ENERGY SELECT SECTOR SPDR | ETF | 636K | 7K | – |
| ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP | Stock | 72M | 4M | – |
| ENERSYS COM | Stock | 208K | 2K | – |
| EOG RESOURCES INC | Stock | 259K | 2K | – |
| EQUINIX INC COM | REIT | 500K | 662 | – |
| EQUITRANS MIDSTREAM CORP COM | Stock | 196K | 15K | – |
| EVERCORE INC CLASS A | Stock | 254K | 1K | – |
| EXXON MOBIL CORP COM | Stock | 3M | 29K | – |
| F5 NETWORKS INC | Stock | 229K | 1K | – |
| FABRINET SHS | Stock | 383K | 2K | – |
| FEDEX CORP | Stock | 251K | 836 | – |
| FENNEC PHARMACEUTICALS INC COM | Stock | 75K | 12K | – |
| FERGUSON PLC NEW COMMON STOCK NEW | Stock | 316K | 2K | – |
| FERRARI N V COM | Stock | 949K | 2K | – |
| FIFTH THIRD BANCORP | Stock | 326K | 9K | – |
| FIRST LONG ISLAND CORP | Stock | 138K | 14K | – |
| FIRST TRUST HIGH INCOME LONG SHORT FUND | CEF | 175K | 14K | – |
| FIRST TRUST LARGE CAP CORE ALPHADEX FUND | ETF | 218K | 2K | – |
| FIRST TRUST MID CAP CORE ALPHADEX FUND | ETF | 228K | 2K | – |
| FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND | ETF | 5M | 149K | – |
| FISERV INC | Stock | 375K | 3K | – |
| FLUOR CORP | Stock | 210K | 5K | – |
| FOMENTO ECONOMICO MEXICANO SA DE C.V. NEW SPONS ADR REPSTG UNIT 1 SER B SH | ADR | 220K | 2K | – |
| FORD MOTOR COMPANY | Stock | 408K | 33K | – |
| FORTINET INC COM | Stock | 215K | 4K | – |
| FREEPORT MCMORAN COPPER | Stock | 404K | 8K | – |
| FS KKR CAP CORP COM | CEF | 1M | 63K | – |
| FT VEST INTERNATIONAL EQUITY MODERATE BUFFER ETF - DECEMBER | ETF | 267K | 11K | – |
| FT VEST NASDAQ-100 BUFFER ETF - JUNE | ETF | 346K | 13K | – |
| FT VEST S&P 500 DIVIDEND ARISTOCRATS TARGET INCOME ETF | ETF | 610K | 12K | – |
| FT VEST U.S. EQUITY DEEP BUFFER ETF - AUGUST | ETF | 1M | 35K | – |
| FT VEST U.S. EQUITY DEEP BUFFER ETF - JULY | ETF | 879K | 22K | – |
| FT VEST U.S. EQUITY DEEP BUFFER ETF - JUNE | ETF | 843K | 21K | – |
| FT VEST US EQUITY BUFFER ETF - DECEMBER | ETF | 253K | 6K | – |
| GABELLI DIV AND INC TR | CEF | 261K | 12K | – |
| GALLAGHER ARTHUR J &CO | Stock | 2M | 9K | – |
| GARMIN LTD | Stock | 281K | 2K | – |
| GARTNER INC CL A | Stock | 305K | 680 | – |
| GE AEROSPACE COM NEW | Stock | 786K | 5K | – |
| GE VERNOVA INC COM | Stock | 212K | 1K | – |
| GENERAL DYNAMICS CORP COM | Stock | 512K | 2K | – |
| GENERAL MLS INC COM | Stock | 227K | 4K | – |
| GENERAL MOTORS CORP | Stock | 491K | 11K | – |
| GENUINE PARTS CO COM | Stock | 328K | 2K | – |
| GERDAU S A | ADR | 57K | 17K | – |
| GERON CORP | Stock | 52K | 12K | – |
| GILEAD SCIENCES INC | Stock | 532K | 8K | – |
| GLAUKOS CORP COM | Stock | 215K | 2K | – |
| GOLDMAN SACHS GROUP INC | Stock | 834K | 2K | – |
| GOOGLE INC | Stock | 6M | 34K | – |
