MADISON INVESTMENT ADVISORS, LLC
Adviser information for MADISON INVESTMENT ADVISORS, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 95 |
|---|---|
| Investment Advisory/Research | 43 |
| Registered Broker-Dealer Representatives | 13 |
| Registered State Investment Advisers | 21 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14,743 | $13.2B |
| Non-Discretionary | 0 | $0 |
| Total | 14,743 | $13.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 11,259 | $2.9B |
| HNW Individuals | 1,778 | $2.5B |
| Banking or thrift institutions | 99 | $747.8M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 213 | $556.8M |
| Charitable organizations | 624 | $1.7B |
| State or municipal gov entities | 75 | $887.5M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 134 | $2.6B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 561 | $1.3B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 6 |
| No. of Financial Planning Clients | 14500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)SUBADVISORY PORTFOLIO MANAGEMENT IN WRAP SPONSOR PROGRAMS AND MODELS |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 5.7B |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| A+ PROGRAM (UMA) | RBC DOMINION SECURITIES |
| MODEL WEALTH PORTFOLIOS | LPL FINANCIAL LLC |
| UNIFIED MANAGED ACCOUNT PROGRAM (UMA) | JP MORGAN |
| TOTAL PORTFOLIO (UMA) | RBC CAPITAL MARKETS, LLC |
| CONSULTING SOLUTIONS | RBC CAPITAL MARKETS, LLC |
| PERSONALIZED UMA | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC |
| STRATEGIC PORTFOLIO | WELLS FARGO PRIVATE BANK |
| MMA PROGRAM (UMA) | ROBERT W. BAIRD & CO. INCORPORATED |
| MANAGED ACCOUNT LINK | BNY MELLON ADVISORS, INC. |
| SELECT UMA | MORGAN STANLEY |
| INVESTMENT ADVISORY SERVICES (IAS); UMA | OPPENHEIMER & CO. INC. |
| MANAGED ACCOUNT COMMAND | VICTUS CAPITAL WEALTH |
| OPPORTUNITY | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| ACCESS | UBS FINANCIAL SERVICES INC. |
| MANAGED ACCOUNT COMMAND | STANFORD GROUP COMPANY |
| MANAGED ACCOUNT COMMAND | STATETRUST CAPITAL, LLC. |
| MANAGER SELECT | LPL FINANCIAL LLC |
| RECOMMENDED MANAGERS | ROBERT W. BAIRD & CO. INCORPORATED |
| GUIDED MANAGED ASSETS PROGRAM | WEDBUSH SECURITIES INC. |
| MANAGED ACCOUNT COMMAND | AMERICAN PORTFOLIOS ADVISORS, INC |
| MANAGED ACCOUNT COMMAND | BANK OF NEW YORK ASSET MANAGEMENT |
| MANAGED ACCOUNT COMMAND | CANTELLA & CO., INC. |
| AMG | PNC BANK, NATIONAL ASSOCIATION |
| MANAGED ACCOUNT COMMAND | ESSEX FINANCIAL SERVICES, INC. |
| ADVISER'S MSP | JANNEY MONTGOMERY SCOTT LLC |
| UNIFIED OVERLAY MANAGEMENT PROGRAM (UOMP) | FDX ADVISORS, INC. |
| PMP PROGRAM | J.P. MORGAN SECURITIES LLC |
| MANAGED ACCOUNT COMMAND | CREDIT SUISSE SECURITIES (USA) LLC |
| MANAGED ACCOUNT COMMAND | CITIGROUP GLOBAL MARKETS INC. |
| MANAGED ACCOUNT COMMAND | CAPITAL ONE ADVISORS, LLC |
| SAM | FIDELITY |
| PMP | PNC |
| ACCESS | RBC DOMINION SECURITIES |
| MANAGED ACCOUNT COMMAND | SMH CAPITAL ADVISORS LLC |
| MANAGED ACCOUNT COMMAND | SANTANDER SECURITIES |
| MANAGED ACCOUNT COMMAND | SECURIAN FINANCIAL SERVICES, INC. |
| MANAGED ACCOUNT COMMAND | SUMMIT BROKERAGE SERVICES, INC. |
| MANAGED ACCOUNT ACCESS | CHARLES SCHWAB & CO., INC. |
| MANAGED ACCOUNT ADVISER | BNY MELLON ADVISORS, INC. |
| MANAGED ACCOUNT COMMAND | AVISEN WEALTH MANAGEMENT, INC. |
| MANAGED ACCOUNT COMMAND | INVESTORS CAPITAL |
| MANAGED ACCOUNT COMMAND | B. C. ZIEGLER AND COMPANY |
