Hedge Fund Database

STALEY CAPITAL ADVISERS INC

Adviser information for STALEY CAPITAL ADVISERS INC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,001 $2.5B
Non-Discretionary 0 $0
Total 1,001 $2.5B

Clients

Type Number RAUM
Individuals 116 $252.7M
HNW Individuals 278 $1.9B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $110.9M
Pension and profit sharing plans <5 $24.9M
Charitable organizations 22 $260.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies <5 $8.3M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $19.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-52862
SEC ERA File Number 801-52862
SEC CIK Numbers 1106565
SEC CRD Numbers 107118
Legal Entity Identifier None

Principal Office

ONE OXFORD CENTRE
301 GRANT STREET, SUITE 3950
PITTSBURGH
PA
United States
Monday - Friday, 9 A.M. - 5 P.M. EST
Tel: 412-394-1292, Fax: 412-394-1298

Websites

www.staleycap.com www.linkedin.com/company/staley-capital-advisers-inc.

Chief Compliance Officer

NATALIE M. BALDAUFF
CHIEF COMPLIANCE OFFICER
ONE OXFORD CENTRE
SUITE 3950
PITTSBURGH
PA
United States
Tel: 412-261-6892
Fax: 412-394-1298
(Full email address available in API data)

Regulatory Contact

BRIAN M. MCINERNEY
VICE PRESIDENT, SENIOR MANAGING DIRECTOR
ONE OXFORD CENTRE
SUITE 3950
PITTSBURGH
PA
United States
Tel: 412-261-6886
Fax: 412-394-1298
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
FORUM CAPITAL PARTNERS, LP Hedge Fund $110.9M $0.1M 31

Control Persons

Name Type Entity Title Since Ownership
ROBERGE, JAMES, DOUGLAS Individual – SENIOR MANAGING DIRECTOR 12/1996 10-25%
STOTZ, WILLIAM, FALLING Individual – MANAGING DIRECTOR 07/1998 10-25%
STALEY IV, JOHN, ADOLPHUS Individual – CHIEF EXECUTIVE OFFICER & DIRECTOR 09/1996 < 5%
MCINERNEY, BRIAN, MICHAEL Individual – SENIOR MANAGING DIRECTOR 12/1996 10-25%
FRIDAY, MICHAEL Individual – MANAGING DIRECTOR 06/2007 5-10%
PRETSCH, CHRISTOPHER, FRANK Individual – MANAGING DIRECTOR 01/2012 5-10%
THE JOHN A. STALEY IV 2005 TRUST (JOHN A. STALEY IV AND PATRICIA D. STALEY TRUSTEES Domestic Entity – SHAREHOLDER 09/2021 25-50%
STALEY IV, JOHN, ADOLPHUS Individual THE JOHN A. STALEY IV 2005 TRUST (JOHN A. STALEY IV AND PATRICIA D. STALEY TRUSTEES TRUSTEE 06/2005
STALEY, PATRICIA, D Individual THE JOHN A. STALEY IV 2005 TRUST (JOHN A. STALEY IV AND PATRICIA D. STALEY TRUSTEES TRUSTEE 06/2005
BALDAUFF, NATALIE, MARIE Individual – CHIEF COMPLIANCE OFFICER 11/2022 < 5%

No. Employees, Historic

2010020202021202220232024202511 on 3/30/202011 on 6/26/202012 on 4/30/202112 on 7/26/202112 on 3/29/202212 on 11/17/202212 on 3/31/202313 on 3/30/2024

RAUM, Historic

3B2B02020202120222023202420252045316025 on 3/30/20202045316025 on 6/26/20202124042978 on 4/30/20212124042978 on 7/26/20212588954514 on 3/29/20222588954514 on 11/17/20222222319107 on 3/31/20232545851179 on 3/30/2024

