THE CARLYLE GROUP
CARLYLE INVESTMENT MANAGEMENT L.L.C. Legal Name
Adviser information for THE CARLYLE GROUP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1010 |
|---|---|
| Investment Advisory/Research | 311 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 10 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 630 | $195.3B |
| Non-Discretionary | 9 | $78.3B |
| Total | 639 | $273.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 622 | $197.9B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 14 | $74.9B |
| Sovereign wealth funds and foreign official institutions | <5 | $841.1M |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $18.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 15 |
| No. of Non-U.S. Clients | 61 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1001 PENNSYLVANIA AVENUE, N.W.SUITE 220 SOUTH
WASHINGTON
DC
United States
Monday - Friday, 9:00 A.M. TO 6:00 P.M.
Tel: 202-729-5626, Fax: 202-347-1818
Websites
www.carlyle.com
www.youtube.com/user/onecarlyle
twitter.com/onecarlyle
www.instagram.com/onecarlyle/
www.facebook.com/onecarlyle/
www.linkedin.com/company/the-carlyle-group
ir.carlyle.com/
www.abingworth.com/
podcasts.apple.com/us/podcast/insights-and-indicators/id1607380340
open.spotify.com/show/6gfrquhrdrzxuquv9v2dts
open.spotify.com/show/0lsjsaucukk94tcr2p9yeu
Chief Compliance Officer
CATHERINE ZIOBRO
1001 PENNSYLVANIA AVENUE, NW
SUITE 220 SOUTH
WASHINGTON
DC
United States
Tel:
202-729-5626
Fax:
202-347-1818
C***************@**********M
(Full email address available in API data)
Regulatory Contact
JEFFREY W. FERGUSON
GENERAL COUNSEL
1001 PENNSYLVANIA AVENUE, NW
SUITE 220 SOUTH
WASHINGTON
DC
United States
Tel:
202-729-5626
Fax:
202-347-1818
J***************@**********M
(Full email address available in API data)
Industry Affiliates
| ABINGWORTH CCD 2 GENERAL PARTNER LLP | Sponsor, GP, manager of pooled investment vehicles |
| ABINGWORTH CCD GENERAL PARTNER LLP | Sponsor, GP, manager of pooled investment vehicles |
| ABINGWORTH GENERAL PARTNER 8 LLP | Sponsor, GP, manager of pooled investment vehicles |
| ABINGWORTH GENERAL PARTNER V LLP | Sponsor, GP, manager of pooled investment vehicles |
| ABINGWORTH GENERAL PARTNER VI LLP | Sponsor, GP, manager of pooled investment vehicles |
| ABINGWORTH GENERAL PARTNER VII LLP | Sponsor, GP, manager of pooled investment vehicles |
| ABINGWORTH LLP | Other investment adviser, including financial planners |
| ABV 9 GP LP | Sponsor, GP, manager of pooled investment vehicles |
| ABV 9 LUX GP, S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS B.V. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PRIVATE EQUITY INVESTMENT MANAGEMENT, L.L.C. | Other investment adviser, including financial planners |
| ALPINVEST US HOLDINGS, LLC | Other investment adviser, including financial planners |
| ATLANTIC SECURITY PRIVATE EQUITY GENERAL PARTNER CARLYLE PERU GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BRAZIL INTERNATIONALIZATION II (DELAWARE), L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| CAGP IV AIV GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CAGP IV GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CAGP V GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CAP GROWTH I GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CAP GROWTH II GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CAP GROWTH II LUX GP, S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| CAP III GENERAL PARTNER (SCOT), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CAP III GENERAL PARTNER S3, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CAP III GENERAL PARTNER, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CAP IV GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CAP V GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CAP VI GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CAP VI LUX GP, S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE (BEIJING) INVESTMENT MANAGEMENT CO. LTD | Other investment adviser, including financial planners |
| CARLYLE ACCESS GP 2014, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CARLYLE ACCESS GP 2015, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CARLYLE ACCESS GP III, L.L.C | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE ACCESS GP IV, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CARLYLE ALTERNATIVE OPPORTUNITIES GP S2 II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE ALTERNATIVE OPPORTUNITIES GP S2, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE ASIA INVESTMENT ADVISORS LIMITED | Other investment adviser, including financial planners |
| CARLYLE ASIA LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CARLYLE ASIA PE ALTERNATIVE OPPORTUNITIES GP S2, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE AUSTRALIA EQUITY MANAGEMENT PTY LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CARLYLE AUSTRALIA INVESTMENT ADVISORS LIMITED | Other investment adviser, including financial planners |
| CARLYLE AUSTRALIA REAL ESTATE ADVISORS PTY LTD | Other investment adviser, including financial planners |
| CARLYLE BERATUNGS GMBH | Other investment adviser, including financial planners |
| CARLYLE BRASIL CONSULTORIA EM INVESTIMENTOS LTDA. | Other investment adviser, including financial planners |
| CARLYLE CAVALIER GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE CHINA REALTY GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE CLO GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE CLO MANAGEMENT EUROPE, LLC | Other investment adviser, including financial planners |