| GORMAN RUPP CO COM | Stock | 356K | 10K | – |
| GRAINGER W W INC COM | Stock | 593K | 657 | – |
| GRANITE PT MTG TR INC COM | REIT | 56K | 19K | – |
| GREAT LAKES DREDGE & DOCK CORPORATION | Stock | 170K | 19K | – |
| GSK PLC SPONSORED ADR | ADR | 381K | 10K | – |
| GUIDEWIRE SOFTWARE INC | Stock | 227K | 2K | – |
| HANCOCK HLDG CO | Stock | 225K | 5K | – |
| HARTFORD FINL SVCS GROUP INC | Stock | 253K | 3K | – |
| HAWAIIAN HLDGS INC | Stock | 132K | 11K | – |
| HCA INC | Stock | 306K | 953 | – |
| HEALTH CARE REIT INC | REIT | 354K | 3K | – |
| HEALTHEQUITY INC COM | Stock | 256K | 3K | – |
| HELIX ENERGY SOLUTIONS GRP INC COM | Stock | 122K | 10K | – |
| HESS CORP COM | Stock | 225K | 2K | – |
| HEWLETT PACKARD ENTERPRISE CO COM | Stock | 276K | 13K | – |
| HILTON WORLDWIDE HLDGS INC COM | Stock | 503K | 2K | – |
| HIMALAYA SHIPPING LTD ORD SHS | Stock | 161K | 18K | – |
| HOLLEY INC COM | Stock | 138K | 38K | – |
| HOME DEPOT | Stock | 2M | 6K | – |
| HONEYWELL INTL INC | Stock | 839K | 4K | – |
| HOSPITALITY PROPERTIES TRUST | REIT | 125K | 24K | – |
| HP INC COM | Stock | 272K | 8K | – |
| HSBC HOLDINGS PLC SPONS ADR | ADR | 393K | 9K | – |
| HUBBELL INC COM | Stock | 201K | 551 | – |
| HUDSON PAC PPTYS INC | REIT | 74K | 15K | – |
| HUNTINGTON BANCSHARES INC COM | Stock | 174K | 13K | – |
| ICICI BANK LTD ADR | ADR | 1M | 40K | – |
| ICON PLC SHS | Stock | 483K | 2K | – |
| IDEXX LABS INC | Stock | 242K | 497 | – |
| ILLINOIS TOOL WKS INC COM | Stock | 308K | 1K | – |
| INFOSYS LTD SPONSORED ADR | ADR | 538K | 29K | – |
| ING GROEP NV ADR | ADR | 349K | 20K | – |
| INGERSOLL RAND INC COM | Stock | 317K | 3K | – |
| INSIGHT ENTERPRISES INC COM | Stock | 323K | 2K | – |
| INSMED INC COM NEW | Stock | 217K | 3K | – |
| INSTALLED BLDG PRODS INC COM | Stock | 331K | 2K | – |
| INTEGRAL AD SCIENCE HLDNG CORP COM | Stock | 112K | 12K | – |
| INTEL CORP COM | Stock | 920K | 30K | – |
| INTERCONTINENTALEXCHINTL | Stock | 715K | 5K | – |
| INTL BUSINESS MACHINES | Stock | 853K | 5K | – |
| INTUIT INC | Stock | 1M | 2K | – |
| INTUITIVE SURGICAL, INC. | Stock | 1M | 3K | – |
| INVESCO CEF INCOME COMPOSITE ETF | ETF | 329K | 18K | – |
| INVESCO S&P 500 EQUAL WEIGHT ETF | ETF | 2M | 10K | – |
| IQVIA HLDGS INC COM | Stock | 303K | 1K | – |
| ISHARES AGGREGATE BOND ETF | ETF | 4M | 46K | – |
| ISHARES AMT-FREE MUNI BOND ETF | ETF | 549K | 5K | – |
| ISHARES GOLD TRUST ETF | ETF | 220K | 5K | – |
| ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | ETF | 246K | 3K | – |
| ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF | ETF | 343K | 4K | – |
| ISHARES MSCI EAFE ETF | ETF | 4M | 56K | – |
| ISHARES MSCI EAFE GROWTH INDEX ETF | ETF | 5M | 46K | – |
| ISHARES MSCI EAFE SMALL CAP ETF | ETF | 596K | 10K | – |
| ISHARES MSCI EAFE VALUE INDEX ETF | ETF | 7M | 135K | – |
| ISHARES MSCI EMERGING MARKETS ETF | ETF | 436K | 10K | – |
| ISHARES RUSSELL 1000 GROWTH ETF | ETF | 4M | 10K | – |
| ISHARES RUSSELL 1000 VALUE ETF | ETF | 4M | 24K | – |
| ISHARES RUSSELL 2000 ETF | ETF | 3M | 14K | – |
| ISHARES RUSSELL 2000 GROWTH INDEX | ETF | 265K | 1K | – |
| ISHARES S&P 500 GROWTH ETF | ETF | 417K | 5K | – |
| ISHARES S&P 500 INDEX | ETF | 5M | 9K | – |
| ISHARES S&P 500 VALUE ETF | ETF | 571K | 3K | – |
| ISHARES S&P SMALLCAP 600 ETF | ETF | 2M | 21K | – |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | ETF | 209K | 2K | – |
| ISHARES TIPS BOND ETF | ETF | 214K | 2K | – |
| ISHARES TR RUSSELL 1000 INDEX ETF | ETF | 694K | 2K | – |
| JABIL CIRCUIT INC | Stock | 310K | 3K | – |
| JETBLUE AWYS CORP | Stock | 102K | 17K | – |
| JOBY AVIATION INC COMMON STOCK | Stock | 68K | 13K | – |
| JOHNSON & JOHNSON COM | Stock | 2M | 12K | – |
| JOHNSON CTLS INC | Stock | 451K | 7K | – |
| JPMORGAN BETABUILDERS USD HIGH YIELD CORPORATE BOND ETF | ETF | 4M | 88K | – |
| JPMORGAN CHASE & CO. COM | Stock | 3M | 17K | – |
| KATY INDUSTRIES INC | ADR | 173K | 13K | – |
| KEARNY FINANCIAL | Stock | 160K | 26K | – |
| KENNEDY-WILSON HOLDINGS INC COM | Stock | 203K | 21K | – |
| KINDER MORGAN INC | Stock | 473K | 24K | – |
| KINROSS GOLD CORP COM | Stock | 359K | 43K | – |
| KINSALE CAP GROUP INC COM | Stock | 224K | 581 | – |
| KLA-TENCOR CORP | Stock | 595K | 722 | – |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | ADR | 266K | 11K | – |
| KOOKMIN BK NEW SPONSORED ADR | ADR | 393K | 7K | – |
| KOREA ELECTRIC POWERCORP ADR | ADR | 265K | 37K | – |
| KROGER CO COM | Stock | 213K | 4K | – |
| KYNDRYL HLDGS INC COMMON STOCK | Stock | 205K | 8K | – |
| L3HARRIS TECHNOLOGIES INC COM | Stock | 356K | 2K | – |
| LAM RESEARCH CORP | Stock | 763K | 717 | – |
| LANDEC CP | Stock | 79K | 15K | – |
| LENNAR CORP CL A | Stock | 289K | 2K | – |
| LG PHILIPS LCD CO LTD SPONSORED ADR REP 0.5 ORD SHS | ADR | 97K | 24K | – |
| LINDE PLC SHS | Stock | 1M | 3K | – |
| LLOYDS TSB GROUP PLC | ADR | 31K | 11K | – |
| LOCKHEED MARTIN CORP | Stock | 653K | 1K | – |
| LOWES COS INC COM | Stock | 972K | 4K | – |
| LUFAX HOLDING LTD SPONSORED ADR | ADR | 109K | 46K | – |
| MANHATTAN BRIDGE CAPITAL INC | REIT | 137K | 137K | – |
| MANULIFE FINL CORP | Stock | 234K | 9K | – |
| MARATHON OIL CORP COM | Stock | 281K | 10K | – |
| MARATHON PETE CORP | Stock | 2M | 11K | – |
| MARRIOTT INTL INC | Stock | 306K | 1K | – |
| MARSH & MCLENNAN COS INC COM | Stock | 1M | 6K | – |
| MARTIN MARIETTA MATLS INC | Stock | 256K | 472 | – |
| MASTERCARD INC | Stock | 2M | 5K | – |
| MCDONALDS CORP COM | Stock | 3M | 11K | – |
| MCKESSON CORP | Stock | 479K | 821 | – |
| MEDPACE HLDGS INC COM | Stock | 312K | 757 | – |
| MEDTRONIC PLC SHS | Stock | 305K | 4K | – |
| MERCADOLIBRE INC | Stock | 265K | 161 | – |
| MERCK & CO INC | Stock | 2M | 15K | – |
| META PLATFORMS INC CL A | Stock | 7M | 14K | – |
| METLIFE INC COM | Stock | 509K | 7K | – |
| MFS MULTIMARKET INCOME TRUST | CEF | 60K | 13K | – |
| MGM RESORTS INTERNATIONAL | Stock | 272K | 6K | – |
| MICROCHIP TECHNOLOGY INC | Stock | 253K | 3K | – |
| MICRON TECHNOLOGY | Stock | 427K | 3K | – |
| MICROSOFT | Stock | 19M | 43K | – |
| MITSUBISHI UFJ FINL GROUP INC SPONSORED | ADR | 484K | 45K | – |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | ADR | 136K | 32K | – |
| MODERNA INC COM | Stock | 217K | 2K | – |
| MONDAY COM LTD SHS | Stock | 215K | 891 | – |
| MONDELEZ INTL INC CL A | Stock | 429K | 7K | – |
| MONSTER BEVERAGE CORP | Stock | 426K | 9K | – |
| MOODYS CORP | Stock | 295K | 702 | – |
| MORGAN STANLEY | Stock | 366K | 4K | – |
| MOTOROLA SOLUTIONS INC COM NEW | Stock | 368K | 954 | – |
| MURPHY USA INC | Stock | 209K | 446 | – |
| NANOMETRICS INC | Stock | 301K | 1K | – |
| NETAPP INC | Stock | 233K | 2K | – |
| NETFLIX COM INC | Stock | 2M | 3K | – |
| NEW RESIDENTIAL INVESTMENT CORP | REIT | 132K | 12K | – |
| NEWS CORP NEW CL A | Stock | 217K | 8K | – |
| NEXPOINT CREDIT STRATEGIES FD COM | REIT | 145K | 26K | – |
| NEXTERA ENERGY INC COM | Stock | 710K | 10K | – |
| NIKE INC CLASS B | Stock | 468K | 6K | – |
| NIO INC SPON ADS | ADR | 109K | 26K | – |
| NOMURA HLDGS INC SPON ADR | ADR | 338K | 59K | – |
| NORDSON CORP | Stock | 1M | 6K | – |
| NORFOLK SOUTHERN CRP | Stock | 245K | 1K | – |
| NORTHROP GRUMMAN CORP COM | Stock | 221K | 507 | – |
| NOVAGOLD RESOURCES INC NEW | Stock | 124K | 36K | – |
| NOVARTIS AG ADR | ADR | 575K | 5K | – |
| NOVO-NORDISK A/S ADR ADR CMN | ADR | 2M | 17K | – |
| NU HLDGS LTD ORD SHS CL A | Stock | 246K | 19K | – |
| NUCOR CORP COM | Stock | 343K | 2K | – |
| NUVATION BIO INC COM CL A | Stock | 84K | 29K | – |
| NUVEEN CREDIT STRATEGIES INCOME | CEF | 171K | 31K | – |
| NUVEEN INSD TAX FREE ADV TAX FREE ADVANTAGE MUNI | CEF | 133K | 12K | – |
| NUVEEN PREFERRED AND CONVERTIBLE INCOME FU | CEF | 163K | 22K | – |
| NVIDIA CORP | Stock | 17M | 134K | – |
| O REILLY AUTOMOTIVE INC | Stock | 477K | 452 | – |
| OCCIDENTAL PETE CORP COM | Stock | 316K | 5K | – |
| OLD DOMINION FREIGHT LNS WITH STOCK SPLIT SHARES | Stock | 269K | 2K | – |
| ONEOK INC NEW COM | Stock | 208K | 3K | – |
| ORACLE CORPORATION | Stock | 1M | 11K | – |
| ORION OFFICE REIT INC COM | REIT | 163K | 45K | – |
| ORIX CORPORATION SPONS ADR SPONSORED ADR C | ADR | 229K | 2K | – |
| OTIS WORLDWIDE CORP COM | Stock | 214K | 2K | – |
| OVINTIV INC COM | Stock | 242K | 5K | – |
| PACCAR INC COM | Stock | 249K | 2K | – |
| PALO ALTO NETWORKS INC COM | Stock | 571K | 2K | – |
| PARAMOUNT GROUP INC COM | REIT | 101K | 22K | – |
| PARKER-HANNIFIN CORP COM | Stock | 975K | 2K | – |
| PATTERSON ENERGY INC | Stock | 107K | 10K | – |
| PAYPAL HLDGS INC COM | Stock | 434K | 7K | – |
| PDD HOLDINGS INC SPONSORED ADS | ADR | 248K | 2K | – |
| PEPSICO INC COM | Stock | 3M | 16K | – |
| PFIZER INC COM | Stock | 823K | 29K | – |
| PGIM GLOBAL HIGH YIELD FD FORM COM | CEF | 124K | 10K | – |
| PHILIP MORRIS INTL INC | Stock | 997K | 10K | – |
| PHILLIPS 66 | Stock | 815K | 6K | – |
| PNC FINL SVCS GROUP INC COM | Stock | 381K | 2K | – |
| POWERSHARES QQQ TR | ETF | 551K | 1K | – |
| PROCTER AND GAMBLE CO COM | Stock | 3M | 18K | – |
| PROGRESSIVE CORP COM | Stock | 1M | 5K | – |
| PROLOGIS SHARE BENEFICIAL INT | REIT | 771K | 7K | – |
| PRUDENTIAL CORP PLC ADRF SPONSORED ADR | ADR | 347K | 19K | – |
| PRUDENTIAL FINL INC | Stock | 652K | 6K | – |
| PTC INC COM | Stock | 233K | 1K | – |
| PUBLIC SVC ENTERPRISE GRP INC COM | Stock | 475K | 6K | – |
| PULTE GROUP INC COM | Stock | 330K | 3K | – |
| PURE CYCLE CORP COM NEW | Stock | 105K | 11K | – |
| QUALCOMM INC | Stock | 1M | 7K | – |
| QUANTA SERVICES INC | Stock | 394K | 2K | – |
| QUIPT HOME MEDICAL CORP COM | Stock | 140K | 44K | – |
| RAMBUS INC | Stock | 248K | 4K | – |
| RAYMOND JAMES FINL INC | Stock | 261K | 2K | – |
| REDFIN CORP COM | Stock | 109K | 18K | – |
| REGENERON PHARMACEUTICALS INC | Stock | 643K | 612 | – |
| REINSURANCE GROUP AMER INC | Stock | 204K | 992 | – |
| RELX PLC SPONSORED ADR | ADR | 514K | 11K | – |
| REPUBLIC SERVICES INC | Stock | 229K | 1K | – |
| RIO TINTO PLC SPON ADR | ADR | 448K | 7K | – |
| ROCKWELL AUTOMATION INC COM | Stock | 316K | 1K | – |
| ROPER INDUSTRIES INC | Stock | 343K | 609 | – |
| ROSS STORES INC | Stock | 205K | 1K | – |
| ROYAL BANK OF CANADA | Stock | 366K | 3K | – |
| ROYAL BANK OF SCOTLAND | ADR | 141K | 18K | – |
| ROYAL CARRIBBEAN CRUISES LTD | Stock | 347K | 2K | – |
| ROYAL DUTCH SHELL PLC-ADR | ADR | 1M | 15K | – |
| RTX CORPORATION COM | Stock | 866K | 9K | – |
| S&P GLOBAL INC COM | Stock | 1M | 3K | – |
| SAFE BULKERS INC COM | Stock | 67K | 12K | – |
| SAGE THERAPEUTICS INC COM | Stock | 129K | 12K | – |
| SAIA INC COM | Stock | 220K | 463 | – |
| SALESFORCE COM | Stock | 1M | 5K | – |
| SALOMON BROS EMERGING MKTS DEBT FUND | CEF | 162K | 17K | – |
| SANOFI SA | ADR | 466K | 10K | – |
| SAP AKTIENGESELLSCHAFT ADR | ADR | 1M | 7K | – |
| SASOL LTD SPONSORED ADR | ADR | 136K | 18K | – |
| SCHLUMBERGER LTD COM STK | Stock | 366K | 8K | – |
| SCPHARMACEUTICALS INC COM | Stock | 49K | 11K | – |
| SERVICE NOW INC | Stock | 945K | 1K | – |
| SHERWIN WILLIAMS CO COM | Stock | 3M | 9K | – |
| SHINHAN FINL GROUP ADR F SPONSORED ADR | ADR | 471K | 14K | – |
| SHOPIFY INC CL A | Stock | 236K | 4K | – |
| SIMON PROPERTY GROUP INC | REIT | 237K | 2K | – |
| SKYWEST INC | Stock | 212K | 3K | – |
| SONY GROUP CORP SPONSORED ADR | ADR | 523K | 6K | – |
| SOUTHERN CO COM | Stock | 630K | 8K | – |
| SOUTHERN PERU COPPER CORP | Stock | 261K | 2K | – |
| SOUTHWESTERN ENERGY CO COM | Stock | 104K | 15K | – |
| SPDR BLOOMBERG 1-10 YEAR TIPS ETF | ETF | 4M | 202K | – |
| SPDR DOUBLELINE EMERGING MARKETS FIXED INCOME ETF | ETF | 8M | 182K | – |
| SPDR GOLD ETF | ETF | 564K | 3K | – |
| SPDR PORTFOLIO AGGREGATE BOND ETF | ETF | 16M | 635K | – |
| SPDR PORTFOLIO EMERGING MARKETS ETF | ETF | 4M | 105K | – |
| SPDR PORTFOLIO S&P 500 ETF | ETF | 12M | 185K | – |
| SPDR PORTFOLIO S&P 500 GROWTH ETF | ETF | 14M | 175K | – |
| SPDR PORTFOLIO S&P 500 VALUE ETF | ETF | 22M | 450K | – |
| SPDR PORTFOLIO S&P 600 SMALL CAP ETF | ETF | 61M | 1M | – |
| SPDR S&P 500 ETF | ETF | 4M | 7K | – |
| SPECTRUM BRANDS HLDGS INC NEW COM | Stock | 202K | 2K | – |
| SPOTIFY TECHNOLOGY S A SHS | Stock | 244K | 777 | – |
| SPROUTS FMRS MKT INC COM | Stock | 614K | 7K | – |
| STARBUCKS CORP | Stock | 368K | 5K | – |
| STATE STR CORP COM | Stock | 204K | 3K | – |
| STERIS CORP | Stock | 313K | 1K | – |
| STONECO LTD COM CL A | Stock | 172K | 14K | – |
| STRYKER CORP | Stock | 669K | 2K | – |
| SUMITOMO MITSUI FINLGROUP INC SPONSORED ADR ISIN US86562M2098 | ADR | 528K | 39K | – |
| SUN LIFE FINANCIAL INC | Stock | 252K | 5K | – |
| SUNCOR ENERGY COM NPV ISIN CA8672291066 SEDOL 2861142EXCHANGED FOR ONE SHAR | Stock | 293K | 8K | – |
| SUPER MICRO COMPUTER INC | Stock | 496K | 605 | – |
| SYNOPSYS INC COM | Stock | 516K | 867 | – |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | ADR | 2M | 14K | – |
| TAKEDA PHARMA CO ADR XXX MANDATORY EXCHANGE | ADR | 225K | 17K | – |
| TARGET CORP COM | Stock | 590K | 4K | – |
| TE CONNECTIVITY LTD | Stock | 294K | 2K | – |
| TELADOC HEALTH INC COM | Stock | 108K | 11K | – |
| TENARIS SA SPONSORED ADR | ADR | 224K | 7K | – |
| TENCENT MUSIC ENTMT GROUP SPON ADS | ADR | 292K | 21K | – |
| TERADYNE INC COM | Stock | 268K | 2K | – |
| TESLA MOTORS INC | Stock | 4M | 18K | – |
| TEXAS INSTRS INC COM | Stock | 722K | 4K | – |
| TEXAS PACIFIC LAND TRUST SUB SHARE CERTIFICATES | Stock | 231K | 314 | – |
| TEXTRON INC COM | Stock | 376K | 4K | – |
| THERMO FISHER SCIENTIFIC INC COM | Stock | 1M | 3K | – |
| THOMSON REUTERS CORPORATION (USA) | Stock | 614K | 4K | – |
| TJX COS INC NEW COM | Stock | 818K | 7K | – |
| T-MOBILE US INC COM | Stock | 608K | 3K | – |
| TOTAL SA ADR | ADR | 267K | 4K | – |
| TOYOTA MOTOR CORP ADS | ADR | 484K | 2K | – |
| TRACTOR SUPPLY CO | Stock | 262K | 972 | – |
| TRANE TECHNOLOGIES PLC SHS | Stock | 405K | 1K | – |
| TRANSDIGM GROUP INC COM DELAWARE | Stock | 526K | 412 | – |
| TRAVELERS COMPANIES INC COM | Stock | 219K | 1K | – |
| TRUIST FINL CORP COM | Stock | 235K | 6K | – |
| TURKCELL ILETISIM HIZMETLERI SPON ADR NEW | ADR | 225K | 30K | – |
| TYSON FOODS INC CL A | Stock | 2M | 41K | – |
| UBER TECHNOLOGIES INC COM | Stock | 1M | 14K | – |
| UBS AG NEW F | Stock | 358K | 12K | – |
| UNION PAC CORP COM | Stock | 655K | 3K | – |
| UNITED MICROELECTRONICS CORPOR SPONSORED A | ADR | 608K | 69K | – |
| UNITED PARCEL SERVICE INC | Stock | 388K | 3K | – |
| UNITED RENTALS INC | Stock | 367K | 567 | – |
| UNITED STATES GASOLINE FUND LP | ETF | 1M | 19K | – |
| UNITEDHEALTH GROUP | Stock | 3M | 6K | – |
| US BANCORP DEL COM NEW | Stock | 338K | 9K | – |
| VALERO ENERGY CORP | Stock | 972K | 6K | – |
| VANECK IG FLOATING RATE ETF | ETF | 89M | 4M | – |
| VANGUARD ULTRA-SHORT BOND ETF | ETF | 297K | 6K | – |
| VERISK ANALYTICS INCCL A | Stock | 229K | 850 | – |
| VERIZON COMMUNICATIONS | Stock | 751K | 18K | – |
| VERTEX PHARMACEUTICALS IN | Stock | 517K | 1K | – |
| VIKING THERAPEUTICS INC COM | Stock | 360K | 7K | – |
| VIR BIOTECHNOLOGY INC COM | Stock | 101K | 11K | – |
| VIRTUS CONVERTIBLE & INC FD II COM | CEF | 74K | 25K | – |
| VIRTUS CONVERTIBLE & INCOME FD COM | CEF | 65K | 20K | – |
| VIRTUS DIVIDEND INTEREST & PR COM | CEF | 278K | 23K | – |
| VISA INC | Stock | 3M | 13K | – |
| VULCAN MATLS CO COM | Stock | 259K | 1K | – |
| W & T OFFSHORE INC | Stock | 51K | 24K | – |
| WABTEC | Stock | 239K | 2K | – |
| WALMART INC COM | Stock | 2M | 26K | – |
| WASTE CONNECTIONS INC | Stock | 250K | 1K | – |
| WASTE MANAGEMENT INC | Stock | 487K | 2K | – |
| WATERSTONE FINL INC MD COM | Stock | 178K | 14K | – |
| WATSCO INC COM | Stock | 655K | 1K | – |
| WELLS FARGO CO NEW COM | Stock | 966K | 16K | – |
| WESTERN ASSET CLAYMORE INFLATION LINKED OPPORTUNITIES AND INCOME | CEF | 115K | 14K | – |
| WILLIAMS COS INC COM | Stock | 279K | 7K | – |
| WILLIS TOWERS WATSON PLC LTD SHS | Stock | 211K | 805 | – |
| WINGSTOP INC COM | Stock | 254K | 600 | – |
| WIPRO LTD SPON ADR 1 SH | ADR | 669K | 110K | – |
| WISDOMTREE INTERNATIONAL EQUITY FUND | ETF | 2M | 32K | – |
| WNS HLDGS LTD COM SHS | Stock | 324K | 6K | – |
| WOORI FINL GROUP INC SPONSORED ADS | ADR | 467K | 15K | – |
| WORKDAY INC COM | Stock | 270K | 1K | – |
| XYLEM INC | Stock | 214K | 2K | – |
| YEXT INC COM | Stock | 101K | 19K | – |
| YUM! BRANDS INC | Stock | 364K | 3K | – |
| ZOETIS INC COM CL A | Stock | 797K | 5K | – |