TD CAPITAL MANAGEMENT LLC
Adviser information for TD CAPITAL MANAGEMENT LLC last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 416 | $971.0M |
| Non-Discretionary | 0 | $0 |
| Total | 416 | $971.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 201 | $90.1M |
| HNW Individuals | 209 | $868.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $146,730 |
| Charitable organizations | 5 | $12.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
5100 POPLAR AVENUESUITE 2904
MEMPHIS
TN
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 901-681-0021, Fax: 901-842-2824
Chief Compliance Officer
LEE LACY
DIRECTOR OF OPERATIONS, PORTFOLIO MANAGER
5100 POPLAR AVENUE
SUITE 2904
MEMPHIS
TN
United States
Tel:
901-681-0021
Fax:
901-842-2824
L****@**********M
(Full email address available in API data)
Regulatory Contact
N GORDON THOMPSON
MANAGING MEMBER
5100 POPLAR AVENUE
SUITE 2904
MEMPHIS
TN
United States
Tel:
901-681-0021
Fax:
901-842-2824
G********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NIMROD GORDON THOMPSON REVOCABLE TRUST FOR MEMBERSHIP INTERESTS | Domestic Entity | – | MEMBER | 01/2022 | 50-75% |
| THOMPSON, NIMROD, GORDON | Individual | – | MANAGING MEMBER | 01/1997 | < 5% |
| SIGHTS, JERE, MATTHEWS | Individual | – | DIRECTOR | 09/2017 | < 5% |
| HARRELL, JOHN, ROBERT | Individual | – | DIRECTOR | 01/2017 | 10-25% |
| LACY, CHRISTOPHER, LEE | Individual | – | DIRECTOR, CHIEF COMPLIANCE OFFICER | 01/2017 | 5-10% |
| CAMPBELL, MARGARET, CURTIS | Individual | – | DIRECTOR | 01/2017 | 5-10% |
| THOMPSON, NIMROD, GORDON | Individual | NIMROD GORDON THOMPSON REVOCABLE TRUST FOR MEMBERSHIP INTERESTS | TRUSTEE | 01/2022 | > 75% |
| Sights, Jere, Matthews | Individual | – | MEMBER | 01/2023 | < 5% |
| THOMPSON, NIMROD, G. | Individual | – | MEMBER | 01/2023 | < 5% |
| Koch, Bryan, James | Individual | – | DIRECTOR | 07/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 53K | 521 | – |
| ABBVIE INC | COM | 9K | 54 | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 1K | 4 | – |
| ADOBE INC | COM | 56K | 101 | – |
| ADVANCED MICRO DEVICES INC | COM | 16K | 100 | – |
| AES CORP | COM | 1K | 64 | – |
| AFLAC INC | COM | 1K | 12 | – |
| AGNICO EAGLE MINES LTD | COM | 131K | 2K | – |
| AIR PRODS & CHEMS INC | COM | 9K | 36 | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 15K | 203 | – |
| ALKERMES PLC | SHS | 482 | 20 | – |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 8K | 226 | – |
| ALPHABET INC | CAP STK CL C | 159K | 869 | – |
| ALPHABET INC | CAP STK CL A | 93K | 512 | – |
| ALPS ETF TR | OSHARES US QUALT | 33K | 662 | – |
| ALTRIA GROUP INC | COM | 15K | 331 | – |
| AMAZON COM INC | COM | 560K | 3K | – |
| AMEDISYS INC | COM | 18K | 199 | – |
| AMERICA MOVIL SAB DE CV | SPON ADS RP CL B | 3K | 200 | – |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 23K | 376 | – |
| AMERICAN ELEC PWR CO INC | COM | 24K | 272 | – |
| AMERICAN INTL GROUP INC | COM NEW | 8K | 105 | – |