| CARLYLE CLO MANAGEMENT L.L.C. | Other investment adviser, including financial planners |
| CARLYLE DIRECT ALTERNATIVE OPPORTUNITIES GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE DIRECT ALTERNATIVE OPPORTUNITIES II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE EQUITY OPPORTUNITY GP AIV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE EQUITY OPPORTUNITY GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE FRL GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CARLYLE IDF MANAGEMENT L.L.C. | Other investment adviser, including financial planners |
| CARLYLE INDIA ADVISORS PRIVATE LIMITED | Other investment adviser, including financial planners |
| CARLYLE INFRASTRUCTURE GENERAL PARTNER, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CARLYLE INSURANCE SOLUTIONS MANAGEMENT L.L.C. | Other investment adviser, including financial planners |
| CARLYLE INVESTMENT CONSULTING (SHANGHAI) CO. LTD | Other investment adviser, including financial planners |
| CARLYLE INVESTMENTS (CANADA) CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CARLYLE JAPAN EQUITY MANAGEMENT L.L.C. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CARLYLE JAPAN, L.L.C. | Other investment adviser, including financial planners |
| CARLYLE KOREA LTD | Other investment adviser, including financial planners |
| CARLYLE MANAGEMENT HONG KONG LIMITED | Other investment adviser, including financial planners |
| CARLYLE MAURITIUS CIS INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| CARLYLE MAURITIUS INVESTMENT ADVISORS, LTD | Other investment adviser, including financial planners |
| CARLYLE MENA (GCC) GENERAL PARTNER LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE MENA ADVISORS LIMITED | Other investment adviser, including financial planners |
| CARLYLE MENA GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE MENA INVESTMENT ADVISORS LIMITED | Other investment adviser, including financial planners |
| CARLYLE PACIFIC GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE PERU CONSULTORIA DE INVERSIONES S.R.L. | Other investment adviser, including financial planners |
| CARLYLE PERU GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE POWER GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE PRINCIPAL ALTERNATIVE OPPORTUNITIES GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE PROPERTY INVESTORS GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE REAL ESTATE ADVISORS LLP | Other investment adviser, including financial planners |
| CARLYLE REAL ESTATE ADVISORS S.A.R.L. A/K/A CARLYLE REAL ESTATE ADVISORS FRANCE SARL | Other investment adviser, including financial planners |
| CARLYLE REAL ESTATE SOCIET� DI GESTIONE DEL RISPARMIO S.P.A. | Other investment adviser, including financial planners |
| CARLYLE REALTY IX LUX GP, S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE REALTY IX, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE REALTY V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE REALTY VI, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE REALTY VII, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE REALTY VIII, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE SINGAPORE INVESTMENT ADVISORS PTE LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| CARLYLE SPINNAKER PARTNERS 1 GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE STAR CO-INVESTMENT GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE/RIVERSTONE ENERGY PARTNERS II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE/RIVERSTONE ENERGY PARTNERS III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CBAM CLO MANAGEMENT LLC | Other investment adviser, including financial planners |
| CCD-CIF GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CCIF GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CCIF HOLDINGS, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| CDI LUX GENERAL PARTNER S1, S.C.SP. | Sponsor, GP, manager of pooled investment vehicles |
| CECP ADVISORS IRELAND LIMITED | Other investment adviser, including financial planners |
| CECP ADVISORS LLP | Other investment adviser, including financial planners |
| CECP INVESTMENT ADVISORS FRANCE S.A.R.L. | Other investment adviser, including financial planners |
| CELF ADVISORS LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CEOF AIV GP CAYMAN, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CEOF II DE AIV GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CEOF II DE GP TITAN, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| CEOF II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CEP ADVISORS S.R.L. | Other investment adviser, including financial planners |
| CEP II GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CEP II HOLDINGS LTD | Sponsor, GP, manager of pooled investment vehicles |
| CEP III GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CEP III HOLDINGS LTD | Sponsor, GP, manager of pooled investment vehicles |
| CEP III MANAGING GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CEP IV GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CEP IV HOLDINGS, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| CEP IV MANAGING GP HOLDINGS, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| CEP IV MANAGING GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CEP V LUX GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| CEP V MANAGING GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CER BERLIN RP CO-INVESTMENT GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CER COINVEST GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CER NET.WORKS GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CEREP II MEZZANINE GP B-2, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| CEREP III GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| CERF GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| CERF II LUX GP, S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| CERF II MANAGING GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CERF MANAGING GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CETP II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CETP II MANAGING GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CETP III GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CETP III MANAGING GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CETP IV LUX GP, S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| CETP IV MANAGING GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CETP V LUX GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| CETP V MANAGING GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CGIOF GENERAL PARTNER S1, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CGIOF GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CGP GENERAL PARTNER (DE-1), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CGP GENERAL PARTNER II S1, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CGP GENERAL PARTNER II, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CGP GENERAL PARTNER, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CGP II LUX GP, S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| CHINA CMA GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CIC ADVISORS LLP | Other investment adviser, including financial planners |
| CIEP GENERAL PARTNER, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CIEP II LUX GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| CIEP II MANAGING GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CIM EUROPE S.� R.L. | Other investment adviser, including financial planners |
| CIM GLOBAL ASIA, L.L.C. | Other investment adviser, including financial planners |
| CIM GLOBAL, L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CIP DIRECT GP (CAYMAN), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CIP U.S. DIRECT GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CJIP CO-INVESTMENT III GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CJIP III GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CJIP IV CO-INVESTMENT GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CJIP IV GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CJIP IV LUX GP, S.� R.L, | Sponsor, GP, manager of pooled investment vehicles |
| CJIP V GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CJIP V LUX GP, S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| CJP CO-INVESTMENT III GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CJP III GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CJP IV CO-INVESTMENT GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CJP IV GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CJP IV LUX GP, S.� R.L | Sponsor, GP, manager of pooled investment vehicles |
| CJP V GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CP GROWTH GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CP GROWTH LUX GP, S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| CP V LANDMARK GP L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| CPE BUYOUT GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| CPP II GENERAL PARTNER, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CREA GERMANY GMBH | Other investment adviser, including financial planners |
| CRP III AIV GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CRP V AIV GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CRSEF GENERAL PARTNER LUX S1, S.C.SP. | Sponsor, GP, manager of pooled investment vehicles |
| CRSEF II LUX GP, S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| CRSEF II MANAGING GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CRSEF LUX GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| CSABF GENERAL PARTNER, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CSG MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CSL III ADVISOR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CSP INVESTMENT ADVISORS (HK) LIMITED | Other investment adviser, including financial planners |
| CSSAF GENERAL PARTNER (SA) PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
| CSSAF HOLDINGS LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| CSSAF MANAGING PARTNERSHIP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CVP II GP (CAYMAN), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GREENLEAF CO-INVEST PARTNERS GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| PT CARLYLE INDONESIA ADVISORS | Other investment adviser, including financial planners |
| RIVERSTONE/CARLYLE ENERGY PARTNERS IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| RIVERSTONE/CARLYLE RENEWABLE ENERGY PARTNERS II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TC GROUP V - US, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TC GROUP V CAYMAN, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TC GROUP V S1, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TC GROUP V, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| TC GROUP VI - F, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| TC GROUP VI CAYMAN, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| TC GROUP VI S1-F, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| TC GROUP VI S1, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TC GROUP VI, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TC GROUP VII CAYMAN, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TC GROUP VII S1, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TC GROUP VII, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| TC GROUP VIII LUX GP, S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| TC GROUP VIII, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TC GROUP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| TCG CAPITAL MARKETS L.L.C. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| TCG FINANCIAL SERVICES (SCOT), L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| TCG FINANCIAL SERVICES II A1, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TCG FINANCIAL SERVICES II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TCG FINANCIAL SERVICES III AIV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TCG FINANCIAL SERVICES III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TCG FINANCIAL SERVICES-A, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TCG FINANCIAL SERVICES, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TCG HORIZON STRATEGIC GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| TCG VENTURES II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TCG VENTURES III (CAYMAN), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TCG VENTURES III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| THE CARLYLE GROUP ESPANA, SL | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ABINGWORTH BIOVENTURES 8 LP | Private Equity Fund | $237.9M | $0.1M | 76 |
| ABINGWORTH BIOVENTURES 9 | Private Equity Fund | $0.0M | $25.0M | 10 |
| ABINGWORTH BIOVENTURES V CO-INVEST GROWTH EQUITY FUND LP | Private Equity Fund | $2.0M | $1.6M | 22 |
| ABINGWORTH BIOVENTURES V LP | Private Equity Fund | $2.9M | $0.1M | 75 |
| ABINGWORTH BIOVENTURES VI LP | Private Equity Fund | $90.2M | $1.6M | 36 |
| ABINGWORTH BIOVENTURES VII LP | Private Equity Fund | $368.2M | $0.3M | 46 |
| ABINGWORTH CLINICAL CO-DEVELOPMENT CO-INVESTMENT FUND | Private Equity Fund | $57.5M | $25.0M | 40 |
| ABINGWORTH CLINICAL CO-DEVELOPMENT FUND 2 CO-INVESTMENT LP | Private Equity Fund | $24.6M | $25.0M | 1 |
| ABINGWORTH CLINICAL CO-DEVELOPMENT FUND 2 LP | Private Equity Fund | $211.3M | $0.1M | 85 |
| ABINGWORTH CLINICAL CO-DEVELOPMENT FUND LP | Private Equity Fund | $82.4M | $0.2M | 13 |
| ABV 8 STRATEGIC UK LP | Private Equity Fund | $7.3M | $1.5M | 2 |
| BASTILLE EURO CLO 2020-3 DAC | Securitized Asset Fund | $373.0M | $0.1M | 11 |
| CARLYLE ALTERNATIVE OPPORTUNITIES FUND, L.P. | Private Equity Fund | $569.2M | $0.0M | 10 |
| CARLYLE AMPHORA PARTNERS, L.P. | Private Equity Fund | $0.0M | $0.0M | 5 |
| CARLYLE ANGEL PARTNERS, L.P. | Private Equity Fund | $7.0M | $0.0M | 13 |
| CARLYLE APPLE PARTNERS, L.P. | Private Equity Fund | $202.1M | $0.0M | 9 |
| CARLYLE AQUILES PARTNERS II, S.C.SP | Private Equity Fund | $62.6M | $0.0M | 6 |
| CARLYLE AQUILES PARTNERS, S.C.SP. | Private Equity Fund | $36.1M | $0.0M | 6 |
| CARLYLE ARBOR COINVESTMENT, L.P. | Private Equity Fund | $335.9M | $0.0M | 4 |
| CARLYLE ARIANE PARTNERS, L.P. | Private Equity Fund | $83.8M | $0.0M | 3 |
| CARLYLE ARK PARTNERS, S.C.SP | Private Equity Fund | $385.1M | $0.0M | 13 |
| CARLYLE ASIA GROWTH PARTNERS IV | Private Equity Fund | $89.7M | $5.0M | 248 |
| CARLYLE ASIA PARTNERS GROWTH I | Private Equity Fund | $149.4M | $5.0M | 120 |
| CARLYLE ASIA PARTNERS GROWTH II | Private Equity Fund | $385.2M | $10.0M | 246 |
| CARLYLE ASIA PARTNERS III | Private Equity Fund | $3.1M | $5.0M | 292 |
| CARLYLE ASIA PARTNERS IV | Private Equity Fund | $2,524.4M | $5.0M | 342 |
| CARLYLE ASIA PARTNERS V | Private Equity Fund | $6,358.7M | $5.0M | 373 |
| CARLYLE ASIA PARTNERS VI | Private Equity Fund | $1.1M | $5.0M | 264 |
| CARLYLE ASIA PE ALTERNATIVE OPPORTUNITIES FUND | Private Equity Fund | $150.2M | $0.0M | 5 |
| CARLYLE ASIA PE ALTERNATIVE OPPORTUNITIES FUND II | Private Equity Fund | $67.3M | $0.0M | 2 |
| CARLYLE ATLAS TERMINALS COINVESTMENT, L.P. | Private Equity Fund | $194.5M | $0.0M | 8 |
| CARLYLE ATOM PARTNERS | Private Equity Fund | $423.3M | $0.0M | 8 |
| CARLYLE BEACON PARTNERS, L.P. | Private Equity Fund | $240.0M | $0.0M | 11 |
| CARLYLE BELL PARTNERS II, L.P. | Private Equity Fund | $0.2M | $0.0M | 8 |
| CARLYLE BRAZILIAN TOURISM COINVESTMENT, L.P. | Private Equity Fund | $0.1M | $5.0M | 6 |
| CARLYLE C17 CLO, LTD. | Securitized Asset Fund | $381.2M | $0.3M | 3 |
| CARLYLE CALI COINVESTMENT, L.P. | Private Equity Fund | $154.8M | $0.0M | 4 |
| CARLYLE CARDINAL IRELAND FUND | Private Equity Fund | $10.2M | $5.4M | 258 |
| CARLYLE CAVALIER FUND, L.P. | Private Equity Fund | $1,200.7M | $500.0M | 2 |
| CARLYLE CHILL COINVESTMENT, L.P. | Private Equity Fund | $5.5M | $0.0M | 3 |
| CARLYLE CHINA REALTY | Real Estate Fund | $57.4M | $5.0M | 42 |
| CARLYLE CHINA ROME LOGISTICS, L.P. | Real Estate Fund | $125.0M | $0.0M | 13 |
| CARLYLE CLO COINVESTORS, L.P. | Private Equity Fund | $192.5M | $0.0M | 247 |
| CARLYLE CONNECT COINVESTMENT, L.P. | Private Equity Fund | $58.1M | $0.0M | 5 |
| CARLYLE COPIA COINVESTMENT, S.C.SP. | Private Equity Fund | $110.7M | $0.0M | 12 |
| CARLYLE CPE BUYOUT FEEDER, S.C.SP. | Private Equity Fund | $144.5M | $0.0M | 3 |
| CARLYLE CYAN PARTNERS, S.C.SP. | Private Equity Fund | $43.6M | $0.0M | 3 |