No. Clients, Historic

5002500202020212022202320242025364 on 3/30/2020364 on 6/26/2020365 on 4/30/2021365 on 7/26/2021374 on 3/29/2022374 on 11/17/2022393 on 3/31/2023417 on 3/30/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 1M 11K –
ABBVIE INC. COM 339K 2K –
AGNICO EAGLE COM 4M 64K –
AIR PRODS & CHEMS COM 4M 14K –
ALPHABET A COM 8M 43K –
ALPHABET C COM 118M 642K –
ALTRIA GROUP INC. COM 412K 9K –
AMAZON.COM COM 60M 312K –
AMGEN INC COM 417K 1K –
ANIXA BIOSCIENCES INC COM COM 22K 10K –
ANTERO RES CORP COM 2M 59K –
APPLE INC COM 34M 163K –
ATARA BIOTHERAPEUTICS COM NEW COM 340K 40K –
AURORA INNOVATION INC CLASS A COM 286K 103K –
AUTOMATIC DATA PROCESSING COM 420K 2K –
BANK OF AMERICA COM 656K 17K –
BERKSHIRE HATH B COM 84M 206K –
BOEING CO. COM 49M 267K –
BOX INC CL A COM 370K 14K –
CATERPILLAR INC COM 2M 7K –
CENCORA COM 2M 8K –
CHECK POINT SOFTWARE COM 984K 6K –
CHEVRON CORP COM 63M 405K –
CISCO SYSTEMS COM 33M 691K –
CITIGROUP COM 20M 309K –
CITIZENS FINL COM 1M 36K –
COCA COLA CO COM 2M 24K –
COINBASE GLOBAL COM 733K 3K –
COLGATE PALMOLIVE CO COM 243K 3K –
COMMSCOPE COM 1M 1M –
CONOCOPHILLIPS COM 408K 4K –
CORTEVA INC. COM 30M 555K –
COSTCO WHOLESALE COM 400K 471 –
D R HORTON COM 247K 2K –
DANAHER CORP. COM 275K 1K –
DIMENSIONAL ETF TRUST US TARGE ETF 372K 7K –
DOW CHEMICAL COM 7M 129K –
DU PONT COM 52M 650K –
DUN & BRADSTREET HOLDINGS INC. COM 6M 650K –
EXXON MOBIL COM 1M 10K –
F M C CORP COM 346K 6K –
FARMERS NATIONAL BANC COM COM 2M 174K –
FEDERATED HERMES COM 987K 30K –
FEDEX CORP COM 72M 240K –
FISERV INC COM 68M 455K –
FORIAN INC COM COM 3M 1M –
GENERAL ELECTRIC COM 380K 2K –
GENERAL MOTORS COM 63M 1M –
GLOBAL X FDS CYBRSCURTY ETF ETF 1M 36K –
GLOBAL X FDS VDEO GAM ESPRT ETF 403K 19K –
HENRY SCHEIN COM 697K 11K –
HOME DEPOT INC. COM 1M 4K –
HUBSPOT INC COM 531K 900 –
IBM COM 4M 23K –
INTEL CORP COM 20M 661K –
INTL FLAV/FRAG. COM 47M 492K –
IRONWOOD INSTL MLT STR INT COM 341K 289 –
ISHARES CORE S&P MID-CAP ETF ETF 449K 8K –
iSHARES DEVELOPED MARKETS ETF 3M 40K –
iSHARES DIVIDEND ETF 247K 2K –
iSHARES EAFE GROWTH ETF ETF 14M 136K –
iSHARES EAFE VALUE ETF ETF 7M 126K –
iSHARES EMERGING MARKETS ETF 6M 138K –
iSHARES ESG 1-5 YR CORPORATE ETF 1M 55K –
iSHARES ESG AWARE EMERGING MKT ETF 1M 30K –
iSHARES ESG AWARE USA ETF 12M 100K –
ISHARES FLOATING RATE NOTE ETF 1M 27K –
ISHARES GOLD TRUST ETF 427K 10K –
iSHARES PREFERRED STOCK ETF 647K 21K –
ISHARES RUSSELL 1000 ETF ETF 625K 2K –
iSHARES RUSSELL 1000 GROWTH ETF 154M 424K –
iSHARES RUSSELL 1000 VALUE ETF 935K 5K –
ISHARES RUSSELL 2000 INDEX ETF 394K 2K –
iSHARES S&P 500 GROWTH ETF 466K 5K –
ISHARES S&P SMALL-CAP ETF ETF 1M 13K –
iSHARES SHORT MATURITY BOND ETF 6M 123K –
ISHARES TR S&P 500 INDEX ETF 787K 1K –
ISHARES U.S. TECH ETF ETF 5M 33K –
J.P. MORGAN CHASE COM 97M 481K –
JOHNSON&JOHNSON COM 44M 301K –
KENNAMETAL INC COM COM 323K 14K –
KKR & CO COM 5M 45K –
KOPIN CORP COM COM 15K 18K –
LINDE PLC COM 641K 1K –
LIQUIDITY SERVICES COM 40M 2M –
LOWE'S COMPANIES COM 827K 4K –
LYFT INC COM 2M 148K –
M & T BK CORP COM COM 774K 5K –
MASTERCARD INC COM 3M 6K –
MATINAS BIO COM 63K 400K –
MERCK & CO. INC. COM 996K 8K –