| AMERIPRISE FINL INC | COM | 1K | 3 | – |
| AMETEK INC | COM | 2K | 11 | – |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 3K | 50 | – |
| ANYWHERE REAL ESTATE INC | COM | 6K | 2K | – |
| APOLLO GLOBAL MGMT INC | COM | 12K | 104 | – |
| APPLE INC | COM | 4M | 21K | – |
| APPLIED INDL TECHNOLOGIES IN | COM | 20K | 103 | – |
| ARBOR REALTY TRUST INC | COM | 8K | 589 | – |
| ARLO TECHNOLOGIES INC | COM | 2K | 132 | – |
| AT&T INC | COM | 61K | 3K | – |
| AUTODESK INC | COM | 40K | 160 | – |
| AUTOZONE INC | COM | 15M | 5K | – |
| AVANTOR INC | COM | 127 | 6 | – |
| BANC OF CALIFORNIA INC | COM | 838 | 66 | – |
| BANCFIRST CORP | COM | 480 | 5 | – |
| BANK AMERICA CORP | COM | 32K | 809 | – |
| BANK NEW YORK MELLON CORP | COM | 138K | 2K | – |
| BARRICK GOLD CORP | COM | 12K | 729 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 212K | 520 | – |
| BLACKSTONE INC | COM | 59 | 0 | – |
| BOEING CO | COM | 9K | 50 | – |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 1K | 7 | – |
| BP PLC | SPONSORED ADR | 26K | 720 | – |
| BRIGHTHOUSE FINL INC | COM | 130 | 3 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 110K | 3K | – |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 29 | 1 | – |
| BROADCOM INC | COM | 88K | 55 | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 5K | 273 | – |
| CARRIER GLOBAL CORPORATION | COM | 3K | 40 | – |
| CATERPILLAR INC | COM | 22K | 67 | – |
| CDW CORP | COM | 3K | 12 | – |
| CENCORA INC | COM | 903 | 4 | – |
| CERENCE INC | COM | 167 | 59 | – |
| CHARLES RIV LABS INTL INC | COM | 1K | 6 | – |
| CHEVRON CORP NEW | COM | 144K | 918 | – |
| CISCO SYS INC | COM | 70K | 1K | – |
| CLOROX CO DEL | COM | 1K | 10 | – |
| COCA COLA CO | COM | 2M | 24K | – |
| COMCAST CORP NEW | CL A | 50K | 1K | – |
| CONAGRA BRANDS INC | COM | 7K | 241 | – |
| COSTCO WHSL CORP NEW | COM | 5K | 6 | – |
| CSX CORP | COM | 122K | 4K | – |
| CVS HEALTH CORP | COM | 75K | 1K | – |
| DANIMER SCIENTIFIC INC | COM CL A | 12K | 20K | – |
| DARDEN RESTAURANTS INC | COM | 2K | 15 | – |
| DATADOG INC | CL A COM | 16K | 120 | – |
| DBX ETF TR | XTRACK MSCI EURP | 38K | 915 | – |
| DEERE & CO | COM | 6K | 15 | – |
| DELL TECHNOLOGIES INC | CL C | 11K | 79 | – |
| DELTA AIR LINES INC DEL | COM NEW | 10K | 202 | – |
| DEVON ENERGY CORP NEW | COM | 10K | 201 | – |
| DIAGEO PLC | SPON ADR NEW | 1K | 10 | – |
| DIREXION SHS ETF TR | DLY S&P OIL GAS | 53K | 5K | – |
| DIREXION SHS ETF TR | NAS100 EQL WGT | 30K | 338 | – |
| DISNEY WALT CO | COM | 10K | 100 | – |
| DOUBLELINE ETF TRUST | SHILLER CAPE U S | 58K | 2K | – |
| DOVER CORP | COM | 905 | 5 | – |
| DOW INC | COM | 12K | 224 | – |
| DRAFTKINGS INC NEW | COM CL A | 8K | 200 | – |
| DUPONT DE NEMOURS INC | COM | 644 | 8 | – |
| EASTMAN KODAK CO | COM NEW | 1K | 230 | – |
| EATON CORP PLC | SHS | 943 | 3 | – |
| EBAY INC. | COM | 10 | 0 | – |
| ELEVANCE HEALTH INC | COM | 32K | 59 | – |
| ELI LILLY & CO | COM | 9K | 10 | – |
| EMPIRE ST RLTY OP L P | UNIT LTD PRTNSP | 120K | 13K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 17K | 1K | – |
| ENI S P A | SPONSORED ADR | 6K | 200 | – |
| EPR PPTYS | COM SH BEN INT | 4K | 101 | – |
| EQUITY COMWLTH | COM SH BEN INT | 568 | 29 | – |
| ESSEX PPTY TR INC | COM | 275 | 1 | – |
| EVERSOURCE ENERGY | COM | 1K | 25 | – |
| EXCHANGE TRADED CONCEPTS TRU | ROBO GLB ETF | 4K | 80 | – |
| EXXON MOBIL CORP | COM | 474K | 4K | – |
| FEDEX CORP | COM | 1M | 4K | – |
| FIDELITY COVINGTON TRUST | ENHANCED LARGE | 233K | 8K | – |
| FIDELITY COVINGTON TRUST | QLTY FCTOR ETF | 222K | 4K | – |
| FIDELITY COVINGTON TRUST | ENHANCED INTL | 81K | 3K | – |
| FIDELITY COVINGTON TRUST | DISRUPTORS ETF | 5K | 182 | – |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 4M | 94K | – |
| FIDELITY MERRIMACK STR TR | LOW DURTIN ETF | 154K | 3K | – |
| FIDELITY NATL INFORMATION SV | COM | 10K | 132 | – |
| FIRST HORIZON CORPORATION | COM | 867 | 55 | – |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 5K | 219 | – |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 869K | 15K | – |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 5K | 50 | – |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 16M | 339K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 11M | 178K | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 9M | 107K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 1M | 23K | – |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 176K | 1K | – |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 164K | 5K | – |
| FIRST TR EXCHANGE-TRADED FD | INTL DEV STRNGTH | 52K | 2K | – |
| FIRST TR EXCHANGE-TRADED FD | NASDQ ARTFCIAL | 12K | 275 | – |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 226K | 5K | – |
| FIRST TR EXCHNG TRADED FD VI | LOW DUR STRTGC | 20K | 1K | – |
| FISERV INC | COM | 4K | 26 | – |
| FORD MTR CO DEL | COM | 4K | 352 | – |
| FORTINET INC | COM | 311K | 5K | – |
| FREEPORT-MCMORAN INC | CL B | 5K | 100 | – |
| GARTNER INC | COM | 2K | 5 | – |
| GE AEROSPACE | COM NEW | 205K | 1K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 33K | 427 | – |
| GE VERNOVA INC | COM | 52K | 301 | – |
| GEN DIGITAL INC | COM | 2K | 74 | – |
| GENUINE PARTS CO | COM | 43K | 309 | – |
| GILEAD SCIENCES INC | COM | 25K | 360 | – |
| GLOBAL PMTS INC | COM | 2K | 25 | – |
| GLOBAL X FDS | RBTCS ARTFL INTE | 15K | 491 | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 662K | 6K | – |
| GOLDMAN SACHS ETF TR | ACES ULTRA SHR | 644K | 13K | – |
| GRANITESHARES ETF TR | NASDAQ SELECT DI | 246K | 5K | – |
| GSK PLC | SPONSORED ADR | 3K | 80 | – |
| HARLEY DAVIDSON INC | COM | 25K | 752 | – |
| HCA HEALTHCARE INC | COM | 644 | 2 | – |
| HELMERICH & PAYNE INC | COM | 7K | 207 | – |
| HOME DEPOT INC | COM | 120K | 349 | – |
| HONEYWELL INTL INC | COM | 4K | 20 | – |
| HORMEL FOODS CORP | COM | 107K | 4K | – |
| HOWMET AEROSPACE INC | COM | 1K | 14 | – |
| HUNTINGTON INGALLS INDS INC | COM | 3K | 14 | – |
| ICON PLC | SHS | 627 | 2 | – |
| ILLINOIS TOOL WKS INC | COM | 10K | 42 | – |
| INFINERA CORP | COM | 2K | 266 | – |
| INTEL CORP | COM | 54K | 2K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 961 | 7 | – |
| INTERNATIONAL PAPER CO | COM | 431K | 10K | – |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 10K | 744 | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 1M | 7K | – |
| INVESCO EXCH TRADED FD TR II | NASDAQNXTGEN100 | 87K | 3K | – |
| INVESCO EXCH TRADED FD TR II | S&P SMLCAP QTY | 65K | 2K | – |
| INVESCO EXCH TRD SLF IDX FD | RUSL 1000 DYNM | 64K | 1K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 8M | 119K | – |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP QUALITY | 2M | 16K | – |
| INVESCO QQQ TR | UNIT SER 1 | 269K | 562 | – |
| IQVIA HLDGS INC | COM | 1K | 5 | – |
| ISHARES BITCOIN TR | SHS | 171 | 5 | – |
| ISHARES GOLD TR | ISHARES NEW | 4K | 80 | – |
| ISHARES INC | CORE MSCI EMKT | 15K | 278 | – |
| ISHARES INC | ESG AWR MSCI EM | 14K | 429 | – |
| ISHARES TR | CORE S&P TTL STK | 186M | 2M | – |
| ISHARES TR | CORE S&P500 ETF | 45M | 82K | – |
| ISHARES TR | MSCI USA QLT FCT | 37M | 217K | – |
| ISHARES TR | CORE US AGGBD ET | 29M | 300K | – |
| ISHARES TR | CORE MSCI TOTAL | 16M | 239K | – |
| ISHARES TR | MSCI USA MIN VOL | 14M | 172K | – |
| ISHARES TR | SHRT NAT MUN ETF | 12M | 116K | – |
| ISHARES TR | MSCI ACWI ETF | 8M | 67K | – |
| ISHARES TR | NATIONAL MUN ETF | 6M | 56K | – |
| ISHARES TR | CORE 1 5 YR USD | 5M | 98K | – |
| ISHARES TR | CORE DIV GRWTH | 3M | 46K | – |
| ISHARES TR | CORE S&P SCP ETF | 811K | 8K | – |
| ISHARES TR | CORE MSCI EAFE | 699K | 10K | – |
| ISHARES TR | RUS 1000 ETF | 424K | 1K | – |
| ISHARES TR | MSCI USA VALUE | 383K | 4K | – |
| ISHARES TR | EAFE GRWTH ETF | 371K | 4K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 370K | 4K | – |
| ISHARES TR | PFD AND INCM SEC | 360K | 11K | – |
| ISHARES TR | USD INV GRDE ETF | 312K | 6K | – |
| ISHARES TR | ISHS 1-5YR INVS | 305K | 6K | – |
| ISHARES TR | MSCI USA MMENTM | 281K | 1K | – |
| ISHARES TR | RUS 1000 GRW ETF | 262K | 717 | – |
| ISHARES TR | TIPS BD ETF | 238K | 2K | – |
| ISHARES TR | CORE S&P MCP ETF | 203K | 3K | – |
| ISHARES TR | ESG AWR MSCI USA | 189K | 2K | – |
| ISHARES TR | ISHS 5-10YR INVT | 174K | 3K | – |
| ISHARES TR | MSCI KLD400 SOC | 127K | 1K | – |
| ISHARES TR | EXPONENTIAL TECH | 116K | 2K | – |
| ISHARES TR | MSCI EAFE ETF | 112K | 1K | – |
| ISHARES TR | RUSSELL 2000 ETF | 98K | 484 | – |
| ISHARES TR | S&P 500 VAL ETF | 85K | 468 | – |
| ISHARES TR | RUS 1000 VAL ETF | 79K | 454 | – |
| ISHARES TR | GLOBAL 100 ETF | 57K | 589 | – |
| ISHARES TR | ESG AW MSCI EAFE | 57K | 720 | – |
| ISHARES TR | IBONDS DEC24 ETF | 55K | 2K | – |
| ISHARES TR | MRGSTR MD CP GRW | 48K | 714 | – |
| ISHARES TR | IBONDS 25 TRM TS | 45K | 2K | – |
| ISHARES TR | IBONDS 26 TRM TS | 44K | 2K | – |
| ISHARES TR | IBONDS 27 TRM TS | 44K | 2K | – |
