BNY MELLON ADVISORS, INC.
Adviser information for BNY MELLON ADVISORS, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 80 |
|---|---|
| Investment Advisory/Research | 43 |
| Registered Broker-Dealer Representatives | 14 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 103,755 | $19.4B |
| Non-Discretionary | 1 | $315.6M |
| Total | 103,756 | $19.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 79,260 | $13.5B |
| HNW Individuals | 2,035 | $4.0B |
| Banking or thrift institutions | 1 | $315.6M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 267 | $419.4M |
| Charitable organizations | 192 | $565.1M |
| State or municipal gov entities | 1 | $2.4M |
| Other investment advisers | 1 | $328.5M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 293 | $270.4M |
| Other | 2 | $338.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 23 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)MUTUAL FUND SCREENING, MODEL PORTFOLIO DELIVERY |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesASSET BASED FEES RELATED TO MODEL PORTFOLIO DELIVERY |
| Other Business Activities | Commodity pool operator or commodity trading advisorPLATFORM SERVICE PROVIDER |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 669.3M |
| Portfolio Manager | 16.7B |
| Both for Same | 761.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| BMO SMART PORTFOLIO | BMO DIRECT INVEST INC. |
| JOHNSON FINANCIAL GROUP LLC - SMA MODELS | JOHNSON FINANCIAL GROUP LLC |
| IC ADVISORY SERVICES, INC. - AFCP, TRFP, MODELS | IC ADVISORY SERVICES, INC. |
| NORTHLAND ASSET MANAGEMENT - AFCP, MODELS | NORTHLAND ASSET MANAGEMENT |
| ARVEST WEALTH MANAGEMENT - TRP, AFP, UMA, MODELS | ARVEST WEALTH MANAGEMENT |
| FOLGER NOLAN FLEMING DOUGLAS, INC. - TRP, AFP, TRFP, UMA, MODELS | FOLGER NOLAN FLEMING DOUGLAS INCORPORATED |
| MONEY CONCEPTS ADVISORY SERVICE - TRP, AFP, MODELS | MONEY CONCEPTS ADVISORY SERVICE |
| ASHTON THOMAS SECURITIES, LLC - TRP, AFP | ASHTON THOMAS SECURITIES, LLC |
| INDEPENDENT FINANCIAL GROUP, LLC - TRP | INDEPENDENT FINANCIAL GROUP, LLC |
| BENJAMIN F. EDWARDS & CO., INC. - TRP, UMA, SMA MODELS | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED |
| AMERICAN PORTFOLIOS ADVISORS, INC - TRP, AFP | AMERICAN PORTFOLIOS ADVISORS, INC |
| SANCTUARY ADVISORS, LLC - TRP, AFP, AFCP, TRFP, UMA, MODELS | SANCTUARY ADVISORS, LLC |
| INDEPENDENT FINANCIAL PARTNERS - AFCP, UMA, MODELS | INDEPENDENT FINANCIAL PARTNERS |
| NEXT FINANCIAL GROUP, INC. - UMA | NEXT FINANCIAL GROUP, INC. |
| GLADOWSKY CAPITAL MANAGEMENT, CORP. - TRP, TRFP, MODELS | GLADOWSKY CAPITAL MANAGEMENT CORP |
| KEY INVESTMENT SERVICES LLC - AFP, AFCP, TRFP, UMA, MODELS | KEY INVESTMENT SERVICES LLC |
| NPA ASSET MANAGEMENT, LLC - TRP | NPA ASSET MANAGEMENT, LLC |
| MANAGED360 PROGRAM | BNY MELLON ADVISORS, INC. |
| MONERE WEALTH MANAGEMENT, INC. - UMA, MODELS, SMA MODELS | MONERE WEALTH MANAGEMENT, INC. |
| BOK FINANCIAL ADVISORS - UMA, MODELS | BOK FINANCIAL ADVISORS |
| CROWN CAPITAL SECURITIES L.P. - MODELS | CROWN CAPITAL SECURITIES, L.P. |
| LIFETIME INVESTMENT PROGRAM | PRIMERICA ADVISORS |
| STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC - UMA, SMA MODELS | STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC |
Principal Office
1800 AMERICAN BLVD.SUITE 300 - POD D
PENNINGTON
NJ
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 800-200-3033, OPTION 3, Fax: 866-355-5690
Websites
www.twitter.com/pershing
www.linkedin.com/company/bnymellon-pershing
www.linkedin.com/company/bny-mellon
www.pershing.com/what-we-provide/managed-account-solutions/investment-advisory-services-and-research
www.twitter.com/bnymellon
www.facebook.com/bnymellon
www.facebook.com/bnymellonpershing
www.instagram.com/bnymellon/
www.youtube.com/user/bnymellon
www.youtube.com/pershinguser
www.tiktok.com/@bnymellon
www.pershing.com/bnymellonadvisors
im.bnymellon.com/investorsolutions
www.bnymellon.com
www.linkedin.com/showcase/bny-mellon-investment-management-global
www.pershingx.com/solutions/bnymellon-advisors.html
Chief Compliance Officer
MICHELLE M. LOGUE
SENIOR DIRECTOR
ONE PERSHING PLAZA
JERSEY CITY
NJ
United States
Tel:
201-413-4169
M*************@************M
(Full email address available in API data)
Regulatory Contact
JOHN BACHIK
DIRECTOR
1800 AMERICAN BLVD.
SUITE 300 - POD D
PENNINGTON
NJ
United States
Tel:
609-303-3807
J******@***********M
(Full email address available in API data)
Industry Affiliates
| BANK OF NEW YORK MELLON, S.A., INSTITUCION DE BANCA MULTIPLE | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersTrust company |
| BNY MELLON ALOCACAO DE PATRIMONIO LTDA F/K/A BNYMELLON ATIVOS FINANCEIROS LTDA F/K/A ARX RENDA VARIAVEL LTDA F/K/A BNY ARX INV | Other investment adviser, including financial planners |
| BNY MELLON ASSET MANAGEMENT CANADA LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BNY MELLON BANCO S.A. | Banking or thrift institutionTrust company |
| BNY MELLON CAPITAL MARKETS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisor |
| BNY MELLON ETF INVESTMENT ADVISER, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BNY MELLON FUND MANAGEMENT (LUXEMBOURG) S.A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BNY MELLON FUND MANAGERS LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| BNY MELLON IM KOREA LIMITED | Other investment adviser, including financial planners |
| BNY MELLON IM TAIWAN SECURITIES INVESTMENT CONSULTING CO., LTD | Other investment adviser, including financial planners |
| BNY MELLON INTERNATIONAL MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BNY MELLON INVESTMENT ADVISER, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BNY MELLON INVESTMENT MANAGEMENT (SHANGHAI) LIMITED | Other investment adviser, including financial planners |
| BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BNY MELLON INVESTMENT MANAGEMENT JAPAN LIMITED | Other investment adviser, including financial planners |
| BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITED | Other investment adviser, including financial planners |
| BNY MELLON INVESTMENT SERVICING TRUST COMPANY | Trust company |
| BNY MELLON NATIONAL ASSOCIATION | Other investment adviser, including financial plannersBanking or thrift institutionTrust company |
| BNY MELLON SECURITIES CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
| BNY MELLON SERVICOS FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| BNY MELLON TRUST COMPANY OF ILLINOIS | Banking or thrift institutionTrust company |
| BNY MELLON TRUST OF DELAWARE | Other investment adviser, including financial plannersBanking or thrift institutionTrust company |
| CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY | Banking or thrift institutionTrust company |
| CIBC MELLON TRUST COMPANY | Banking or thrift institutionTrust company |
| IM EMEA | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INSIGHT INVESTMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| INSIGHT INVESTMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| INSIGHT INVESTMENT AUSTRALIA PTY LIMITED | Other investment adviser, including financial planners |
| INSIGHT INVESTMENT FUNDS MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INSIGHT INVESTMENT MANAGEMENT EUROPE LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| INSIGHT INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MELLON HEDGE ADVISORS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MELLON INVESTMENTS CORPORATION | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| NEWTON INVESTMENT MANAGEMENT JAPAN LTD | Other investment adviser, including financial planners |
| NEWTON INVESTMENT MANAGEMENT LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| NEWTON INVESTMENT MANAGEMENT NORTH AMERICA | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PERSHING LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PERSHING (CHANNEL ISLANDS) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PERSHING ADVISOR SOLUTIONS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PERSHING LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PERSHING SECURITIES CANADA LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PERSHING SECURITIES INTERNATIONAL LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PERSHING SECURITIES LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PERSHING SECURITIES SINGAPORE PRIVATE LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| THE BANK OF NEW YORK MELLON | Other investment adviser, including financial plannersBanking or thrift institutionTrust company |
| THE BANK OF NEW YORK MELLON (INTERNATIONAL) LIMITED | Banking or thrift institutionTrust company |
| THE BANK OF NEW YORK MELLON SA/NV | Banking or thrift institution |
| THE BANK OF NEW YORK MELLON SECURITIES COMPANY JAPAN, LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. | Banking or thrift institutionTrust company |
| WALTER SCOTT & PARTNERS LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THE BANK OF NEW YORK MELLON CORPORATION | Domestic Entity | BNY MELLON IHC, LLC | OWNER | 12/2016 | > 75% |
| RICE, CRISTINA, MARIE | Individual | – | SECRETARY | 03/2019 | < 5% |
| Simmonds, Ainslie | Individual | – | DIRECTOR | 03/2023 | < 5% |
| VELLA, CHRISTOPHER, EDWARD | Individual | – | PRESIDENT, DIRECTOR, CHAIRPERSON | 11/2023 | < 5% |
| NUZZO, MICHAEL | Individual | – | DIRECTOR | 12/2023 | < 5% |
| WEIR, PAUL, ANTHONY | Individual | – | CHIEF OPERATING OFFICER, DIRECTOR | 12/2023 | < 5% |
| PIERCE, STEPHANIE, MILLER | Individual | – | DIRECTOR | 12/2023 | < 5% |
| DIPETRILLO, DAVID, JOHN | Individual | – | DIRECTOR | 12/2023 | < 5% |
| LOGUE, MICHELLE, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2023 | < 5% |
| SHUA, ABRAHAM | Individual | – | DIRECTOR | 12/2023 | < 5% |
| MBC INVESTMENTS CORPORATION | Domestic Entity | – | OWNER | 01/2024 | > 75% |
| BNY MELLON IHC, LLC | Domestic Entity | MBC INVESTMENTS CORPORATION | OWNER | 04/2017 | > 75% |
| MACKENZIE-PERMAN, KIMBERLY | Individual | – | CHIEF FINANCIAL OFFICER | 03/2024 | < 5% |