FOSTER & MOTLEY INC
FOSTER & MOTLEY, INC. Legal Name
Adviser information for FOSTER & MOTLEY INC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 48 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 20 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 817 | $2.2B |
| Non-Discretionary | 44 | $54.6M |
| Total | 861 | $2.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 291 | $125.5M |
| HNW Individuals | 560 | $2.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $12.0M |
| Charitable organizations | 5 | $32.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $8.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 45 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
7755 MONTGOMERY ROADSUITE 100
CINCINNATI
OH
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 513-561-6640, Fax: 513-272-7527
Chief Compliance Officer
LAWRENCE J. BERNHARD
CCO
7755 MONTGOMERY ROAD
SUITE 100
CINCINNATI
OH
United States
Tel:
513-561-6640
Fax:
513-272-7527
L****@******************M
(Full email address available in API data)
Regulatory Contact
JEFFREY RYAN ENGLISH
SHAREHOLDER
7755 MONTGOMERY ROAD
SUITE 100
CINCINNATI
OH
United States
Tel:
513-561-6640
Fax:
513-272-7527
R***@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FOSTER, DAVID, ALAN | Individual | – | SHAREHOLDER | 01/1997 | < 5% |
| MOTLEY, WILLIAM, MARK | Individual | – | SHAREHOLDER & DIRECTOR | 01/1997 | 5-10% |
| SCHERER, RALPH, JACOB | Individual | – | SHAREHOLDER | 12/2001 | < 5% |
| GREEN, ELIZABETH, M | Individual | – | SHAREHOLDER | 01/2006 | 5-10% |
| HAIL, LUCAS, PARKER | Individual | – | CHAIRMAN, SHAREHOLDER & DIRECTOR | 01/2006 | 10-25% |
| BERNHARD, LAWRENCE, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2011 | < 5% |
| LUCKHARDT, ANTHONY, ROBERT | Individual | – | SHAREHOLDER | 01/2012 | 5-10% |
| GUIDI, THOMAS, J. | Individual | – | SHAREHOLDER & DIRECTOR | 01/2012 | 5-10% |
| NIENABER, DAVID, J | Individual | – | SECRETARY, SHAREHOLDER & DIRECTOR | 01/2015 | 5-10% |
| HORN, ZACHARY, TYLER | Individual | – | PRESIDENT, SHAREHOLDER & DIRECTOR | 01/2015 | 5-10% |
| PATTERSON, JOSEPH, ANTHONY | Individual | – | SHAREHOLDER & DIRECTOR | 01/2017 | 5-10% |
| English, Jeffrey, Ryan | Individual | – | SHAREHOLDER & DIRECTOR | 01/2018 | 5-10% |
| RASMUSSEN, RACHEL, ANN | Individual | – | SHAREHOLDER | 01/2019 | 5-10% |
| Binzer, Zachary, Thomas | Individual | – | SHAREHOLDER | 01/2021 | < 5% |
| SOPER, BRADLEY, MICHAEL | Individual | – | SHAREHOLDER | 01/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M Company | com | 489 | 5K | 0 |
| A T & T Inc. | com | 2K | 129K | 0 |
| Abbott Laboratories | com | 473 | 5K | 0 |
| AbbVie Inc. | com | 10K | 61K | 0 |
| Academy Sports and Outdoors, Inc. | com | 1K | 19K | 0 |
| Accenture Ltd Cl A | com | 5K | 17K | 0 |
| AFLAC Inc | com | 10K | 109K | 0 |
| Allison Transmission Holdings, INc. | com | 5K | 69K | 0 |
| Alphabet Inc Class A | com | 2K | 9K | 0 |
| Alphabet Inc Class C | com | 19K | 102K | 0 |
| Amazon.com Inc. | com | 454 | 2K | 0 |
| Amdocs Limited Common Stock | com | 2K | 27K | 0 |
| American Electric Power Co., Inc | com | 223 | 3K | 0 |
| American Express Company | com | 381 | 2K | 0 |
| American Financial Group | com | 202 | 2K | 0 |
| American Intl Group Inc | com | 2K | 23K | 0 |
| Americas Car-Mart Inc | com | 393 | 7K | 0 |
| Ameriprise Financial, Inc. | com | 11K | 25K | 0 |
| Amgen Incorporated | com | 11K | 37K | 0 |
| Amkor Technology Inc | com | 1K | 32K | 0 |
| Apple Computer Inc | com | 53K | 253K | 0 |
| Applied Materials Inc | com | 3K | 11K | 0 |
| Archer-Daniels-Midland Co. | com | 2K | 40K | 0 |
| Arrow Electronics, Inc. | com | 2K | 13K | 0 |
| Automatic Data Processing, Inc. | com | 2K | 6K | 0 |
| Autonation Inc. | com | 520 | 3K | 0 |
| AutoZone Inc | com | 2K | 792 | 0 |
| Avantis All Equity Markets ETF | ETF | 237 | 3K | 0 |
| Avantis Emerging Markets Equity ETF | ETF | 34K | 549K | 0 |
| Avantis US Small Cap Value ETF | com | 4K | 48K | 0 |
| Avnet, Inc. | com | 6K | 126K | 0 |
| Bank of America Corp | com | 609 | 15K | 0 |
| Becton Dickinson & Co | com | 2K | 9K | 0 |
| Belden Inc | com | 3K | 31K | 0 |
| Berkshire Hathaway Cl B | com | 416 | 1K | 0 |
| Berry Plastics Group Inc | com | 430 | 7K | 0 |
| Best Buy Inc | com | 4K | 51K | 0 |
| BlackRock, Inc | com | 257 | 326 | 0 |
| Bloomin' Brands, Inc. | com | 633 | 33K | 0 |
| Booz Allen Hamilton Holdings Corporation | com | 1K | 8K | 0 |
| BorgWarner Inc | com | 205 | 6K | 0 |
| BP PLC Adr | ADR | 905 | 25K | 0 |
| Bristol-Myers Squibb Co | com | 1K | 30K | 0 |
| Broadcom Limited | com | 8K | 5K | 0 |
| Brunswick Corporation | com | 726 | 10K | 0 |
| Bunge Ltd. | com | 4K | 35K | 0 |
| C V S Caremark Corp. | com | 3K | 48K | 0 |
| Cabot Corporation | com | 1K | 14K | 0 |
| Cambria Emerging Shareholder Yield ETF | ETF | 27K | 791K | 0 |
| Camden Property Trust | com | 206 | 2K | 0 |
| Canadian Natl RR Co. | com | 490 | 4K | 0 |
| Canadian Natural Resources Limited | com | 1K | 41K | 0 |
| Cardinal Health Inc | com | 5K | 49K | 0 |
| Carlisle Companies Inc | com | 245 | 604 | 0 |
| Carrier Global Corp | com | 747 | 12K | 0 |
| Caterpillar Inc | com | 6K | 17K | 0 |
| CDW Corporation | com | 6K | 26K | 0 |
| Celanese Corporation | com | 272 | 2K | 0 |
| Cencora, Inc. | com | 2K | 7K | 0 |