MERCURY SYSTEMS COM 13M 498K –
META PLATFORMS INC CL A COM 967K 2K –
MICROSOFT CORP COM 184M 411K –
MONDELEZ INTL COM 231K 4K –
NETFLIX INC. COM 518K 767 –
NEUBERGER BRMN. MLP INCOME MLP 920K 115K –
NIKE INC. CL B COM 272K 4K –
NUVEEN ARIZONA QLTY MUNI COM 112K 10K –
NUVEEN ESG LARGE CAP VALUE ETF 3M 85K –
NUVEEN MUNI VALUE COM 211K 25K –
NUVEEN NY AMT-FREE MUN SHS 288K 26K –
NVIDIA CORP COM 28M 223K –
OKTA INC COM 23M 246K –
ON SEMI COM 210K 3K –
OPTION CARE HEALTH INC COM NEW COM 14M 500K –
PARAMOUNT GLOBAL COM 128K 12K –
PARKER HANNIFIN COM 906K 2K –
PEPSICO INC COM 2M 9K –
PFIZER INC COM 59M 2M –
PHATHOM PHARM. COM 103K 10K –
PHILIP MORRIS INTl. COM 11M 107K –
PHILLIPS 66 COM 212K 2K –
PIMCO ENHANCED SHORT MATURITY ETF 2M 18K –
PLANET LABS COM 56K 30K –
PNC FINANCIAL COM 809K 5K –
PROCTER & GAMBLE COM 2M 12K –
PUTNAM MUNI OPPORT TRUST ETF 128K 13K –
QUALCOMM INC. COM 144M 721K –
QURATE RETAIL INC. QVC GROUP COM 630K 1M –
RAYMOND JAMES FINL COM 773K 6K –
REPUBLIC SVCS INC COM 233K 1K –
SALESFORCE.COM COM 850K 3K –
SAMSARA INC COM 506K 15K –
SCHLUMBERGER COM 278K 6K –
SCHWAB S&P 500 INDEX ETF 579K 7K –
SCHWAB U.S. BROAD MARKET ETF 1M 22K –
SCHWAB U.S. LARGE-CAP ETF ETF 3M 43K –
SCHWAB U.S. MID CAP ETF 2M 23K –
SIMON PROPERTY GROUP INC COM 9M 57K –
SKYWORKS SOLUTIONS INC. COM 426K 4K –
SMUCKER J M CO COM 54M 499K –
SPDR GOLD SHARES ETF 41M 192K –
SPDR S&P 400 MID CAP VALUE ETF 373K 5K –
SPDR S&P 400 MIDCAP ETF 7M 13K –
SPDR S&P 500 ETF ETF 2M 4K –
SPDR S&P BIOTECH ETF 2M 19K –
SPDR SHORT TERM MUNICIPAL ETF 1M 29K –
SPDR SHORT-TERM CORPORATE BOND ETF 3M 102K –
SPDR-TECHNOLOGY ETF 5M 22K –
SYNOPSYS INC COM 1M 2K –
TESLA MOTORS COM 823K 4K –
TETRA TECH INC COM 3M 15K –
THERMO FISHER SCIENTIFIC COM 305K 552 –
TITAN INTL INC COM 7M 925K –
TJX COS INC COM 19M 169K –
TOAST INC CL A COM 283K 11K –
TRUIST FINL CORP COM 835K 22K –
TWILIO INC COM 1M 23K –
UNITED BANKSHARES COM 2M 60K –
UNITED PARCEL SERVICE-CL B COM 216K 2K –
UNITEDHEALTH GROUP COM 478K 939 –
VANECK VECTORS GOLD MINERS ETF 30M 891K –
VANECK VECTORS PFD. SEC. EX-FI ETF 173K 10K –
VANGUARD DEVEL. MARKETS ETF ETF 12M 238K –
VANGUARD DIV. APPRECIATION ETF ETF 5M 27K –
VANGUARD EMERG. MARKETS ETF ETF 28M 642K –
VANGUARD EUROPE ETF ETF 1M 15K –
VANGUARD GROWTH ETF 2M 5K –
VANGUARD INDEX FDS MCAP VL IDX ETF 2M 10K –
VANGUARD INTERM. TREASURY ETF 13M 221K –
VANGUARD INTER-TERM CORP BOND ETF 1M 18K –
VANGUARD INTL. HIGH DIVIDEND E ETF 219K 3K –
VANGUARD LARGE CAP ETF ETF 2M 7K –
VANGUARD MBS ETF ETF 15M 325K –
VANGUARD MID CAP ETF 15M 61K –
VANGUARD S&P 500 ETF ETF 2M 5K –
VANGUARD S/T CORP BOND ETF ETF 10M 127K –
VANGUARD SMALL CAP VALUE ETF ETF 433K 2K –
VANGUARD SMALL-CAP ETF ETF 12M 56K –
VANGUARD S-T TIPS ETF 2M 43K –
VANGUARD TOTAL BOND MARKET ETF 9M 121K –
VANGUARD TOTAL INTL. ETF ETF 2M 31K –
VANGUARD VALUE ETF 17M 108K –
VANGUARD WINDSOR-ADM ETF 2M 30K –
VERIZON COMM. COM 8M 200K –
VISA INC CL A COM 1M 4K –
VYNE THERAP. COM 72K 36K –
WAL-MART STORES COM 235K 3K –
WALT DISNEY CO. COM 25M 247K –
WASATCH FDS TR INT OPPTY INST ETF 37K 12K –
WB DISCOVERY COM 10M 1M –
WISDOMTREE LARGECAP DIV ETF 563K 8K –