NATIONWIDE INVESTMENT ADVISORS, LLC
Adviser information for NATIONWIDE INVESTMENT ADVISORS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Ohio, United States |
Employees
Total Number of Employees | 429 |
---|---|
Investment Advisory/Research | 348 |
Registered Broker-Dealer Representatives | 429 |
Registered State Investment Advisers | 348 |
Licensed Agents of an Insurance Company | 210 |
No. of Firms/People that Solicit Clients | 68 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 273,511 | $14.3B |
Non-Discretionary | 0 | $0 |
Total | 273,511 | $14.3B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 273,481 | $14.3B |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 30 | $33.0M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
---|---|
Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-52664 |
---|---|
SEC ERA File Number | 801-52664 |
SEC CIK Numbers | None |
SEC CRD Numbers | 142373 |
Legal Entity Identifier | None |
Principal Office
10 WEST NATIONWIDE BLVDMAIL CODE 5-02-304J
COLUMBUS
OH
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 614-435-8371, Fax: 855-380-4611
Chief Compliance Officer
JAMES J. RABENSTINE
CCO AND VICE PRESIDENT
ONE NATIONWIDE PLAZA
1-33-401
COLUMBUS
OH
United States
Tel:
614-677-1643
R******@*************M
(Full email address available in API data)
Regulatory Contact
SCOTT STANTON
AVP, COMPLIANCE - RETIREMENT SOLUTIONS
ONE NATIONWIDE PLAZA
1-33-401
COLUMBUS
OH
United States
Tel:
614-435-6317
S************@*************M
(Full email address available in API data)
Industry Affiliates
JEFFERSON NATIONAL LIFE INSURANCE COMPANY | Insurance company or agency |
JEFFERSON NATIONAL LIFE INSURANCE COMPANY OF NEW YORK | Insurance company or agency |
NATIONWIDE ASSET MANAGEMENT, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
NATIONWIDE FUND ADVISORS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
NATIONWIDE FUND DISTRIBUTORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
NATIONWIDE INVESTMENT SERVICES CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
NATIONWIDE LIFE AND ANNUITY INSURANCE COMPANY | Insurance company or agency |
NATIONWIDE LIFE INSURANCE COMPANY | Insurance company or agency |
NATIONWIDE SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
NATIONWIDE TRUST COMPANY, FSB | Banking or thrift institution |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
NATIONWIDE LIFE INSURANCE COMPANY | Domestic Entity | – | MEMBER | 10/2006 | > 75% |
NATIONWIDE FINANCIAL SERVICES, INC. (NFS) | Domestic Entity | NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | 01/1997 | > 75% |
NATIONWIDE MUTUAL INSURANCE COMPANY | Domestic Entity | NATIONWIDE CORPORATION | SHAREHOLDER | 10/1969 | > 75% |
NATIONWIDE CORP | Domestic Entity | NFS | SHAREHOLDER | 11/1996 | > 75% |
SCHAFER, HAROLD, CHARLES | Individual | – | PRESIDENT AND BOARD MANAGER | 01/2015 | < 5% |
RABENSTINE, JAMES, JAY | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2015 | < 5% |
STEVENSON, ERIC, RAY | Individual | – | BOARD MANAGER | 10/2019 | < 5% |
BERRY, KELLY | Individual | – | VICE PRESIDENT AND TREASURER | 03/2023 | < 5% |
BRODY, CARAH | Individual | – | BOARD MANAGER | 11/2022 | < 5% |