| Century Communities, Inc | com | 627 | 8K | 0 |
| CF Industries Holdings, Inc. | com | 377 | 5K | 0 |
| Charter Communications | com | 382 | 1K | 0 |
| Chevron Corp | com | 4K | 25K | 0 |
| Chord Energy Corporation | com | 712 | 4K | 0 |
| Chubb Ltd | com | 1K | 5K | 0 |
| CIGNA Corp | com | 2K | 5K | 0 |
| Cincinnati Financial Cp | com | 449 | 4K | 0 |
| Cisco Systems Inc | com | 10K | 217K | 0 |
| Citigroup Inc | com | 362 | 6K | 0 |
| Civitas Resources, Inc. | com | 991 | 14K | 0 |
| CMS Energy Corp | com | 563 | 9K | 0 |
| Coca Cola Company | com | 422 | 7K | 0 |
| Cognizant Technology Solutions Corp. | com | 4K | 54K | 0 |
| Comcast Corp | com | 5K | 133K | 0 |
| ConAgra Brands, Inc. | com | 2K | 57K | 0 |
| ConocoPhillips | com | 1K | 12K | 0 |
| Consol Energy, Inc. | com | 2K | 16K | 0 |
| Consolidated Edison | com | 437 | 5K | 0 |
| Constellation Energy Co | com | 2K | 11K | 0 |
| COPT Defense Properties | com | 215 | 9K | 0 |
| Core & Main, Inc. | com | 472 | 10K | 0 |
| Corning Inc | com | 5K | 131K | 0 |
| Costco Whsl Corp New | com | 420 | 494 | 0 |
| Coterra Energy Inc. | com | 722 | 27K | 0 |
| Crane Company | com | 273 | 4K | 0 |
| CSX Corp. | com | 754 | 23K | 0 |
| Cummins Inc | com | 8K | 29K | 0 |
| D R Horton Co | com | 9K | 66K | 0 |
| Danaher Corp Del | com | 309 | 1K | 0 |
| Deere & Co | com | 1K | 4K | 0 |
| Dell Inc. | com | 7K | 47K | 0 |
| Diamondback Energy, Inc. | com | 1K | 6K | 0 |
| Dick's Sporting Goods Inc. | com | 9K | 42K | 0 |
| Dimensional Emerging Core Equity Market ETF | ETF | 1K | 39K | 0 |
| Dimensional Emerging Markets | ETF | 266 | 10K | 0 |
| Dimensional US Core Equity Market ETF | ETF | 309 | 8K | 0 |
| Discover Financial Services | com | 4K | 27K | 0 |
| Disney Walt Hldg Co | com | 332 | 3K | 0 |
| Dole plc | com | 287 | 23K | 0 |
| DoubleLine Income Solutions Fund | com | 840 | 67K | 0 |
| Dover Corporation | com | 452 | 3K | 0 |
| Eaton Corporation plc | com | 3K | 8K | 0 |
| Edison International | com | 7K | 96K | 0 |
| Electronic Arts Inc. | com | 1K | 7K | 0 |
| Elevance Health Inc. | com | 774 | 1K | 0 |
| Eli Lilly & Company | com | 1K | 1K | 0 |
| Encompass Health Corp | com | 2K | 18K | 0 |
| Entergy Corp New | com | 1K | 10K | 0 |
| EOG Resources, Inc | com | 5K | 37K | 0 |
| Equitable Holdings, Inc. | com | 7K | 167K | 0 |
| Evercore Partners Inc. | com | 1K | 6K | 0 |
| Everest Group Ltd | com | 4K | 12K | 0 |
| Exelon Corporation | com | 1K | 37K | 0 |
| Expeditors International of Washington Inc. | com | 2K | 19K | 0 |
| Extra Space Storage Inc. | com | 463 | 3K | 0 |
| Exxon Mobil Corporation | com | 7K | 61K | 0 |
| FedEx Corp. | com | 879 | 3K | 0 |
| Fidelity MSCI Real Estate Index ETF | ETF | 335 | 13K | 0 |
| Fidelity National Finl. | com | 3K | 57K | 0 |
| Fifth Third Bancorp | com | 706 | 19K | 0 |
| First Trust Managed Municipal ETF | ETF | 2K | 46K | 0 |
| Fiserv, Inc. | com | 396 | 3K | 0 |
| Ford Motor Company | com | 794 | 63K | 0 |
| Franklin Resources Inc | com | 432 | 19K | 0 |
| General Dynamics Corp | com | 6K | 22K | 0 |
| General Mills Inc | com | 2K | 27K | 0 |
| General Motors Company | com | 990 | 21K | 0 |
| Genuine Parts Co | com | 260 | 2K | 0 |
| Gilead Sciences Inc | com | 412 | 6K | 0 |
| GlaxoSmithKline plc | ADR | 524 | 14K | 0 |
| Global Payments Inc | com | 296 | 3K | 0 |
| Global X MLP & Energy Infrastructure ETF | ETF | 655 | 13K | 0 |
| Goldman Sachs Group Inc | com | 3K | 8K | 0 |
| Greif Inc Cl A | com | 252 | 4K | 0 |
| Group 1 Automotive, Inc. | com | 3K | 11K | 0 |
| Hartford Financial Services | com | 11K | 108K | 0 |
| Hartford Multifactor Developed Markets ETF | ETF | 53K | 2M | 0 |
| Hasbro Inc | com | 535 | 9K | 0 |
| HCA Holdings, Inc. | com | 11K | 34K | 0 |
| Hewlett Packard Enterprise Comp | com | 8K | 401K | 0 |
| Home Depot Inc | com | 2K | 7K | 0 |
| Honda Motor Co Adr | com | 3K | 106K | 0 |
| Honeywell International | com | 2K | 9K | 0 |
| Host Hotels & Resorts Inc. | com | 233 | 13K | 0 |
| HP Inc. | com | 7K | 204K | 0 |
| Huntington Bancshares Incorporated | com | 776 | 59K | 0 |
| Illinois Tool Works | com | 926 | 4K | 0 |
| Infosys Limited | ADR | 3K | 166K | 0 |
| Ingredion Incorporated | com | 1K | 11K | 0 |
| Intel Corp | com | 212 | 7K | 0 |
| Interdigital Comm Corp | com | 412 | 4K | 0 |
| International Paper Co | com | 262 | 6K | 0 |
| Interpublic Group of Companies | com | 921 | 32K | 0 |
| Intl Business Machines | com | 6K | 36K | 0 |
| Intuitive Surgical Inc | com | 207 | 466 | 0 |
| Invesco FTSE RAFI Dev Mkts ex-US ETF | ETF | 785 | 16K | 0 |
| Invesco FTSE RAFI Emerging Markets ETF | ETF | 4K | 187K | 0 |
| Invesco FTSE RAFI US 1000 ETF | ETF | 519 | 14K | 0 |
| Invesco QQQ ETF | ETF | 340 | 709 | 0 |
| Iron Mountain Incorporated | com | 414 | 5K | 0 |
| iShares 0-3 Month Treasury Bond ETF | iShares | 1K | 13K | 0 |
| iShares 20 Year Treasury Bond ET | iShares | 7K | 74K | 0 |
| iShares Barclays TIPS Bond | ETF | 4K | 35K | 0 |
| iShares Core MSCI EAFE ETF | ETF | 1K | 19K | 0 |
| iShares Core MSCI Emerging Markets ETF | ETF | 299 | 6K | 0 |
| iShares Core S&P 500 ETF | ETF | 821 | 2K | 0 |
| iShares Core S&P Mid-Cap ETF | ETF | 376 | 6K | 0 |
| iShares Core US REIT ETF | ETF | 308 | 6K | 0 |
| iShares Edge MSCI Mltfct USA SmCp ETF | ETF | 1K | 18K | 0 |
| iShares Edge MSCI Multifactor Intl ETF | ETF | 16K | 559K | 0 |