| CARLYLE DASH COINVESTMENT, L.P. | Private Equity Fund | $44.7M | $0.0M | 8 |
| CARLYLE DAZZLE PARTNERS | Private Equity Fund | $97.7M | $0.0M | 8 |
| CARLYLE DBN PARTNERS, L.P. | Private Equity Fund | $0.0M | $0.0M | 13 |
| CARLYLE DEER PARTNERS, L.P. | Private Equity Fund | $81.8M | $0.0M | 6 |
| CARLYLE DIRECT ALTERNATIVE OPPORTUNITIES FUND | Private Equity Fund | $297.6M | $0.0M | 21 |
| CARLYLE DIRECT ALTERNATIVE OPPORTUNITIES FUND II | Private Equity Fund | $169.0M | $0.0M | 10 |
| CARLYLE DIRECT LENDING DRAWDOWN CLO 2023-2, L.L.C. | Securitized Asset Fund | $10.0M | $0.0M | 1 |
| CARLYLE EAGLE COINVESTMENT | Private Equity Fund | $242.7M | $0.0M | 6 |
| CARLYLE EDELWEISS PARTNERS, S.C.SP. | Private Equity Fund | $144.3M | $0.0M | 3 |
| CARLYLE ENCORE COINVESTMENT, L.P. | Private Equity Fund | $921.3M | $0.0M | 15 |
| CARLYLE ERPE-MERE PARTNERS, L.P. | Private Equity Fund | $0.0M | $5.4M | 7 |
| CARLYLE ETPE ALTERNATIVE OPPORTUNITIES FUND, L.P. | Private Equity Fund | $75.6M | $0.0M | 5 |
| CARLYLE EURO CLO 2022-5 DAC | Securitized Asset Fund | $462.3M | $0.1M | 18 |
| CARLYLE EURO CLO 2024-1 DAC | Securitized Asset Fund | $81.8M | $0.1M | 18 |
| CARLYLE EUROPE CLO COINVESTORS, L.P. | Private Equity Fund | $104.8M | $0.0M | 108 |
| CARLYLE EUROPE PARTNERS II | Private Equity Fund | $33.6M | $5.4M | 280 |
| CARLYLE EUROPE PARTNERS III | Private Equity Fund | $129.3M | $10.8M | 412 |
| CARLYLE EUROPE PARTNERS IV | Private Equity Fund | $1,504.0M | $10.8M | 346 |
| CARLYLE EUROPE PARTNERS V | Private Equity Fund | $7,831.1M | $10.8M | 571 |
| CARLYLE EUROPE REAL ESTATE MASTER CO-INVESTMENT III-U, L.P. | Real Estate Fund | $0.6M | $0.0M | 16 |
| CARLYLE EUROPE REAL ESTATE MASTER CO-INVESTMENT III-U2, L.P. | Real Estate Fund | $0.6M | $0.0M | 2 |
| CARLYLE EUROPE REAL ESTATE PARTNERS III | Real Estate Fund | $12.1M | $5.4M | 207 |
| CARLYLE EUROPE REALTY BERLIN RP | Real Estate Fund | $12.9M | $0.0M | 21 |
| CARLYLE EUROPE REALTY FUND | Real Estate Fund | $611.3M | $5.4M | 106 |
| CARLYLE EUROPE REALTY FUND II | Real Estate Fund | $674.6M | $5.4M | 91 |
| CARLYLE EUROPE REALTY GALLIA | Real Estate Fund | $2.9M | $0.0M | 54 |
| CARLYLE EUROPE REALTY NET.WORKS | Real Estate Fund | $88.9M | $0.0M | 45 |
| CARLYLE EUROPE TECHNOLOGY PARTNERS II | Private Equity Fund | $1.9M | $5.4M | 118 |
| CARLYLE EUROPE TECHNOLOGY PARTNERS III | Private Equity Fund | $802.2M | $5.4M | 166 |
| CARLYLE EUROPE TECHNOLOGY PARTNERS IV | Private Equity Fund | $1,908.1M | $5.4M | 321 |
| CARLYLE EUROPE TECHNOLOGY PARTNERS V | Private Equity Fund | $1,184.0M | $5.4M | 524 |
| CARLYLE FBIE II COINVESTMENT, L.P. | Private Equity Fund | $8.1M | $0.1M | 23 |
| CARLYLE FOURMI CO-INVESTMENT LIMITED | Private Equity Fund | $162.4M | $0.0M | 12 |
| CARLYLE FRANKLIN COINVESTMENT, L.P. | Private Equity Fund | $58.5M | $0.0M | 1 |
| CARLYLE FRL, L.P. | Private Equity Fund | $2,603.4M | $0.0M | 6 |
| CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS | Private Equity Fund | $6.4M | $10.0M | 169 |
| CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS II | Private Equity Fund | $542.5M | $10.0M | 193 |
| CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS III | Private Equity Fund | $1,529.9M | $0.0M | 160 |
| CARLYLE GLOBAL INFRASTRUCTURE OPPORTUNITY FUND | Private Equity Fund | $2,433.2M | $5.0M | 160 |
| CARLYLE GLOBAL INFRASTRUCTURE OPPORTUNITY FUND ACCESS, L.P. | Private Equity Fund | $400.2M | $0.3M | 909 |
| CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-3, LTD. | Securitized Asset Fund | $607.1M | $0.3M | 74 |
| CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-4, LTD. | Securitized Asset Fund | $586.3M | $0.3M | 69 |
| CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-1, LTD. | Securitized Asset Fund | $440.7M | $0.3M | 2 |
| CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-2, LTD. | Securitized Asset Fund | $5.1M | $0.3M | 2 |
| CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-3, LTD. | Securitized Asset Fund | $434.1M | $0.3M | 2 |
| CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-4, LTD. | Securitized Asset Fund | $370.0M | $0.3M | 2 |
| CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-1, LTD. | Securitized Asset Fund | $656.7M | $0.3M | 7 |
| CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-2-R, LTD. | Securitized Asset Fund | $548.5M | $0.3M | 6 |
| CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-3-R, LTD. | Securitized Asset Fund | $745.9M | $0.3M | 2 |
| CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-4-R, LTD. | Securitized Asset Fund | $534.6M | $0.3M | 3 |
| CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-5, LTD. | Securitized Asset Fund | $480.5M | $0.3M | 2 |
| CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-1, LTD. | Securitized Asset Fund | $445.8M | $0.3M | 9 |
| CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-3, LTD. | Securitized Asset Fund | $0.7M | $0.3M | 3 |
| CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-4, LTD. | Securitized Asset Fund | $500.5M | $0.3M | 3 |
| CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-5, LTD. | Securitized Asset Fund | $496.9M | $0.3M | 3 |
| CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-1, LTD | Securitized Asset Fund | $365.8M | $0.3M | 5 |
| CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-3, LTD | Securitized Asset Fund | $494.8M | $0.3M | 2 |
| CARLYLE GLOBAL PARTNERS | Private Equity Fund | $3,021.3M | $500.0M | 73 |
| CARLYLE GLOBAL PARTNERS II | Private Equity Fund | $1,188.6M | $50.0M | 82 |
