ALBION INVESTORS LLC

Adviser information for ALBION INVESTORS LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 1 $1.5B
Total 1 $1.5B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies <5 $1.5B
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-53005
SEC ERA File Number 801-53005
SEC CIK Numbers None
SEC CRD Numbers 107436
Legal Entity Identifier None

Principal Office

501 MADISON AVENUE, SUITE 701
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-277-7533, Fax: None

Chief Compliance Officer

EDINA LEIHER
VICE PRESIDENT - OPERATION
501 MADISON AVE, SUITE 701
NEW YORK
NY
United States
Tel: 212-277-7533
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ARNOLD, MARK Individual MANAGING MEMBER 08/1996 50-75%
TEDFORD, ALASTAIR GALBRAITH Individual MANAGING MEMBER 08/1996 50-75%
LEIHER, EDINA Individual VICE PRESIDENT/CHIEF COMPLIANCE OFFICER 11/2019 < 5%
LIVANOS, VASSILIOS, PETER Individual MANAGING DIRECTOR 01/2005 < 5%
GONZALEZ, CHARLES ANTHONY Individual EXECUTIVE OFFICER 05/2022 < 5%

No. Employees, Historic

105020192020202120222023202420257 on 11/15/20197 on 3/18/20207 on 3/11/20217 on 3/23/20227 on 7/1/20227 on 2/23/20237 on 3/15/2024

RAUM, Historic

2B1B02019202020212022202320242025637308613 on 11/15/2019626542173 on 3/18/2020766384005 on 3/11/2021992224413 on 3/23/2022992224413 on 7/1/20221252577566 on 2/23/20231460888060 on 3/15/2024

No. Clients, Historic

105020192020202120222023202420250 on 11/15/20190 on 3/18/20201 on 3/11/20211 on 3/23/20221 on 7/1/20221 on 2/23/20231 on 3/15/2024