Hedge Fund Database

BOUCHEY FINANCIAL GROUP LTD

Adviser information for BOUCHEY FINANCIAL GROUP LTD last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 19
Investment Advisory/Research 19
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 11
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,835 $1.2B
Non-Discretionary 44 $9.6M
Total 2,879 $1.2B

Clients

Type Number RAUM
Individuals 735 $286.1M
HNW Individuals 336 $800.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 27 $68.1M
Charitable organizations <5 $6.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-51979
SEC ERA File Number 801-51979
SEC CIK Numbers 1599054
SEC CRD Numbers 111824
Legal Entity Identifier None

Principal Office

1819 FIFTH AVENUE
TROY
NY
United States
Monday - Friday, 9:00 AM - 4:00 PM
Tel: 518-720-3333, Fax: 518-874-5001

Websites

www.boucheyfinancial.com twitter.com/boucheygroup www.facebook.com/boucheyfinancialgroup/ www.linkedin.com/company/bouchey-financial-group/ www.bouchey.com www.youtube.com/@boucheyfinancialgroupltd.5683

Chief Compliance Officer

DAVID W. CLARKE
DIRECTOR OF OPERATIONS
1819 FIFTH AVENUE
TROY
NY
United States
Tel: 518-720-3333
Fax: 518-874-5001
(Full email address available in API data)

Industry Affiliates

B,M & CO. TAX SERVICE, LLC Accountant or accounting firm
BOUCHEY, MILLET AND SCHAFER, LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BOUCHEY, STEVEN, BERNARD Individual – PRESIDENT 09/1995 > 75%
SHIELDS, MARTIN, XAVIER Individual – CHIEF WEALTH ADVISOR 03/2022 < 5%
CLARKE, DAVID, WARNER Individual – CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS 04/2021 < 5%
MILLET, JOHN, SAMUEL Individual – CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER 03/2022 < 5%

No. Employees, Historic

20100201920202021202220232024202510 on 10/16/201911 on 3/25/202011 on 6/23/202011 on 7/22/202011 on 10/16/20209 on 3/24/20219 on 4/13/20219 on 4/15/20219 on 11/8/20219 on 12/1/202117 on 3/24/202217 on 3/24/202217 on 6/30/202218 on 3/14/202318 on 3/23/202318 on 9/14/202319 on 3/22/2024

RAUM, Historic

2B1B02019202020212022202320242025466113857 on 10/16/2019614205955 on 3/25/2020614205955 on 6/23/2020614205955 on 7/22/2020614205955 on 10/16/2020732708596 on 3/24/2021732708596 on 4/13/2021732708596 on 4/15/2021732708596 on 11/8/2021732708596 on 12/1/2021980657311 on 3/24/2022980657311 on 3/24/2022980657311 on 6/30/2022830809652 on 3/14/2023830809652 on 3/23/2023830809652 on 9/14/20231160960475 on 3/22/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025669 on 10/16/2019741 on 3/25/2020741 on 6/23/2020741 on 7/22/2020741 on 10/16/2020838 on 3/24/2021838 on 4/13/2021838 on 4/15/2021838 on 11/8/2021838 on 12/1/2021910 on 3/24/2022910 on 3/24/2022910 on 6/30/2022963 on 3/14/2023963 on 3/23/2023963 on 9/14/20231098 on 3/22/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 687K 4K –
ADVANCED MICRO DEVICES INC COM 592K 4K –
ALPHABET INC CAP STK CL C 2M 10K –
ALPHABET INC CAP STK CL A 1M 8K –
ALTRIA GROUP INC COM 287K 6K –
AMAZON COM INC COM 25M 131K –
AMERICAN ELEC PWR CO INC COM 229K 3K –
AMERICAN EXPRESS CO COM 365K 2K –
AMGEN INC COM 532K 2K –
AMPLIFY ETF TR AMPLIFY CYBERSEC 537K 8K –
APPLE INC COM 60M 283K –
ARES CAPITAL CORP COM 465K 22K –
AT&T INC COM 229K 12K –
BANK AMERICA CORP COM 2M 42K –
BARINGS BDC INC COM 99K 10K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 9K –
BLACKSTONE INC COM 212K 2K –
BROADCOM INC COM 361K 225 –
CATERPILLAR INC COM 263K 791 –
CISCO SYS INC COM 269K 6K –
CONSTELLATION BRANDS INC CL A 203K 792 –
DEERE & CO COM 200K 535 –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 56M 2M –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 22M 369K –
ELEVANCE HEALTH INC COM 214K 396 –
ELI LILLY & CO COM 1M 1K –
ENERGY TRANSFER L P COM UT LTD PTN 671K 41K –
EXXON MOBIL CORP COM 446K 4K –
FACTSET RESH SYS INC COM 210K 515 –
FASTENAL CO COM 209K 3K –
FIDELITY COMWLTH TR NASDAQ COMPSIT 215K 3K –
FIRST TR EXCH TRADED FD III NEW YORK MUNI 208K 8K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT 17M 493K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S 15M 421K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S 2M 60K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 899K 20K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 772K 22K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 764K 17K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 756K 21K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 680K 20K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S 641K 19K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 582K 12K –
FIRST TR EXCHNG TRADED FD VI FT VEST US 554K 15K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT E 509K 16K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 354K 9K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 225K 6K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 221K 5K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 219K 6K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT 214K 6K –
FIRST TR NAS100 EQ WEIGHTED SHS 483K 4K –
GE AEROSPACE COM NEW 260K 2K –
GINKGO BIOWORKS HOLDINGS INC CL A SHS 4K 14K –
GOLDMAN SACHS ETF TR EQUAL WEIGHT US 420K 6K –
HOME DEPOT INC COM 506K 1K –
HONEYWELL INTL INC COM 407K 2K –
INTERNATIONAL BUSINESS MACHS COM 548K 3K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 47M 1M –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 3M 18K –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 262K 6K –
INVESCO QQQ TR UNIT SER 1 183M 381K –
ISHARES TR CORE US AGGBD ET 31M 315K –
ISHARES TR RUSSELL 2000 ETF 3M 14K –
ISHARES TR CORE S&P500 ETF 967K 2K –
ISHARES TR MSCI USA MIN VOL 600K 7K –
ISHARES TR EXPND TEC SC ETF 478K 5K –
ISHARES TR CORE S&P SCP ETF 459K 4K –
ISHARES TR MORNINGSTAR GRWT 411K 5K –
ISHARES TR RUS MID CAP ETF 342K 4K –
ISHARES TR RUS TOP 200 ETF 305K 2K –
ISHARES TR US HLTHCR PR ETF 235K 5K –
ISHARES TR MRGSTR MD CP ETF 235K 3K –
ISHARES TR U S EQUITY FACTR 214K 4K –
ISHARES TR EXPONENTIAL TECH 211K 4K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 23M 404K –
JOHNSON & JOHNSON COM 1M 7K –
JPMORGAN CHASE & CO. COM 2M 8K –
KEYCORP COM 242K 17K –
LOCKHEED MARTIN CORP COM 508K 1K –
MCDONALDS CORP COM 568K 2K –
MERCK & CO INC COM 207K 2K –
META PLATFORMS INC CL A 490K 972 –
MICROCHIP TECHNOLOGY INC. COM 348K 4K –
MICROSOFT CORP COM 5M 12K –
MORGAN STANLEY COM NEW 213K 2K –
NEXTERA ENERGY INC COM 370K 5K –
NUCOR CORP COM 968K 6K –
NVIDIA CORPORATION COM 2M 19K –
PALO ALTO NETWORKS INC COM 428K 1K –
PAYCHEX INC COM 412K 3K –
PEPSICO INC COM 470K 3K –
PHILIP MORRIS INTL INC COM 608K 6K –
PIMCO ETF TR SHTRM MUN BD ACT 235K 5K –
PLUG POWER INC COM NEW 46K 20K –
PROCTER AND GAMBLE CO COM 598K 4K –
PROSHARES TR ULTRAPRO QQQ 436K 6K –
ROYAL CARIBBEAN GROUP COM 356K 2K –
RTX CORPORATION COM 204K 2K –
S&P GLOBAL INC COM 251K 564 –
SCHWAB STRATEGIC TR US BRD MKT ETF 160M 3M –
SCHWAB STRATEGIC TR US DIVIDEND EQ 59M 754K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 19M 397K –
SCHWAB STRATEGIC TR 5 10YR CORP BD 16M 374K –
SCHWAB STRATEGIC TR SHT TM US TRES 11M 219K –
SCHWAB STRATEGIC TR US SML CAP ETF 8M 172K –
SCHWAB STRATEGIC TR US LRG CAP ETF 2M 26K –
SCHWAB STRATEGIC TR US MID-CAP ETF 1M 13K –
SCHWAB STRATEGIC TR 1000 INDEX ETF 219K 4K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 33M 229K –
SELECT SECTOR SPDR TR TECHNOLOGY 6M 25K –
SELECT SECTOR SPDR TR FINANCIAL 299K 7K –
SIRIUS XM HOLDINGS INC COM 32K 11K –
SIXTH STREET SPECIALTY LENDI COM 645K 30K –
SPDR S&P 500 ETF TR TR UNIT 14M 26K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 375K 700 –
SPDR SER TR S&P DIVID ETF 2M 12K –
SPDR SER TR SSGA US LRG ETF 213K 1K –
SSGA ACTIVE ETF TR ULT SHT TRM BD 22M 537K –
SSGA ACTIVE ETF TR SPDR TR TACTIC 2M 46K –
TESLA INC COM 613K 3K –
UNION PAC CORP COM 2M 7K –
UNITEDHEALTH GROUP INC COM 731K 1K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 8M 111K –
VANGUARD BD INDEX FDS VANGUARD ULTRA 3M 53K –
VANGUARD INDEX FDS MID CAP ETF 24M 98K –
VANGUARD INDEX FDS TOTAL STK MKT 9M 33K –
VANGUARD INDEX FDS GROWTH ETF 954K 3K –
VANGUARD INDEX FDS REAL ESTATE ETF 875K 10K –
VANGUARD INDEX FDS VALUE ETF 644K 4K –
VANGUARD INDEX FDS S&P 500 ETF SHS 622K 1K –
VANGUARD INDEX FDS EXTEND MKT ETF 606K 4K –
VANGUARD INDEX FDS SMALL CP ETF 361K 2K –
VANGUARD INDEX FDS LARGE CAP ETF 283K 1K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 482K 8K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 239K 5K –
VANGUARD MUN BD FDS TAX EXEMPT BD 1M 28K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 17M 214K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 286K 2K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 2M 17K –
VANGUARD WORLD FD INF TECH ETF 10M 18K –
VANGUARD WORLD FD FINANCIALS ETF 368K 4K –
VANGUARD WORLD FD CONSUM DIS ETF 245K 786 –
VERIZON COMMUNICATIONS INC COM 542K 13K –
VISA INC COM CL A 402K 2K –
WALMART INC COM 323K 5K –
WELLS FARGO CO NEW COM 410K 7K –
WISDOMTREE TR US QTLY DIV GRT 75M 966K –
WISDOMTREE TR US LARGECAP FUND 444K 8K –
WISDOMTREE TR US AI ENHANCED 283K 3K –