| ISHARES TR | IBONDS 29 TRM TS | 42K | 2K | – |
| ISHARES TR | IBOND DEC 2030 | 41K | 2K | – |
| ISHARES TR | JPMORGAN USD EMG | 34K | 380 | – |
| ISHARES TR | BLACKROCK ULTRA | 31K | 618 | – |
| ISHARES TR | BROAD USD HIGH | 31K | 846 | – |
| ISHARES TR | IBOXX INV CP ETF | 26K | 240 | – |
| ISHARES TR | 1 3 YR TREAS BD | 22K | 274 | – |
| ISHARES TR | CORE TOTAL USD | 22K | 486 | – |
| ISHARES TR | GLB CNS DISC ETF | 21K | 133 | – |
| ISHARES TR | CORE S&P US GWT | 18K | 143 | – |
| ISHARES TR | US TECH BRKTHR | 18K | 352 | – |
| ISHARES TR | MRGSTR MD CP VAL | 14K | 197 | – |
| ISHARES TR | CYBERSECURITY | 9K | 205 | – |
| ISHARES TR | SELECT DIVID ETF | 9K | 71 | – |
| ISHARES TR | MSCI INDIA ETF | 6K | 107 | – |
| ISHARES TR | GENOMICS IMMUN | 5K | 236 | – |
| ISHARES TR | U.S. MED DVC ETF | 5K | 81 | – |
| ISHARES TR | MSCI EMG MKT ETF | 426 | 10 | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 12M | 239K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 10M | 193K | – |
| J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 8M | 177K | – |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 1M | 25K | – |
| JOHNSON & JOHNSON | COM | 52K | 355 | – |
| JPMORGAN CHASE & CO. | COM | 157K | 777 | – |
| KIMBERLY-CLARK CORP | COM | 2K | 15 | – |
| KINDER MORGAN INC DEL | COM | 18K | 897 | – |
| KRAFT HEINZ CO | COM | 28K | 879 | – |
| LAMAR ADVERTISING CO NEW | CL A | 363 | 3 | – |
| LOCKHEED MARTIN CORP | COM | 5K | 10 | – |
| LOWES COS INC | COM | 198K | 900 | – |
| LUCID GROUP INC | COM | 551 | 211 | – |
| LULULEMON ATHLETICA INC | COM | 19K | 65 | – |
| LUMEN TECHNOLOGIES INC | COM | 14 | 13 | – |
| LYFT INC | CL A COM | 41K | 3K | – |
| MARATHON OIL CORP | COM | 16K | 542 | – |
| MARATHON PETE CORP | COM | 94K | 542 | – |
| MARKEL GROUP INC | COM | 3K | 2 | – |
| MARTIN MARIETTA MATLS INC | COM | 2K | 4 | – |
| MARVELL TECHNOLOGY INC | COM | 10K | 145 | – |
| MASTERCARD INCORPORATED | CL A | 3K | 7 | – |
| MCDONALDS CORP | COM | 1K | 6 | – |
| MERCK & CO INC | COM | 267K | 2K | – |
| META PLATFORMS INC | CL A | 387K | 768 | – |
| METLIFE INC | COM | 105K | 2K | – |
| MGM RESORTS INTERNATIONAL | COM | 4K | 100 | – |
| MICROSOFT CORP | COM | 3M | 7K | – |
| MONDELEZ INTL INC | CL A | 23K | 349 | – |
| MONSTER BEVERAGE CORP NEW | COM | 2K | 40 | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 1K | 3 | – |
| MURAL ONCOLOGY PUB LTD CO | ORD SHS | 3 | 1 | – |
| NCR ATLEOS CORPORATION | COM SHS | 162 | 6 | – |
| NCR VOYIX CORPORATION | COM | 154 | 13 | – |
| NETFLIX INC | COM | 482K | 714 | – |
| NETGEAR INC | COM | 1K | 66 | – |
| NEVRO CORP | COM | 713K | 85K | – |
| NEWELL BRANDS INC | COM | 4K | 600 | – |
| NEXTERA ENERGY INC | COM | 126K | 2K | – |
| NIKE INC | CL B | 1K | 16 | – |
| NORFOLK SOUTHN CORP | COM | 3K | 15 | – |
| NORTHROP GRUMMAN CORP | COM | 36K | 84 | – |
| NOVO-NORDISK A S | ADR | 30K | 208 | – |
| NUTRIEN LTD | COM | 5K | 100 | – |
| NVIDIA CORPORATION | COM | 1M | 8K | – |
| NXP SEMICONDUCTORS N V | COM | 1K | 4 | – |
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 331K | 8K | – |
| OCCIDENTAL PETE CORP | COM | 160K | 3K | – |
| OREILLY AUTOMOTIVE INC | COM | 2K | 2 | – |
| ORGANON & CO | COMMON STOCK | 5K | 238 | – |
| OTIS WORLDWIDE CORP | COM | 2K | 20 | – |
| PACER FDS TR | US CASH COWS 100 | 75K | 1K | – |
| PARAGON 28 INC | COM | 684 | 100 | – |
| PARAMOUNT GLOBAL | CLASS B COM | 10K | 980 | – |
| PARKER-HANNIFIN CORP | COM | 1K | 2 | – |
| PAYPAL HLDGS INC | COM | 22K | 387 | – |
| PEPSICO INC | COM | 207K | 1K | – |
| PERFORMANCE FOOD GROUP CO | COM | 22K | 340 | – |
| PFIZER INC | COM | 29K | 1K | – |
| PGIM ETF TR | PGIM ULTRA SH BD | 1M | 23K | – |
| PHILIP MORRIS INTL INC | COM | 72K | 715 | – |
| PHILLIPS 66 | COM | 282K | 2K | – |
| PIMCO ETF TR | ENHNCD LW DUR AC | 41M | 437K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 35M | 345K | – |
| PIMCO ETF TR | SHTRM MUN BD ACT | 13M | 261K | – |
| PIMCO ETF TR | ACTIVE BD ETF | 10M | 110K | – |
| PIMCO ETF TR | INTER MUN BD ACT | 6M | 113K | – |
| PIMCO ETF TR | INV GRD CRP BD | 25K | 265 | – |
| POOL CORP | COM | 2K | 6 | – |
| PPG INDS INC | COM | 67K | 530 | – |
| PROCTER AND GAMBLE CO | COM | 196K | 1K | – |
| PROLOGIS INC. | COM | 227 | 2 | – |
| PTC INC | COM | 908 | 5 | – |
| QUALCOMM INC | COM | 44K | 221 | – |
| RAYMOND JAMES FINL INC | COM | 47K | 379 | – |
| REGENCY CTRS CORP | COM | 373 | 6 | – |
| RELX PLC | SPONSORED ADR | 1K | 26 | – |
| RENAISSANCERE HLDGS LTD | COM | 3K | 12 | – |
| REPUBLIC SVCS INC | COM | 9K | 44 | – |
| ROSS STORES INC | COM | 2K | 16 | – |
| ROYCE MICRO-CAP TR INC | COM | 41K | 4K | – |
| RTX CORPORATION | COM | 4K | 40 | – |
| S&P GLOBAL INC | COM | 2K | 4 | – |
| SALESFORCE INC | COM | 2K | 9 | – |
| SANOFI | SPONSORED ADR | 970 | 20 | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 348K | 4K | – |
| SCHWAB STRATEGIC TR | 1000 INDEX ETF | 132K | 3K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US S | 127K | 2K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 123K | 1K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 106K | 1K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 41K | 1K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 23K | 477 | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 172K | 1K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 146K | 2K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 137K | 2K | – |
| SELECT SECTOR SPDR TR | ENERGY | 75K | 827 | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 16K | 400 | – |
| SERVICENOW INC | COM | 519K | 660 | – |
| SHELL PLC | SPON ADS | 40K | 550 | – |
| SHERWIN WILLIAMS CO | COM | 897 | 3 | – |
| SIMMONS 1ST NATL CORP | CL A $1 PAR | 384K | 22K | – |
| SIMPLIFY EXCHANGE TRADED FUN | HEDGED EQUITY | 71 | 3 | – |
| SMITH & NEPHEW PLC | SPDN ADR NEW | 27 | 1 | – |
| SMUCKER J M CO | COM NEW | 112 | 1 | – |
| SOLVENTUM CORP | COM SHS | 7K | 130 | – |
| SOUTHERN CO | COM | 42K | 546 | – |
| SPDR GOLD TR | GOLD SHS | 47K | 220 | – |
| SPDR INDEX SHS FDS | S&P EMKTSC ETF | 45K | 781 | – |
| SPDR INDEX SHS FDS | PORTFLO EURP ETF | 43K | 1K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 559K | 1K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 105K | 197 | – |
| SPDR SER TR | PORTFOLI S&P1500 | 4M | 56K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 1M | 31K | – |
| SPDR SER TR | DJ REIT ETF | 490K | 5K | – |
| SPDR SER TR | ICE PFD SEC ETF | 358K | 11K | – |
| SPDR SER TR | S&P DIVID ETF | 106K | 830 | – |
| SPDR SER TR | NUVEEN BLMBRG SH | 78K | 2K | – |
| SPDR SER TR | PORTFOLIO SHORT | 61K | 2K | – |
| SPDR SER TR | S&P SEMICNDCTR | 37K | 151 | – |
| SPDR SER TR | SPDR MSCI USA GE | 20K | 188 | – |
| SPDR SER TR | S&P 400 MDCP GRW | 18K | 210 | – |
| SPDR SER TR | S&P 600 SMCP GRW | 16K | 182 | – |
| SPDR SER TR | S&P 400 MDCP VAL | 16K | 213 | – |
| SPDR SER TR | S&P 600 SMCP VAL | 14K | 181 | – |
| SPDR SER TR | PORT MTG BK ETF | 12K | 540 | – |
| SPDR SER TR | PRTFLO S&P500 GW | 5K | 59 | – |
| SPDR SER TR | BBG CONV SEC ETF | 4K | 61 | – |
| SPDR SER TR | S&P KENSHO NEW | 4K | 89 | – |
| SSGA ACTIVE ETF TR | ULT SHT TRM BD | 90K | 2K | – |
| SSGA ACTIVE ETF TR | MULT ASS RLRTN | 12K | 419 | – |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 5K | 119 | – |
| SSGA ACTIVE TR | SPDR SSGA US SCT | 156K | 3K | – |
| ST JOE CO | COM | 8K | 151 | – |
| STARBUCKS CORP | COM | 20K | 253 | – |
| STARWOOD PPTY TR INC | COM | 5K | 244 | – |
| STERIS PLC | SHS USD | 2K | 7 | – |
| STITCH FIX INC | COM CL A | 21 | 5 | – |
| SUN LIFE FINANCIAL INC. | COM | 14K | 291 | – |
| SYLVAMO CORP | COMMON STOCK | 65K | 948 | – |
| SYNOVUS FINL CORP | COM NEW | 683 | 17 | – |
| SYSCO CORP | COM | 64K | 901 | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 1K | 8 | – |
| TARGET CORP | COM | 98K | 660 | – |
| TE CONNECTIVITY LTD | SHS | 38K | 255 | – |
| TEMPLETON EMERGING MKTS INCO | COM | 6K | 1K | – |
| TENET HEALTHCARE CORP | COM NEW | 5K | 38 | – |
| TERADATA CORP DEL | COM | 432 | 13 | – |
| TESLA INC | COM | 234K | 1K | – |
| TEXTRON INC | COM | 687 | 8 | – |
| THE CIGNA GROUP | COM | 8K | 23 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 2K | 4 | – |
| TJX COS INC NEW | COM | 3K | 30 | – |
| TKO GROUP HOLDINGS INC | CL A | 11 | 0 | – |
| TRACTOR SUPPLY CO | COM | 3M | 11K | – |
| TRAVELERS COMPANIES INC | COM | 2K | 7 | – |
| UNION PAC CORP | COM | 9K | 40 | – |
| UNITEDHEALTH GROUP INC | COM | 134K | 264 | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 300K | 3K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 29K | 110 | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 7K | 210 | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 52M | 679K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 34M | 469K | – |
| VANGUARD BD INDEX FDS | VANGUARD ULTRA | 3M | 60K | – |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 8K | 116 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 68M | 253K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 30M | 81K | – |
| VANGUARD INDEX FDS | VALUE ETF | 23M | 144K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 22M | 89K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 9M | 42K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 9M | 17K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 8M | 35K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 8M | 45K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 301K | 4K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 161K | 880 | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 212K | 4K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 139K | 1K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 78K | 2K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 44K | 372 | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 32K | 485 | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 238K | 5K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 5M | 91K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 328K | 4K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 36M | 199K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 6M | 103K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 365K | 7K | – |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 105K | 1K | – |
| VANGUARD WORLD FD | ENERGY ETF | 195K | 2K | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 89K | 437 | – |
| VANGUARD WORLD FD | UTILITIES ETF | 7K | 50 | – |
| VECTOR GROUP LTD | COM | 2K | 219 | – |
| VERISK ANALYTICS INC | COM | 2K | 9 | – |
| VERIZON COMMUNICATIONS INC | COM | 29K | 702 | – |
| VIATRIS INC | COM | 137 | 13 | – |
| VISA INC | COM CL A | 56K | 213 | – |
| WABTEC | COM | 4K | 26 | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 5K | 412 | – |
| WALMART INC | COM | 2M | 22K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 6K | 767 | – |
| WASTE MGMT INC DEL | COM | 60K | 280 | – |
| WD 40 CO | COM | 612K | 3K | – |
| WELLTOWER INC | COM | 524 | 5 | – |
| WESTROCK COFFEE CO | COM | 19K | 2K | – |
| WHITE MTNS INS GROUP LTD | COM | 4K | 2 | – |
| WILLIAMS COS INC | COM | 128K | 3K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 18M | 358K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 9M | 110K | – |
| WISDOMTREE TR | US QUALITY GROW | 594K | 13K | – |
| WISDOMTREE TR | GLB US QTLY DIV | 413K | 11K | – |
| WISDOMTREE TR | ITL HDG QTLY DIV | 38K | 838 | – |
| WISDOMTREE TR | EMG MKTS SMCAP | 4K | 70 | – |
| WORKHORSE GROUP INC | COM SHS | 94 | 60 | – |
| WORLD GOLD TR | SPDR GLD MINIS | 7K | 154 | – |
| WORTHINGTON ENTERPRISES INC | COM | 2K | 34 | – |
| WORTHINGTON STL INC | COM SHS | 1K | 33 | – |
| XENIA HOTELS & RESORTS INC | COM | 1K | 96 | – |
| YUM BRANDS INC | COM | 63K | 472 | – |
| YUM CHINA HLDGS INC | COM | 1K | 34 | – |
| ZILLOW GROUP INC | CL C CAP STK | 23K | 493 | – |
| ZILLOW GROUP INC | CL A | 11K | 247 | – |