| iShares Edge MSCI Multifactor USA ETF | ETF | 13K | 225K | 0 |
| iShares Emerging Markets Local Currency Bond ETF | ETF | 347 | 10K | 0 |
| iShares Global Clean Energy ETF | ETF | 199 | 15K | 0 |
| iShares JPMorgan USD Emerg Markets Bond ETF | ETF | 7K | 76K | 0 |
| iShares MBS Bond ETF | ETF | 3K | 28K | 0 |
| iShares MSCI EAFE ETF | ETF | 12K | 149K | 0 |
| iShares MSCI EAFE Min Volatility ETF | ETF | 1K | 15K | 0 |
| iShares MSCI Emerging Markets Index ETF | ETF | 2K | 49K | 0 |
| iShares Natl Amt-Free Muni Bond ETF | ETF | 7K | 66K | 0 |
| iShares Russell 1000 ETF | ETF | 354 | 1K | 0 |
| iShares Russell 1000 Growth ETF | iShares | 304 | 835 | 0 |
| iShares Russell Mid-cap Value ETF | ETF | 269 | 2K | 0 |
| iShares S&P Mid-Cap 400 Value ETF | ETF | 402 | 4K | 0 |
| iShares S&P Small-Cap 600 Value ETF | ETF | 259 | 3K | 0 |
| iShares S&P Small-Cap ETF | ETF | 373 | 3K | 0 |
| iShares Short-Term National Muni Bond ETF | ETF | 513 | 5K | 0 |
| iShares Trust - U.S. Treasury Bond ETF | iShares | 874 | 39K | 0 |
| J M Smuckers Co | com | 3K | 25K | 0 |
| J P Morgan Chase & Co. | com | 13K | 63K | 0 |
| Jabil Circuit Inc. | com | 5K | 48K | 0 |
| Janus Henderson Mortgage-Backed ETF | ETF | 35K | 779K | 0 |
| Johnson & Johnson | com | 7K | 48K | 0 |
| JPMorgan Diversified Return U.S. Equity ETF | ETF | 484 | 4K | 0 |
| JPMorgan Ultra-Short Income ETF | ETF | 4K | 81K | 0 |
| Juniper Networks Inc | com | 749 | 21K | 0 |
| K L A Tencor Corp | com | 2K | 2K | 0 |
| Kellogg Company | com | 277 | 5K | 0 |
| Kimberly-Clark Corp | com | 518 | 4K | 0 |
| Kinder Morgan, Inc. | com | 2K | 83K | 0 |
| Kosmos Energy Ltd | com | 59 | 11K | 0 |
| Kroger Company | com | 13K | 255K | 0 |
| Lab Cp Of Amer Hldg New | com | 1K | 7K | 0 |
| Lamar Advertising Co A | com | 371 | 3K | 0 |
| Leidos Holdings Inc | com | 2K | 11K | 0 |
| Lennar Corp Cl A | com | 3K | 22K | 0 |
| LKQ Corp. | com | 1K | 28K | 0 |
| Lockheed Martin Corp | com | 5K | 10K | 0 |
| Louisiana-Pacific Corp | com | 365 | 4K | 0 |
| Lowes Companies Inc | com | 7K | 30K | 0 |
| LyondellBasell Industrials NV | com | 6K | 58K | 0 |
| Manulife Financial Corporation | com | 9K | 327K | 0 |
| Marathon Oil Company | com | 261 | 9K | 0 |
| Marathon Petroleum Corporation | com | 4K | 22K | 0 |
| Masco Corporation | com | 949 | 14K | 0 |
| Mastercard Incorporated | com | 523 | 1K | 0 |
| McDonald's Corp. | com | 2K | 7K | 0 |
| McKesson HBOC Inc | com | 12K | 20K | 0 |
| MDU Resources Group, Inc. | com | 990 | 39K | 0 |
| Medtronic PLC | com | 2K | 20K | 0 |
| Merck & Co Inc | com | 5K | 44K | 0 |
| Meta Platforms, Inc. | com | 11K | 21K | 0 |
| Metlife Inc | com | 5K | 74K | 0 |
| MGIC Investment Corp | com | 5K | 216K | 0 |
| Microchip Technology Inc | com | 5K | 52K | 0 |
| Microsoft Corp | com | 26K | 59K | 0 |
| Morgan Stanley | com | 2K | 16K | 0 |
| Murphy USA, Inc | com | 601 | 1K | 0 |
| National Fuel Gas Co | com | 995 | 18K | 0 |
| Network Appliance Inc | com | 5K | 37K | 0 |
| Newmont Mining Corp | com | 221 | 5K | 0 |
| Nexstar Media Group | com | 6K | 38K | 0 |
| Norfolk Southern Corp | com | 213 | 993 | 0 |
| Northern Oil and Gas, Inc. | com | 242 | 7K | 0 |
| Northrop Grumman Corp | com | 1K | 3K | 0 |
| NortonLifeLock Inc. | com | 291 | 12K | 0 |
| Novartis A G Spon Adr | ADR | 2K | 16K | 0 |
| NRG Energy, Inc | com | 373 | 5K | 0 |
| Nucor Corp | com | 4K | 27K | 0 |
| Nutrien Ltd. | com | 487 | 10K | 0 |
| Nvidia Corp | com | 1K | 9K | 0 |
| OGE Energy Corp | com | 647 | 18K | 0 |
| Old Republic International Corporation | com | 461 | 15K | 0 |
| Omnicom Group Inc | com | 10K | 115K | 0 |
| Oracle Corporation | com | 16K | 116K | 0 |
| Organon & Co. Common Stock | com | 584 | 28K | 0 |
| Otis Worldwide Corp | com | 357 | 4K | 0 |
| Otter Tail Corporation | com | 863 | 10K | 0 |
| Owens Corning Inc. | com | 7K | 38K | 0 |
| Oxford Industries, Inc. | com | 931 | 9K | 0 |
| PACCAR Inc | com | 9K | 87K | 0 |
| Pacer Benchmark Data & Infrastructure Real Estate ETF | com | 10K | 367K | 0 |
| Parker-Hannifin Corporation | com | 293 | 580 | 0 |
| Patrick Industries Inc. | com | 2K | 18K | 0 |
| Patterson Companies Inc. | com | 2K | 90K | 0 |
| Paychex Inc | com | 236 | 2K | 0 |
| PennyMac Financial Services, Inc. | com | 206 | 2K | 0 |
| PepsiCo Incorporated | com | 998 | 6K | 0 |
| Petroleo Brasileiro | ADR | 3K | 175K | 0 |
| Pfizer Incorporated | com | 4K | 158K | 0 |
| Phillips 66 | com | 579 | 4K | 0 |
| PIMCO Intermediate Muni Bond Strgy ETF | ETF | 3K | 62K | 0 |
| Plymouth Industrial REIT, Inc. | com | 306 | 14K | 0 |
| PNC Financial Services | com | 264 | 2K | 0 |
| Popular Inc | com | 698 | 8K | 0 |
| Potlatch Corporation | com | 242 | 6K | 0 |
| Premier, Inc. | com | 220 | 12K | 0 |
| Prestige Brands Holdings, Inc. | com | 239 | 3K | 0 |
| PriceSmart, Inc. | com | 538 | 7K | 0 |
| Principal Financial Group Inc. | com | 3K | 34K | 0 |
| Procter & Gamble | com | 12K | 73K | 0 |
| Progressive Corp. | com | 993 | 5K | 0 |
| Prudential Financial Inc | com | 6K | 49K | 0 |
| Pub Svc Enterprise Group | com | 288 | 4K | 0 |
| PulteGroup Inc | com | 8K | 72K | 0 |
| Qualcomm Inc | com | 3K | 13K | 0 |
| Quest Diagnostic Inc | com | 5K | 36K | 0 |
| Range Resources Corporation | com | 655 | 20K | 0 |
| Raytheon Technologies Co | com | 1K | 10K | 0 |
| Regions Financial Cp New | com | 2K | 109K | 0 |
| Reinsurance Group of America | com | 2K | 10K | 0 |
| Reliance Steel & Aluminum Co | com | 3K | 12K | 0 |
| Republic Services, Inc | com | 233 | 1K | 0 |
| Ross Stores, Inc | com | 233 | 2K | 0 |
| Schwab Emerging Mkts Equity ETF | ETF | 1K | 38K | 0 |
| Schwab Fundamental Emerg Mkts Lg Co ETF | ETF | 40K | 1M | 0 |
| Schwab Fundamental Intl Lg Co ETF | ETF | 82K | 2M | 0 |
| Schwab Fundamental US Broad Mkt ETF | ETF | 256 | 4K | 0 |
| Schwab Fundamental US Large Company ETF | ETF | 7K | 97K | 0 |
| Schwab Fundamental US Small Company ETF | ETF | 14K | 249K | 0 |
| Schwab Intermediate-Term U.S. Trsy ETF | ETF | 29K | 586K | 0 |
| Schwab International Equity ETF | ETF | 56K | 1M | 0 |
| Schwab Short-Term U.S. Treasury ETF | ETF | 221 | 5K | 0 |
| Schwab U.S. Dividend Equity ETF | ETF | 354 | 5K | 0 |
| Schwab U.S. REIT ETF | ETF | 18K | 918K | 0 |
| Schwab U.S. Small-Cap ETF | ETF | 274 | 6K | 0 |
| Schwab US Broad Mkt ETF | ETF | 654 | 10K | 0 |
| Schwab US TIPS ETF | ETF | 18K | 351K | 0 |
| Scorpio Tankers, Inc. | com | 430 | 5K | 0 |
| Seagate Technology PLC F | com | 670 | 6K | 0 |
| Select Medical Holdings Corp | com | 426 | 12K | 0 |
| Shell plc | com | 2K | 29K | 0 |
| Simon Ppty Group New | com | 475 | 3K | 0 |
| Snap On Inc | com | 5K | 19K | 0 |
| SPDR Barclays Cap Interm Term Corp Bond ETF | ETF | 4K | 121K | 0 |
| SPDR Nuveen S&P High Yield Muni Bond ETF | ETF | 270 | 11K | 0 |
| SPDR Portfolio High Yield Bond ETF | ETF | 1K | 65K | 0 |
| SPDR Portfolio Mortgage Backed Bond ETF | ETF | 311 | 14K | 0 |
| SPDR S&P 500 ETF | ETF | 5K | 9K | 0 |
| Sprouts Farmers Market | com | 2K | 27K | 0 |
| SS&C Technologies Holdings, Inc. | com | 724 | 12K | 0 |
| State Street Corp | com | 231 | 3K | 0 |
| Steel Dynamics, Inc. | com | 4K | 30K | 0 |
| Stryker Corp | com | 767 | 2K | 0 |
| Sylvamo Corporation | com | 806 | 12K | 0 |
| Synchrony Financial | com | 1K | 29K | 0 |
| SYNNEX Corp. | com | 1K | 10K | 0 |
| T. Rowe Price Group, Inc. | com | 590 | 5K | 0 |
| Taiwan Semiconductor Manufacturing Co. | com | 292 | 2K | 0 |
| Tapestry Inc | com | 610 | 14K | 0 |
| Target Corporation | com | 3K | 20K | 0 |
| Taylor Morrison Home Corporation | com | 1K | 23K | 0 |
| TE Connectivity Ltd. | com | 2K | 17K | 0 |
| Technology Select Sector SPDR ETF | ETF | 233 | 1K | 0 |
| TEGNA, Inc. | com | 245 | 18K | 0 |
| Tenet Healthcare Corp | com | 502 | 4K | 0 |
| Texas Instruments Inc | com | 6K | 31K | 0 |
| The Andersons Inc. | com | 627 | 13K | 0 |
| The Kraft Heinz Company | com | 3K | 97K | 0 |
| The Real Estate Select Sector SPDR Fund | com | 4K | 113K | 0 |
| Thermo Fisher Scientific Inc. | com | 3K | 6K | 0 |
| TJX Cos Inc | com | 2K | 19K | 0 |
| Toronto-Dominion Bank | com | 2K | 30K | 0 |
| Tortoise North American Pipeline Fund | com | 20K | 707K | 0 |
| TotalEnergies SE | ADS | 3K | 39K | 0 |
| Toyota Motor Corporation | ADR | 9K | 43K | 0 |
| Trane Technologies plc | com | 244 | 743 | 0 |
| Transocean LTD. | com | 67 | 12K | 0 |
| Travelers Companies Inc | com | 4K | 22K | 0 |
| Truist Financial Corp | com | 343 | 9K | 0 |
| Twenty-First Century Fox, Inc. Cl A | com | 6K | 182K | 0 |
| Tyson Foods Inc | com | 1K | 24K | 0 |
| UGI Corporation New | com | 3K | 112K | 0 |
| Union Pacific | com | 3K | 15K | 0 |
| United Parcel Service, Inc. | com | 303 | 2K | 0 |
| United Rentals, Inc. | com | 5K | 8K | 0 |
| UnitedHealth Group Inc. | com | 3K | 6K | 0 |
| Universal Health Services Inc. | com | 473 | 3K | 0 |
| Unum Group | com | 6K | 116K | 0 |
| US Bancorp | com | 399 | 10K | 0 |
| Valero Energy Corp New | com | 3K | 17K | 0 |
| VanEck Long Muni ETF | ETF | 433 | 24K | 0 |
| VanEck Short High Yield Muni ETF | ETF | 270 | 12K | 0 |
| VanEck Vectors AMT-Free Short Municipal Index ETF | ETF | 178 | 10K | 0 |
| VanEck Vectors Gold Miners ETF | ETF | 343 | 10K | 0 |
| VanEck Vectors High-Yield Muni ETF | ETF | 790 | 15K | 0 |
| VanEck Vectors Intermediate Muni ETF | ETF | 265 | 6K | 0 |
| VanEck Vectors Junior Gold Miners ETF | ETF | 594 | 14K | 0 |
| Vanguard Dividend Appreciation ETF | ETF | 644 | 4K | 0 |
| Vanguard Emerging Markets Stock ETF | ETF | 256 | 6K | 0 |
| Vanguard FTSE Developed Markets ETF | ETF | 274 | 6K | 0 |
| Vanguard Interm-Tm Govt Bd Inx ETF | ETF | 7K | 113K | 0 |
| Vanguard Reit Index ETF | ETF | 24K | 285K | 0 |
| Vanguard Russell 1000 ETF | ETF | 4K | 17K | 0 |
| Vanguard S&P 500 ETF | ETF | 691 | 1K | 0 |
| Vanguard Small Cap Value ETF | ETF | 4K | 22K | 0 |
| Vanguard Tax-Exempt Bond Index ETF | ETF | 12K | 238K | 0 |
| Vanguard Total Bond Market ETF | ETF | 5K | 66K | 0 |
| Vanguard Total International Stock ETF | ETF | 205 | 3K | 0 |
| Vanguard Total Stock Market ETF | ETF | 613 | 2K | 0 |
| Vanguard Value ETF | ETF | 938 | 6K | 0 |
| Verizon Communications | com | 5K | 113K | 0 |
| Vertex Pharmaceuticals Inc. | com | 216 | 460 | 0 |
| Viatris Inc | com | 497 | 47K | 0 |
| Visa, Inc. | com | 1K | 6K | 0 |
| Vishay Intertechnology Inc. | com | 2K | 109K | 0 |
| Vistra Corp. | com | 302 | 4K | 0 |
| Vontier Corp | com | 540 | 14K | 0 |
| W.W. Grainger, Inc. | com | 285 | 316 | 0 |
| Wal-Mart Stores Inc | com | 8K | 119K | 0 |
| Whitestone REIT | com | 136 | 10K | 0 |
| Williams Sonoma | com | 2K | 7K | 0 |
| Xtrackers Muni Infra Rev Bond ETF | ETF | 270 | 11K | 0 |