| MANAGED ACCOUNT COMMAND | WESTERN INTERNATIONAL SECURITIES |
| MANAGED ACCOUNT UTILITY | BNY MELLON ADVISORS, INC. |
| MANAGED360 | BNY MELLON ADVISORS, INC. |
| MANAGED ACCOUNT COMMAND | SMH CAPITAL INVESTMENTS LLC |
| MANAGED ACCOUNT COMMAND | WINSLOW, EVANS & CROCKER, INC. |
| MANAGED ACCOUNT COMMAND | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED |
| MANAGED ACCOUNT COMMAND | JEFFERIES LLC |
| MANAGED ACCOUNT COMMAND | KEY INVESTMENT SERVICES LLC |
| MANAGED PORTFOLIO ADVISORS | NATIXIS ADVISORS, LLC |
| STRATIS | JP MORGAN |
| UNIFIED MANAGED ACCOUNT | ENVESTNET PORTFOLIO SOLUTIONS, INC. |
| ADVISER'S PROGRAM | JANNEY MONTGOMERY SCOTT LLC |
| MANAGED ACCOUNT SELECT | CHARLES SCHWAB & CO., INC. |
| STRATEGIC WEALTH PORTFOLIO (SWP) | UBS FINANCIAL SERVICES INC. |
| MANAGED ACCOUNT COMMAND | CAPITOL SECURITIES MANAGEMENT, INC. |
| CONSULTING SERVICES | RAYMOND JAMES & ASSOCIATES, INC. |
| ADVISOR ALLOCATION PROGRAM | UBS FINANCIAL SERVICES INC. |
| MANAGER ACCESS SELECT | LPL FINANCIAL LLC |
| MANAGED ACCOUNT COMMAND | INSIGNEO WEALTH ADVISORS, LLC |
| MANAGED ACCOUNT COMMAND | HARBOUR INVESTMENTS, INC. |
| MANAGED ACCOUNT COMMAND | ARVEST WEALTH MANAGEMENT |
| MANAGED ACCOUNT COMMAND | LANIER ASSET MANAGEMENT, LLC |
| MANAGED ACCOUNT COMMAND | M HOLDINGS SECURITIES, INC. |
| MANAGED ACCOUNT COMMAND | MONEY CONCEPTS ADVISORY SERVICE |
| MANAGED ACCOUNT COMMAND | NORTHLAND ASSET MANAGEMENT |
| MANAGED ACCOUNT COMMAND | PETERSEN INVESTMENTS, INC. |
| MANAGED ACCOUNT COMMAND | FIRST ALLIED SECURITIES, INC. |
| MANAGED ACCOUNT COMMAND | FIRST REPUBLIC SECURITIES COMPANY, LLC |
Principal Office
550 SCIENCE DRIVEMADISON
WI
United States
Monday - Friday, 8:00 AM - 5:00 PM CT
Tel: 608-274-0300, Fax: 608-274-7905
Chief Compliance Officer
STEVEN J FREDRICKS
CHIEF LEGAL OFFICER
550 SCIENCE DRIVE
MADISON
WI
United States
Tel:
608-216-9109
Fax:
608-274-7905
S*****@*************M
(Full email address available in API data)
Regulatory Contact
TERRI WILHELM
SENIOR COMPLIANCE ANALYST
550 SCIENCE DRIVE
MADISON
WI
United States
Tel:
608-216-8178
Fax:
608-274-7905
T*****@*************M
(Full email address available in API data)
Industry Affiliates
| MADISON ASSET MANAGEMENT | Other investment adviser, including financial planners |
| MFD DISTRIBUTOR, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MADISON ASSET MANAGEMENT, LLC | Domestic Entity | – | IMMEDIATE CORPORATE PARENT | 11/2010 | > 75% |
| MADISON INVESTMENT HOLDINGS, INC | Domestic Entity | MADISON ASSET MANAGEMENT, LLC | HOLDING COMPANY | 11/2010 | > 75% |
| CARL, STEVEN, ALLAN | Individual | – | CHIEF DISTRIBUTION OFFICER, CHAIRMAN OF THE EXECUTIVE COMMITTEE | 01/2014 | < 5% |
| FREDRICKS, STEVEN, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER | 05/2018 | < 5% |
| EISINGER, RICHARD, ALLEN | Individual | – | HEAD OF EQUITIES, PORTFOLIO MANAGER | 11/2023 | < 5% |
| FRIEDOW, JILL, MANTERNACH | Individual | – | HEAD OF OPERATIONS AND CHIEF TECHNOLOGY OFFICER | 03/2020 | < 5% |
| TOYAMA, HARUKI | Individual | – | HEAD OF MID CAP & LARGE CAP EQUITY, PORTFOLIO MANAGER | 01/2023 | < 5% |
| RYAN, PATRICK, F | Individual | – | HEAD OF MULTI-ASSET SOLUTIONS, PORTFOLIO MANAGER | 01/2023 | < 5% |
| SANDERS, MICHAEL, SCOTT | Individual | – | HEAD OF FIXED INCOME, PORTFOLIO MANAGER | 01/2023 | < 5% |
| HENRICKSON, MARK, DANA | Individual | – | CHIEF FINANCIAL OFFICER | 01/2018 | < 5% |