Hedge Fund Database

MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT, LLC

Adviser information for MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 123
Investment Advisory/Research 33
Registered Broker-Dealer Representatives 21
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 44 $9.3B
Non-Discretionary 0 $0
Total 44 $9.3B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 24 $7.4B
Business development companies 0 $0
Pooled investment vehicles 20 $1.9B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 39

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUM
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-52871
SEC ERA File Number 801-52871
SEC CIK Numbers 1028074
SEC CRD Numbers 106054
Legal Entity Identifier 549300EWYMD78NBU6N05

Principal Office

FOUR EMBARCADERO CENTER
SUITE 550
SAN FRANCISCO
CA
United States
Monday - Friday, 7:30 AM-5:00PM PST
Tel: 415-788-7553, Fax: 415-788-4804

Websites

twitter.com/matthewsasia matthewsasia.com institutional.matthewsasia.com/ www.linkedin.com/company/matthews-asia/ www.youtube.com/channel/uckrzwxgjwxy9yor2klubtkq

Chief Compliance Officer

KAST, JOHN, DAVID
GLOBAL HEAD OF RISK AND COMPLIANCE
4 EMBARCADERO CENTER
SUITE 550
SAN FRANCISCO
CA
United States
Tel: 415-848-0848
Fax: 415-788-4804
(Full email address available in API data)

Regulatory Contact

DAMRE SMITH, DEEPA
GENERAL COUNSEL
4 EMBARCADERO CENTER
SUITE 550
SAN FRANCISCO
CA
United States
Tel: 415-984-5352
Fax: 415-517-2398
(Full email address available in API data)

Industry Affiliates

MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
MATTHEWS GLOBAL INVESTORS (UK) LTD Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
MATTHEWS ASIA INSTITUTIONAL FUNDS LLC - ASIA EX CHINA EQUITY SERIES LONG-ONLY FUND WITH LIMITED LIQUIDITY $67.1M $5.0M 1
MATTHEWS ASIA INSTITUTIONAL FUNDS LLC - JAPAN OPPORTUNITIES SERIES LONG-ONLY FUND WITH LIMITED LIQUIDITY $61.9M $5.0M 7
MATTHEWS ASIA INSTITUTIONAL FUNDS, LLC - CHINA A SHARE SERIES LONG-ONLY FUND WITH LIMITED LIQUIDITY $4.1M $0.1M 11
MATTHEWS ASIAN SELECTIONS FUNDS PLC IRISH OPEN-ENDED INVESTMENT COMPANY FOR QUALIFIED INVESTOR $0.0M $0.1M 0

Control Persons

Name Type Entity Title Since Ownership
HEADLEY, MARK, WOLD Individual – MEMBER 04/2009 5-10%
MATTHEWS, GORDON, PAUL Individual – DIRECTOR/MEMBER 04/2009 5-10%
RBC USA HOLDCO CORPORATION Domestic Entity – MEMBER 11/2015 10-25%
LOVELL, JEFFREY, DALE Individual – DIRECTOR 01/2011 < 5%
LM MATTHEWS HOLDINGS III LLC Domestic Entity – MEMBER 01/2011 10-25%
LM MATTHEWS HOLDINGS III-A LLC Domestic Entity – MEMBER 01/2011 5-10%
LOVELL MINNICK HOLDINGS LLC Domestic Entity LOVELL MINNICK PARTNERS LLC SOLE MANAGING MEMBER 05/2008 > 75%
LOVELL MINNICK PARTNERS LLC Domestic Entity FUND III UGP LLC SOLE MANAGING MEMBER 09/2008 > 75%
FUND III UGP LLC Domestic Entity LOVELL MINNICK EQUITY ADVISORS III LP SOLE GENERAL PARTNER 09/2008 > 75%
LOVELL MINNICK EQUITY ADVISORS III LP Domestic Entity LOVELL MINNICK EQUITY PARTNERS III LP SOLE GENERAL PARTNER 01/2011
LOVELL MINNICK EQUITY PARTNERS III LP Domestic Entity LM MATTHEWS HOLDINGS III LLC SOLE MANAGING MEMBER 01/2011 50-75%
LOVELL MINNICK EQUITY PARTNERS III-A LP Domestic Entity MICM INVESTMENT HOLDINGS INC. SOLE SHAREHOLDER 01/2011 > 75%
MICM INVESTMENT HOLDINGS INC. Domestic Entity MICM INVESTMENT PARTNERSHIP LP SOLE LIMITED PARTNER 01/2011 > 75%
MICM INVESTMENT PARTNERSHIP LP Domestic Entity LM MATTHEWS HOLDINGS III-A LLC SOLE MANAGING MEMBER 01/2011 > 75%
MIZUHO FINANCIAL GROUP, INC. Foreign Entity MIZUHO BANK, LTD. PARENT 02/2016 > 75%
LOVELL MINNICK EQUITY ADVISOR III LP Domestic Entity MICM INVESTMENT PARTNERSHIP LP SOLE GENERAL PARTNER 01/2011
MIZUHO BANK, LTD. Foreign Entity – MEMBER 02/2016 10-25%
ROYAL BANK OF CANADA Foreign Entity RBC USA HOLDCO CORPORATION PARENT 11/2015 > 75%
KAST, JOHN, DAVID Individual – GLOBAL HEAD OF RISK AND COMPLIANCE/CHIEF COMPLIANCE OFFICER/MEMBER 08/2017 < 5%
CAREY, CHRISTOPHER, J. Individual – CHAIRMAN/DIRECTOR 05/2019 < 5%
NORIEGA-LUM, THERESA Individual – CHIEF FINANCIAL OFFICER 01/2020 < 5%
SEGAL, DEBORAH, C Individual – DIRECTOR/MEMBER 04/2021 < 5%
ABBOTT, JAMES, COOPER Individual – CHIEF EXECUTIVE OFFICER/DIRECTOR/MEMBER 06/2022 < 5%
DAMRE SMITH, DEEPA Individual – GENERAL COUNSEL/SECRETARY/MEMBER 07/2022 < 5%
MATTHEWS, DEBORAH, K. Individual – MEMBER 01/2023 5-10%
SATO, NORIYUKI Individual – DIRECTOR 04/2023 < 5%
Taylor, Sean Individual – CHIEF INVESTMENT OFFICER/MEMBER 01/2024 < 5%