| CARLYLE GLOBAL PARTNERS II CO-INVESTMENT FUND-N, L.P. | Private Equity Fund | $97.5M | $0.0M | 2 |
| CARLYLE GREEN PARTNERS | Private Equity Fund | $41.7M | $0.0M | 6 |
| CARLYLE GUARDIAN COINVESTMENT, L.P. | Private Equity Fund | $51.5M | $0.0M | 3 |
| CARLYLE HAVASU COINVESTMENT, L.P. | Private Equity Fund | $1,001.0M | $0.0M | 32 |
| CARLYLE INFRASTRUCTURE PARTNERS | Private Equity Fund | $16.9M | $10.0M | 138 |
| CARLYLE INTERLINK COINVESTMENT, L.P. | Private Equity Fund | $0.0M | $0.0M | 9 |
| CARLYLE INTERNATIONAL ENERGY PARTNERS | Private Equity Fund | $2,322.6M | $10.0M | 294 |
| CARLYLE INTERNATIONAL ENERGY PARTNERS II | Private Equity Fund | $1,014.0M | $10.0M | 301 |
| CARLYLE JAPAN PARTNERS III | Private Equity Fund | $291.8M | $3.4M | 132 |
| CARLYLE JAPAN PARTNERS IV | Private Equity Fund | $1,908.6M | $3.4M | 201 |
| CARLYLE JAPAN PARTNERS V | Private Equity Fund | $0.0M | $3.5M | 233 |
| CARLYLE JAVA COINVESTMENT, L.P. | Private Equity Fund | $152.5M | $0.0M | 8 |
| CARLYLE JJ PARTNERS, L.P. | Private Equity Fund | $8.5M | $0.3M | 7 |
| CARLYLE JUMPER COINVESTMENT, L.P. | Private Equity Fund | $74.9M | $0.0M | 5 |
| CARLYLE JUPITER COINVESTMENT, L.P. | Private Equity Fund | $0.4M | $0.0M | 11 |
| CARLYLE LE COINVESTMENT, L.P. | Private Equity Fund | $50.8M | $0.0M | 2 |
| CARLYLE LIGHTNING PARTNERS, S.C.SP. | Private Equity Fund | $100.3M | $5.0M | 12 |
| CARLYLE LIVE EVENTS COINVESTMENT, L.P. | Private Equity Fund | $264.2M | $0.0M | 4 |
| CARLYLE LOTUS COINVESTMENT, L.P. | Private Equity Fund | $171.3M | $0.0M | 6 |
| CARLYLE MARS PARTNERS, L.P. | Private Equity Fund | $8.3M | $0.0M | 6 |
| CARLYLE MENA PARTNERS | Private Equity Fund | $125.1M | $5.0M | 105 |
| CARLYLE MERCURY COINVESTMENT, L.P. | Private Equity Fund | $115.5M | $0.0M | 4 |
| CARLYLE MOOSE COINVESTMENT, L.P. | Private Equity Fund | $507.7M | $0.0M | 19 |
| CARLYLE MOZART COINVESTMENT HOLDINGS, L.P. | Private Equity Fund | $1,086.5M | $0.0M | 15 |
| CARLYLE MOZART COINVESTMENT, L.P. | Private Equity Fund | $395.7M | $0.0M | 4 |
| CARLYLE NAUTILUS COINVESTMENT, L.P. | Private Equity Fund | $17.5M | $0.0M | 9 |
| CARLYLE NBTY PARTNERS, L.P. | Private Equity Fund | $2.7M | $0.0M | 12 |
| CARLYLE OLIVER COINVESTMENT, L.P. | Private Equity Fund | $46.9M | $0.0M | 5 |
| CARLYLE PACIFIC CO-INVESTMENT PARTNERS II, L.P. | Private Equity Fund | $82.5M | $0.0M | 10 |
| CARLYLE PACIFIC CO-INVESTMENT PARTNERS III, L.P. | Private Equity Fund | $210.9M | $0.0M | 11 |
| CARLYLE PACIFIC CO-INVESTMENT PARTNERS, L.P. | Private Equity Fund | $37.5M | $0.0M | 7 |
| CARLYLE PARTNERS GROWTH | Private Equity Fund | $421.5M | $10.0M | 332 |
| CARLYLE PARTNERS V | Private Equity Fund | $1,136.3M | $10.0M | 613 |
| CARLYLE PARTNERS VI | Private Equity Fund | $5,427.6M | $10.0M | 680 |
| CARLYLE PARTNERS VII | Private Equity Fund | $22,543.8M | $10.0M | 837 |
| CARLYLE PARTNERS VIII | Private Equity Fund | $8,461.2M | $10.0M | 824 |
| CARLYLE PERU FUND | Private Equity Fund | $257.1M | $5.0M | 47 |
| CARLYLE POWER OPPORTUNITIES CAPITAL PARTNERS | Private Equity Fund | $118.0M | $0.0M | 48 |
| CARLYLE POWER PARTNERS II | Private Equity Fund | $1,770.6M | $10.0M | 159 |
| CARLYLE PRIME COINVESTMENT | Private Equity Fund | $53.1M | $0.0M | 10 |
| CARLYLE PRINCIPAL ALTERNATIVE OPPORTUNITIES FUND, L.P. | Private Equity Fund | $245.9M | $0.0M | 3 |
| CARLYLE PRIVATE EQUITY ACCESS FUND 2014, L.P. | Private Equity Fund | $85.4M | $0.3M | 360 |
| CARLYLE PRIVATE EQUITY ACCESS FUND 2015, LP | Private Equity Fund | $132.9M | $0.3M | 329 |
| CARLYLE PRIVATE EQUITY ACCESS FUND III, L.P. | Private Equity Fund | $34.7M | $0.3M | 86 |
| CARLYLE PRIVATE EQUITY ACCESS FUND IV | Private Equity Fund | $353.2M | $0.3M | 465 |
| CARLYLE PROPERTY INVESTORS-B, L.P. | Real Estate Fund | $794.8M | $10.0M | 56 |
| CARLYLE PROPERTY INVESTORS, L.P. | Real Estate Fund | $6,119.5M | $10.0M | 194 |
| CARLYLE RDSL COINVESTMENT | Private Equity Fund | $108.4M | $0.0M | 20 |
| CARLYLE REALTY PARTNERS IX | Real Estate Fund | $4,374.7M | $5.0M | 345 |
| CARLYLE REALTY PARTNERS V | Real Estate Fund | $4.0M | $5.0M | 257 |
| CARLYLE REALTY PARTNERS VI | Real Estate Fund | $201.1M | $5.0M | 191 |
| CARLYLE REALTY PARTNERS VII | Real Estate Fund | $1,476.1M | $5.0M | 279 |
| CARLYLE REALTY PARTNERS VIII | Real Estate Fund | $4,299.3M | $5.0M | 354 |
| CARLYLE RENEWABLE AND SUSTAINABLE ENERGY FUND | Private Equity Fund | $891.6M | $10.0M | 85 |
| CARLYLE RENEWABLE AND SUSTAINABLE ENERGY FUND II | Private Equity Fund | $437.1M | $10.0M | 125 |
| CARLYLE RETAIL TURKEY PARTNERS, L.P. | Private Equity Fund | $26.8M | $0.0M | 12 |
| CARLYLE RI-HAPPY COINVESTMENT, L.P. | Private Equity Fund | $1.1M | $0.0M | 3 |
| CARLYLE RI-HAPPY/PBKIDS COINVESTMENT, L.P. | Private Equity Fund | $0.6M | $0.0M | 8 |
| CARLYLE RISER COINVESTMENT, L.P. | Private Equity Fund | $116.1M | $0.0M | 7 |
| CARLYLE SABRE COINVESTMENT, L.P. | Private Equity Fund | $794.0M | $0.0M | 15 |
| CARLYLE SAPPHIRE PARTNERS, L.P. | Private Equity Fund | $12.4M | $0.0M | 3 |
| CARLYLE SECONDARY EQUITY OPPORTUNITY FUND | Private Equity Fund | $0.9M | $0.0M | 4 |
| CARLYLE SHIELD PARTNERS, S.C.SP. | Private Equity Fund | $43.9M | $0.0M | 6 |
| CARLYLE SOLITAIRE PARTNERS, L.P. | Private Equity Fund | $0.1M | $0.0M | 1 |
| CARLYLE SOUTH AMERICA BUYOUT FUND | Private Equity Fund | $320.6M | $5.0M | 175 |
| CARLYLE SPINNAKER PARTNERS 1, L.P. | Private Equity Fund | $664.3M | $0.0M | 2 |
| CARLYLE STAR CO-INVESTMENT FUND, L.P. | Private Equity Fund | $45.1M | $0.0M | 2 |
