MITCHELL VAUGHT & TAYLOR INC
Adviser information for MITCHELL VAUGHT & TAYLOR INC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 194 | $52.4M |
| Non-Discretionary | 28 | $3.0M |
| Total | 222 | $55.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 87 | $29.2M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $570,482 |
| State or municipal gov entities | 22 | $25.6M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersMUNICIPAL CONSULTING ON ACCOUNTING AND FINANCIAL OPERATIONS |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-52668 |
|---|---|
| SEC ERA File Number | 801-52668 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106160 |
| Legal Entity Identifier | None |
Principal Office
53 W. JACKSON SUITE 901CHICAGO
IL
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: 312-922-1717, Fax: 312-922-1772
Chief Compliance Officer
MITCHELL, MARJORIE
CHIEF COMPLIANCE OFFICER
53 W. JACKSON SUITE 905
CHICAGO
IL
United States
Tel:
312-922-1717
Fax:
312-922-1772
M********@************M
(Full email address available in API data)
Regulatory Contact
MACNAB, JUDITH
DIRECTOR, TREASURER & COO
53 W. JACKSON SUITE 905
CHICAGO
IL
United States
Tel:
312-922-1717
Fax:
312-922-1772
J******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MITCHELL, JOHN, THOMAS | Individual | – | PRESIDENT, DIRECTOR & SHAREHOLDER | 01/1998 | 50-75% |
| MITCHELL, MARJORIE | Individual | – | DIRECTOR & CHIEF COMPLIANCE OFFICER | 12/2020 | < 5% |
| OWER, DWIGHT, LLOYD | Individual | – | DIRECTOR | 12/2020 | < 5% |
| Macnab, Judith, Whitley | Individual | – | TREASURER, DIRECTOR & COO | 11/2017 | 25-50% |