No. Employees, Historic

20010002019202020212022202320242025183 on 6/13/2019183 on 8/12/2019183 on 12/17/2019183 on 3/30/2020183 on 5/29/2020164 on 3/30/2021153 on 3/31/2022153 on 7/7/2022153 on 3/31/2023153 on 2/2/2024123 on 3/28/2024

RAUM, Historic

30B15B0201920202021202220232024202527467603120 on 6/13/201927467603120 on 8/12/201927467603120 on 12/17/201927313934894 on 3/30/202027313934894 on 5/29/202028444564918 on 3/30/202125187766199 on 3/31/202225187766199 on 7/7/202212965941255 on 3/31/202312965941255 on 2/2/20249316020320 on 3/28/2024

No. Clients, Historic

50250201920202021202220232024202538 on 6/13/201938 on 8/12/201938 on 12/17/201936 on 3/30/202036 on 5/29/202035 on 3/30/202134 on 3/31/202234 on 7/7/202240 on 3/31/202340 on 2/2/202444 on 3/28/2024

Holdings

From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACM RESH INC COM CL A 8M 360K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 3M 37K –
ASML HOLDING N V N Y REGISTRY SHS 5M 4K –
ATOUR LIFESTYLE HLDGS LTD SPONSORED ADS 4M 235K –
BILIBILI INC SPONS ADS REP Z 6M 411K –
BROADCOM INC COM 10M 6K –
COUPANG INC CL A 875K 42K –
CREDICORP LTD COM 2M 10K –
DESPEGAR.COM CORP ORD SHS 698K 53K –
FREEPORT-MCMORAN INC CL B 827K 17K –
FULL TRUCK ALLIANCE CO LTD SPONSORED ADS 56M 7M –
GLOBANT S A COM 808K 5K –
HDFC BANK LTD SPONSORED ADS 2M 38K –
ICICI BANK LIMITED ADR 6M 193K –
INFOSYS LTD SPONSORED ADR 729K 39K –
KASPI KZ JSC SPONSORED ADS 2M 13K –
KANZHUN LIMITED SPONSORED ADS 11M 581K –
KE HLDGS INC SPONSORED ADS 34M 2M –
LAM RESEARCH CORP COM 14M 13K –
LEGEND BIOTECH CORP SPONSORED ADS 45M 1M –
MERCADOLIBRE INC COM 1M 616 –
MICRON TECHNOLOGY INC COM 11M 83K –
MINISO GROUP HLDG LTD SPONSORED ADS 3M 132K –
NETEASE INC SPONSORED ADS 8M 83K –
NEW ORIENTAL ED & TECHNOLOGY SPON ADR 4M 56K –
NU HLDGS LTD ORD SHS CL A 9M 670K –
PDD HOLDINGS INC SPONSORED ADS 61M 455K –
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 860K 59K –
SEA LTD SPONSORD ADS 43M 601K –
SK TELECOM LTD SPONSORED ADR 26K 1K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 29M 170K –
TENCENT MUSIC ENTMT GROUP SPON ADS 5M 358K –
TOTALENERGIES SE SPONSORED ADS 862K 13K –
TRIP COM GROUP LTD ADS 26M 561K –
VALE S A SPONSORED ADS 163K 15K –
YUM CHINA HLDGS INC COM 24M 779K –
ZHIHU INC ADS 15M 5M –
ZTO EXPRESS CAYMAN INC NOTE 1.500% 9/0 8M – –