| CARLYLE STARFRUIT COINVESTMENT, L.P. | Private Equity Fund | $1,525.4M | $0.0M | 24 |
| CARLYLE SUB-SAHARAN AFRICA FUND | Private Equity Fund | $619.4M | $5.0M | 182 |
| CARLYLE SYNIVERSE COINVESTMENT, L.P. | Private Equity Fund | $84.3M | $0.0M | 21 |
| CARLYLE THUNDER COINVESTMENT, L.P. | Private Equity Fund | $5.7M | $0.0M | 10 |
| CARLYLE TIRAMISU PARTNERS, L.P. | Private Equity Fund | $79.6M | $0.0M | 6 |
| CARLYLE TOK&STOK COINVESTMENT, L.P. | Private Equity Fund | $1.8M | $0.0M | 23 |
| CARLYLE TULIP CO-INVESTMENT PARTNERSHIP, L.P. | Real Estate Fund | $22.5M | $0.0M | 2 |
| CARLYLE TUSCANY COINVESTMENT, S.C.SP. | Private Equity Fund | $109.6M | $0.0M | 4 |
| CARLYLE U.S. EQUITY OPPORTUNITY FUND | Private Equity Fund | $3.6M | $5.0M | 246 |
| CARLYLE U.S. EQUITY OPPORTUNITY FUND II | Private Equity Fund | $2,023.9M | $5.0M | 331 |
| CARLYLE U.S. GROWTH FUND III | Private Equity Fund | $21.4M | $5.0M | 129 |
| CARLYLE US CLO 2016-4, LTD. | Securitized Asset Fund | $269.0M | $0.3M | 3 |
| CARLYLE US CLO 2017-1, LTD. | Securitized Asset Fund | $545.1M | $0.3M | 8 |
| CARLYLE US CLO 2017-2, LTD. | Securitized Asset Fund | $557.0M | $0.3M | 7 |
| CARLYLE US CLO 2017-3, LTD. | Securitized Asset Fund | $507.4M | $0.3M | 5 |
| CARLYLE US CLO 2017-4, LTD. | Securitized Asset Fund | $535.4M | $0.3M | 3 |
| CARLYLE US CLO 2017-5, LTD. | Securitized Asset Fund | $436.0M | $0.3M | 3 |
| CARLYLE US CLO 2018-1, LTD. | Securitized Asset Fund | $559.6M | $0.3M | 6 |
| CARLYLE US CLO 2018-2, LTD. | Securitized Asset Fund | $594.7M | $0.3M | 6 |
| CARLYLE US CLO 2018-3, LTD. | Securitized Asset Fund | $397.7M | $0.3M | 3 |
| CARLYLE US CLO 2018-4, LTD. | Securitized Asset Fund | $610.9M | $0.3M | 4 |
| CARLYLE US CLO 2019-1, LTD. | Securitized Asset Fund | $610.5M | $0.3M | 20 |
| CARLYLE US CLO 2019-2, LTD. | Securitized Asset Fund | $567.2M | $0.3M | 24 |
| CARLYLE US CLO 2019-3, LTD. | Securitized Asset Fund | $620.7M | $0.3M | 17 |
| CARLYLE US CLO 2019-4, LTD. | Securitized Asset Fund | $558.1M | $0.3M | 14 |
| CARLYLE US CLO 2020-1, LTD. | Securitized Asset Fund | $521.3M | $0.3M | 16 |
| CARLYLE US CLO 2020-2, LTD. | Securitized Asset Fund | $515.6M | $0.3M | 14 |
| CARLYLE US CLO 2021-1, LTD. | Securitized Asset Fund | $622.7M | $0.3M | 23 |
| CARLYLE US CLO 2021-10, LTD. | Securitized Asset Fund | $518.0M | $0.3M | 11 |
| CARLYLE US CLO 2021-11, LTD. | Securitized Asset Fund | $465.6M | $0.3M | 14 |
| CARLYLE US CLO 2021-2, LTD. | Securitized Asset Fund | $517.1M | $0.3M | 11 |
| CARLYLE US CLO 2021-3S, LTD. | Securitized Asset Fund | $513.1M | $0.3M | 7 |
| CARLYLE US CLO 2021-4, LTD. | Securitized Asset Fund | $478.9M | $0.3M | 15 |
| CARLYLE US CLO 2021-5, LTD. | Securitized Asset Fund | $518.0M | $0.3M | 17 |
| CARLYLE US CLO 2021-6, LTD. | Securitized Asset Fund | $516.6M | $0.3M | 17 |
| CARLYLE US CLO 2021-7, LTD. | Securitized Asset Fund | $517.8M | $0.3M | 19 |
| CARLYLE US CLO 2021-8, LTD. | Securitized Asset Fund | $625.7M | $0.3M | 10 |
| CARLYLE US CLO 2021-9, LTD. | Securitized Asset Fund | $625.4M | $0.3M | 19 |
| CARLYLE US CLO 2022-1, LTD. | Securitized Asset Fund | $415.3M | $0.3M | 18 |
| CARLYLE US CLO 2022-2, LTD. | Securitized Asset Fund | $520.6M | $0.3M | 15 |
| CARLYLE US CLO 2022-3, LTD. | Securitized Asset Fund | $418.2M | $0.3M | 11 |
| CARLYLE US CLO 2022-4, LTD. | Securitized Asset Fund | $574.8M | $0.3M | 14 |
| CARLYLE US CLO 2022-5, LTD. | Securitized Asset Fund | $520.0M | $0.3M | 19 |
| CARLYLE US CLO 2022-6, LTD. | Securitized Asset Fund | $417.4M | $0.3M | 16 |
| CARLYLE US CLO 2022-F, LTD. | Securitized Asset Fund | $64.6M | $0.3M | 0 |
| CARLYLE US CLO 2023-1, LTD. | Securitized Asset Fund | $535.9M | $0.3M | 16 |
| CARLYLE US CLO 2023-2, LTD. | Securitized Asset Fund | $429.8M | $0.3M | 16 |
| CARLYLE US CLO 2023-3, LTD. | Securitized Asset Fund | $434.2M | $0.3M | 16 |
| CARLYLE US CLO 2023-4, LTD. | Securitized Asset Fund | $477.5M | $0.3M | 17 |
| CARLYLE US CLO 2023-5, LTD. | Securitized Asset Fund | $641.3M | $0.3M | 16 |
| CARLYLE US CLO 2023-C, LTD. | Securitized Asset Fund | $9.1M | $0.3M | 0 |
| CARLYLE US CLO 2023-E, LTD. | Securitized Asset Fund | $54.9M | $0.3M | 0 |
| CARLYLE VENTURE PARTNERS II | Private Equity Fund | $1.4M | $5.0M | 122 |
| CARLYLE VENUS PARTNERS, S.C.SP. | Private Equity Fund | $45.7M | $0.0M | 5 |
| CARLYLE WESTWOOD COINVESTMENT, S.C.SP. | Private Equity Fund | $44.8M | $0.0M | 2 |
| CARLYLE WISDOM PARTNERS | Private Equity Fund | $172.4M | $0.0M | 5 |
| CARLYLE ZEPHYR PARTNERS, S.C.SP. | Private Equity Fund | $196.4M | $0.0M | 4 |
| CARLYLE-CLIPPER COINVESTMENT, L.P. | Private Equity Fund | $0.0M | $1.0M | 10 |
| CARLYLE-PPD COINVESTMENT, L.P. | Private Equity Fund | $0.5M | $0.0M | 9 |
| CBAM 2017-1 LTD. | Securitized Asset Fund | $1,045.9M | $0.3M | 15 |
| CBAM 2017-2, LTD. | Securitized Asset Fund | $1,630.7M | $0.3M | 18 |
| CBAM 2017-3, LTD. | Securitized Asset Fund | $1,358.9M | $0.3M | 13 |
| CBAM 2017-4, LTD. | Securitized Asset Fund | $930.0M | $0.3M | 5 |
| CBAM 2018-5, LTD. | Securitized Asset Fund | $956.3M | $0.3M | 14 |
| CBAM 2018-6, LTD. | Securitized Asset Fund | $954.6M | $0.3M | 13 |
| CBAM 2018-7, LTD. | Securitized Asset Fund | $714.7M | $0.3M | 7 |
| CBAM 2018-8, LTD. | Securitized Asset Fund | $342.5M | $0.3M | 9 |
| CBAM 2019-10, LTD. | Securitized Asset Fund | $407.4M | $0.3M | 17 |
| CBAM 2019-11R, LTD. | Securitized Asset Fund | $522.5M | $0.3M | 13 |
| CBAM 2019-9, LTD. | Securitized Asset Fund | $504.9M | $0.3M | 9 |
| CBAM 2020-12, LTD. | Securitized Asset Fund | $512.4M | $0.3M | 5 |
| CBAM 2020-13, LTD. | Securitized Asset Fund | $464.2M | $0.3M | 12 |
| CBAM 2021-14, LTD. | Securitized Asset Fund | $420.4M | $0.3M | 22 |
| CBAM 2021-15, LLC | Securitized Asset Fund | $412.6M | $0.3M | 13 |
| CCMA, L.P. | Real Estate Fund | $8.0M | $0.0M | 7 |
| CER BEECHCROFT CO-INVESTMENT, S.C.SP. | Real Estate Fund | $30.4M | $0.0M | 3 |
| CER FRENCH SELF STORAGE CO-INVESTMENT, S.C.SP. | Real Estate Fund | $45.5M | $0.0M | 17 |
| CER FRENCH SELF-STORAGE CO-INVESTMENT - B, S.C.SP. | Real Estate Fund | $25.0M | $0.0M | 3 |
| CER KINETIC CO-INVESTMENT, S.C.SP. | Real Estate Fund | $101.0M | $0.0M | 12 |
| CER NILE CO-INVESTMENT, S.C.SP. | Real Estate Fund | $30.4M | $0.0M | 6 |
| CER PENHA LONGA CO-INVESTMENT, S.C.SP. | Real Estate Fund | $17.6M | $0.0M | 5 |
| CER UK LOGISTICS CRIMSON CO-INVESTMENT, S.C.SP. | Real Estate Fund | $48.6M | $0.0M | 3 |
| CER UK LOGISTICS II CO-INVESTMENT, S.C.SP. | Real Estate Fund | $98.6M | $0.0M | 7 |
| CER UK SFR CO-INVESTMENT, S.C.SP. | Real Estate Fund | $25.9M | $0.0M | 6 |
| CEREP II MEZZANINE LOAN PARTNERS B-2, L.P. | Real Estate Fund | $2.9M | $0.0M | 37 |
| CGP CARE, L.P. | Private Equity Fund | $732.4M | $0.0M | 11 |
| CGP II OLIVER BLOCKED COINVESTMENT, L.P. | Private Equity Fund | $36.3M | $0.0M | 2 |
| COLORFUL CO-INVESTMENT | Private Equity Fund | $0.2M | $0.0M | 3 |
| CPI SOFIA COINVESTMENT, L.P. | Real Estate Fund | $21.6M | $0.0M | 2 |
| CPP II SOUTHEAST GEN COINVESTMENT, L.P. | Private Equity Fund | $79.5M | $0.0M | 14 |
| CRP VI 71 SMITH COINVESTMENT, L.P. | Real Estate Fund | $0.2M | $0.0M | 13 |
| CRP VII SEATTLE SENIOR LIVING COINVESTMENT, L.P. | Real Estate Fund | $46.5M | $0.0M | 3 |
| CRP VIII 45 - 18 COURT SQUARE COINVESTMENT | Real Estate Fund | $75.5M | $0.0M | 4 |
| DISCOVER COINVESTMENT, L.P. | Private Equity Fund | $22.9M | $0.0M | 4 |
| EPOCH COINVESTMENT, L.P. | Private Equity Fund | $0.3M | $5.0M | 18 |
| FLAMINGO COINVESTMENT S.C.SP. | Private Equity Fund | $64.2M | $0.0M | 11 |
| GAZETTE CO-INVESTMENT LIMITED | Private Equity Fund | $19.6M | $0.0M | 7 |
| GREENLEAF CO-INVEST PARTNERS, L.P. | Private Equity Fund | $605.8M | $0.0M | 2 |
| HORIZON STRATEGIC FUND, L.P. | Private Equity Fund | $41.1M | $100.0M | 2 |
| MATADOR COINVESTMENT, S.C.SP. | Private Equity Fund | $683.0M | $0.0M | 63 |
| MONTMARTRE EURO CLO 2020-2 DAC | Securitized Asset Fund | $377.7M | $0.1M | 15 |
| NASH COINVESTMENT, L.P. | Private Equity Fund | $217.9M | $10.0M | 24 |
| NEPTUNE COINVESTMENT, L.P. | Private Equity Fund | $269.3M | $5.0M | 17 |
| PROJECT GUARDIAN HOLDINGS II LIMITED | Private Equity Fund | $400.3M | $0.0M | 5 |
| SHAWNEE 1892 LLC | Securitized Asset Fund | $114.7M | $0.3M | 1 |
| SHAWNEE 2021-1 LLC | Securitized Asset Fund | $143.7M | $0.3M | 1 |
| SHAWNEE 2022-1 LLC | Securitized Asset Fund | $200.3M | $0.3M | 1 |
| SHAWNEE 2022-2, L.L.C. | Securitized Asset Fund | $225.9M | $0.0M | 1 |
| SHAWNEE 2024-1, L.L.C. | Securitized Asset Fund | $43.2M | $0.0M | 1 |
| VARO COINVESTMENT II C.V. | Private Equity Fund | $177.6M | $0.0M | 2 |
| VARO COINVESTMENT, L.P. | Real Estate Fund | $165.6M | $10.0M | 18 |
| VENDOME FUNDING CLO 2020-1 DAC | Securitized Asset Fund | $500.6M | $10.0M | 15 |
| VIOLA CO-INVESTMENT LIMITED | Private Equity Fund | $17.6M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TC GROUP, L.L.C. | Domestic Entity | – | MEMBER | 12/2000 | > 75% |
| CONWAY, WILLIAM, ELIAS | Individual | – | CO-FOUNDER - THE CARLYLE GROUP | 07/1996 | < 5% |
| D'ANIELLO, DANIEL, ANTHONY | Individual | – | CO-FOUNDER - THE CARLYLE GROUP | 07/1996 | < 5% |
| RUBENSTEIN, DAVID, MARK | Individual | – | CO-FOUNDER - THE CARLYLE GROUP | 07/1996 | < 5% |
| FERGUSON, JEFFREY, WILLIAM | Individual | – | MANAGING DIRECTOR/GENERAL COUNSEL - THE CARLYLE GROUP | 04/1997 | < 5% |
| ZIOBRO, CATHERINE, LABOURE | Individual | – | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER - THE CARLYLE GROUP | 01/2009 | < 5% |
| CARLYLE HOLDINGS I, L.P. | Domestic Entity | CG SUBSIDIARY HOLDINGS L.L.C. | MEMBER | 01/2020 | 50-75% |
| Finn, Christopher | Individual | – | MANAGING DIRECTOR/CHIEF OPERATING OFFICER - THE CARLYLE GROUP | 03/2019 | < 5% |
| CARLYLE HOLDINGS I GP SUB L.L.C. | Domestic Entity | CARLYLE HOLDINGS I, L.P. | GENERAL PARTNER | 11/2011 | |
| CARLYLE HOLDINGS I GP INC. | Domestic Entity | CARLYLE HOLDINGS I GP SUB L.L.C. | MEMBER | 11/2011 | > 75% |
| THE CARLYLE GROUP INC. | Domestic Entity | CARLYLE HOLDINGS I GP INC. | SHAREHOLDER | 11/2011 | > 75% |
| CG SUBSIDIARY HOLDINGS L.L.C. | Domestic Entity | TC GROUP, L.L.C. | MEMBER | 01/2020 | > 75% |
| CARLYLE HOLDINGS II L.L.C. | Domestic Entity | CG SUBSIDIARY HOLDINGS L.L.C. | MEMBER | 01/2020 | 25-50% |
| CARLYLE HOLDINGS II GP L.L.C. | Domestic Entity | CARLYLE HOLDINGS II L.L.C. | MEMBER | 11/2011 | > 75% |
| THE CARLYLE GROUP INC. | Domestic Entity | CARLYLE HOLDINGS II GP L.L.C. | MEMBER | 11/2011 | > 75% |
| THE CARLYLE GROUP INC. | Domestic Entity | CARLYLE HOLDINGS II L.L.C. | MEMBER | 01/2020 | 50-75% |
| MITCHELL, HEATHER, ANN | Individual | – | MANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP | 03/2021 | < 5% |
| SCHWARTZ, HARVEY, MITCHELL | Individual | – | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER - THE CARLYLE GROUP | 02/2023 | < 5% |
| REDETT, JOHN, CHRISTOPHER | Individual | – | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER - THE CARLYLE GROUP | 10/2023 | < 5% |