M. KRAUS & COMPANY

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Vermont, United States

Employees

Total Number of Employees	5
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	458	$459.5M
Non-Discretionary	10	$34.7M
Total	468	$494.2M

Clients

Type	Number	RAUM
Individuals	87	$30.9M
HNW Individuals	123	$444.2M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$4.5M
Charitable organizations	6	$14.1M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$522,790
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	1

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	% of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number	801-52060
SEC ERA File Number	801-52060
SEC CIK Numbers	1593688
SEC CRD Numbers	106749
Legal Entity Identifier	None

Principal Office

4076 SHELBURNE ROAD
BUILDING A, SUITE 7-C
SHELBURNE
VT
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic