TRUMBOWER FINANCIAL ADVISORS LLC
Adviser information for TRUMBOWER FINANCIAL ADVISORS LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $145.3M |
| Non-Discretionary | 890 | $1.5B |
| Total | 906 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 139 | $156.0M |
| HNW Individuals | 99 | $1.5B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $2.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 25 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-51817 |
|---|---|
| SEC ERA File Number | 801-51817 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107495 |
| Legal Entity Identifier | None |
Principal Office
3 BETHESDA METRO CENTERSTE 340
BETHESDA
MD
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 301-215-8340, Fax: 301-215-8345
Websites
Chief Compliance Officer
CHRISTINA L. BRESNAN
MANAGER INVESTMENT ADVISORY SERVICES
3 BETHESDA METRO CENTER
STE 340
BETHESDA
MD
United States
Tel:
301-215-8344
Fax:
301-215-8345
C**@***************M
(Full email address available in API data)
Regulatory Contact
KAREN P. HUNT
OPERATIONS MANAGER
3 BETHESDA METRO CENTER
STE 340
BETHESDA
MD
United States
Tel:
301-215-8353
Fax:
301-215-8345
K**@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TRUMBOWER, VICTORIA, MARTHA | Individual | – | MANAGING MEMBER | 04/1996 | > 75% |
| BRESNAN, CHRISTINA, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2019 | < 5% |