CYPRESS ASSET MANAGEMENT INC
Adviser information for CYPRESS ASSET MANAGEMENT INC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 122 | $342.8M |
| Non-Discretionary | 1 | $5.3M |
| Total | 123 | $348.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 59 | $14.2M |
| HNW Individuals | 50 | $216.4M |
| Banking or thrift institutions | <5 | $140,637 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 6 | $44.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $73.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 148 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-51814 |
|---|---|
| SEC ERA File Number | 801-51814 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106593 |
| Legal Entity Identifier | None |
Principal Office
4550 POST OAK PLACE DRIVESUITE 317
HOUSTON
TX
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 713-512-2100, Fax: 713-512-2105
Websites
Chief Compliance Officer
JEFF MELLOY
CHIEF COMPLIANCE OFFICER
4550 POST OAK PLACE DRIVE, SUITE 317
HOUSTON
TX
United States
Tel:
713-512-2120
Fax:
713-512-2105
J******@***************M
(Full email address available in API data)
Regulatory Contact
WILLIAM GARWOOD, III
VICE PRESIDENT
4550 POST OAK PLACE DRIVE, SUITE 317
HOUSTON
TX
United States
Tel:
713-512-2100
Fax:
713-512-2105
W**@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GARWOOD, WILLIAM | Individual | – | PRESIDENT | 03/1996 | 50-75% |
| LEE, FRANK, P. | Individual | – | CHIEF OPERATING OFFICER | 03/1996 | 50-75% |
| Melloy, Jeff | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |