ALBION INVESTORS LLC
Adviser information for ALBION INVESTORS LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 7 |
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Investment Advisory/Research | 7 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 1 | $1.5B |
Total | 1 | $1.5B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | <5 | $1.5B |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for businesses or institutional clients |
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Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-53005 |
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SEC ERA File Number | 801-53005 |
SEC CIK Numbers | None |
SEC CRD Numbers | 107436 |
Legal Entity Identifier | None |
Principal Office
501 MADISON AVENUE, SUITE 701NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-277-7533, Fax: None
Websites
Chief Compliance Officer
EDINA LEIHER
VICE PRESIDENT - OPERATION
501 MADISON AVE, SUITE 701
NEW YORK
NY
United States
Tel:
212-277-7533
E******@******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
ARNOLD, MARK | Individual | – | MANAGING MEMBER | 08/1996 | 50-75% |
TEDFORD, ALASTAIR GALBRAITH | Individual | – | MANAGING MEMBER | 08/1996 | 50-75% |
LEIHER, EDINA | Individual | – | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 11/2019 | < 5% |
LIVANOS, VASSILIOS, PETER | Individual | – | MANAGING DIRECTOR | 01/2005 | < 5% |
GONZALEZ, CHARLES ANTHONY | Individual | – | EXECUTIVE OFFICER | 05/2022 | < 5% |