HARVEY CAPITAL MANAGEMENT INC

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Florida, United States

Employees

Total Number of Employees	5
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	175	$425.8M
Non-Discretionary	0	$0
Total	175	$425.8M

Clients

Type	Number	RAUM
Individuals	80	$36.3M
HNW Individuals	84	$351.4M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$232,376
Charitable organizations	7	$28.2M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$9.7M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	175
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-52027
SEC ERA File Number	801-52027
SEC CIK Numbers	1119032
SEC CRD Numbers	106224
Legal Entity Identifier	None

Principal Office

400 ROYAL PALM WAY
SUITE 400
PALM BEACH
FL
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic