EAGLE GLOBAL ADVISORS LLC

Adviser information for EAGLE GLOBAL ADVISORS LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 24
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 355 $1.9B
Non-Discretionary 0 $0
Total 355 $1.9B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 327 $1.1B
Banking or thrift institutions 0 $0
Investment companies 4 $370.8M
Business development companies 0 $0
Pooled investment vehicles 2 $275.8M
Pension and profit sharing plans 6 $69.7M
Charitable organizations 16 $122.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 7
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 225.5M
Both for Same 0
Portfolio Manager to Program Sponsor
UBS UBS
WELLS FARGO WELLS FARGO
MORGAN STANLEY SMITH BARNEY MORGAN STANLEY SMITH BARNEY
J.P. MORGAN J.P. MORGAN

Identifiers

SEC RIA File Number 801-53294
SEC ERA File Number 801-53294
SEC CIK Numbers 1130787
SEC CRD Numbers 107306
Legal Entity Identifier None

Principal Office

1330 POST OAK BOULEVARD
SUITE 3000
HOUSTON
TX
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 713-952-3550, Fax: 713-952-4175

Chief Compliance Officer

STEVEN RUSSO
SENIOR PARTNER
1330 POST OAK BLVD
SUITE 3000
HOUSTON
TX
United States
Tel: 713-952-3550
Fax: 713-952-4175
(Full email address available in API data)

Industry Affiliates

EAGLE INCOME APPRECIATION GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
EAGLE INCOME APPRECIATION II, L.P. Hedge Fund $66.6M $0.5M 67
EAGLE INCOME APPRECIATION PARTNERS, L.P. Hedge Fund $209.2M $0.3M 29

Control Persons

Name Type Entity Title Since Ownership
ALLEN, EDWARD, RUDGE Individual SENIOR PARTNER / MANAGING MEMBER 11/1996 25-50%
RUSSO, STEVEN, SAMUEL Individual SENIOR PARTNER / CHIEF COMPLIANCE OFFICER / MANAGING MEMBER 12/1996 25-50%
GUALY, JOHN, FERNANDO Individual SENIOR PARTNER / MANAGING MEMBER 11/1996 5-10%

No. Employees, Historic

4020020202021202220232024202532 on 3/20/202032 on 6/11/202032 on 12/9/202031 on 3/25/202131 on 11/23/202131 on 1/10/202225 on 3/25/202225 on 1/4/202323 on 3/21/202324 on 3/13/2024

RAUM, Historic

3B2B02020202120222023202420252325091016 on 3/20/20202325091016 on 6/11/20202325091016 on 12/9/20201571347094 on 3/25/20211571347094 on 11/23/20211571347094 on 1/10/20221912746598 on 3/25/20221912746598 on 1/4/20231700514432 on 3/21/20231941056987 on 3/13/2024

No. Clients, Historic

5002500202020212022202320242025489 on 3/20/2020489 on 6/11/2020489 on 12/9/2020375 on 3/25/2021375 on 11/23/2021375 on 1/10/2022388 on 3/25/2022388 on 1/4/2023362 on 3/21/2023355 on 3/13/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 337K 3K
ABBOTT LABS COM 387K 4K
ABBVIE INC COM 12M 67K
ACCENTURE PLC IRELAND SHS CLASS A 10M 34K
ADOBE INC COM 10M 19K
ADVANCED MICRO DEVICES INC COM 10M 63K
AERCAP HOLDINGS NV SHS 368K 4K
AES CORP COM 8M 452K
AFC GAMMA INC COM 176K 14K
AIRBNB INC COM CL A 227K 2K
ALCON AG ORD SHS 10M 107K
ALIBABA GROUP HLDG LTD SPONSORED ADS 2M 33K
ALPHABET INC CAP STK CL C 40M 217K
ALPHABET INC CAP STK CL A 33M 182K
ALTRIA GROUP INC COM 724K 16K
AMAZON COM INC COM 45M 235K
AMERICAN EXPRESS CO COM 15M 66K
AMERICAN TOWER CORP NEW COM 9M 48K
AMERIPRISE FINL INC COM 684K 2K
AMGEN INC COM 537K 2K
ANTERO MIDSTREAM CORP COM 2M 112K
APPLE INC COM 83M 392K
ARES CAPITAL CORP COM 2M 81K
ARES MANAGEMENT CORPORATION CL A COM STK 600K 5K
ARGENX SE SPONSORED ADR 2M 5K
ASML HOLDING N V N Y REGISTRY SHS 7M 7K
ASTRAZENECA PLC SPONSORED ADR 5M 60K
AUDIOCODES LTD ORD 374K 36K
AUTOMATIC DATA PROCESSING IN COM 1M 4K
BAIN CAP SPECIALTY FIN INC COM STK 325K 20K
BARINGS BDC INC COM 400K 41K
BERKSHIRE HATHAWAY INC DEL CL B NEW 12M 30K
BIOGEN INC COM 609K 3K
BLACK HILLS CORP COM 1M 23K
BLACK STONE MINERALS L P COM UNIT 1M 93K
BLACKROCK INC COM 9M 12K
BLACKSTONE INC COM 451K 4K
BLACKSTONE SECD LENDING FD COMMON STOCK 457K 15K
BLUE OWL CAPITAL CORPORATION COM 1M 85K
BOOKING HOLDINGS INC COM 11M 3K
BP PLC SPONSORED ADR 229K 6K
BROADCOM INC COM 451K 281
CAMTEK LTD ORD 3M 24K
CANADIAN NAT RES LTD COM 5M 138K
CANADIAN PACIFIC KANSAS CITY COM 10M 129K
CATERPILLAR INC COM 10M 29K
CHENIERE ENERGY INC COM NEW 63M 361K
CHEVRON CORP NEW COM 12M 78K
CION INVT CORP COM 289K 24K
CISCO SYS INC COM 610K 13K
CLEARWAY ENERGY INC CL A 1M 44K
COCA COLA CO COM 2M 26K
COMERICA INC COM 297K 6K
COSTCO WHSL CORP NEW COM 1M 1K
CRESCENT CAP BDC INC COM 282K 15K
CRH PLC ORD 8M 102K
CURTISS WRIGHT CORP COM 3M 10K
CYBERARK SOFTWARE LTD SHS 4M 14K
DANAHER CORPORATION COM 211K 843
DELEK LOGISTICS PARTNERS LP COM UNT RP INT 11M 267K
DELL TECHNOLOGIES INC CL C 428K 3K
DISNEY WALT CO COM 3M 35K
DOVER CORP COM 333K 2K
DT MIDSTREAM INC COMMON STOCK 19M 264K
EAST WEST BANCORP INC COM 386K 5K
ELBIT SYS LTD ORD 4M 21K
ELEVANCE HEALTH INC COM 29M 54K
EMCOR GROUP INC COM 219K 600
ENERGY TRANSFER L P COM UT LTD PTN 86M 5M
ENLINK MIDSTREAM LLC COM UNIT REP LTD 37M 3M
ENTERPRISE PRODS PARTNERS L COM 58M 2M
EOG RES INC COM 296K 2K
EQUINOR ASA SPONSORED ADR 4M 135K
EVERGY INC COM 943K 18K
EXXON MOBIL CORP COM 24M 210K
FIVERR INTL LTD ORD SHS 351K 15K
FREEPORT-MCMORAN INC CL B 593K 12K
FS KKR CAP CORP COM 874K 44K
GOLUB CAP BDC INC COM 340K 22K
HANNON ARMSTRONG SUST INFR C COM 938K 32K
HDFC BANK LTD SPONSORED ADS 6M 92K
HEICO CORP NEW COM 327K 1K
HERCULES CAPITAL INC COM 681K 33K
HESS MIDSTREAM LP CL A SHS 38M 1M
HOME DEPOT INC COM 22M 63K
HONDA MOTOR LTD ADR ECH CNV IN 3 2M 52K
HONEYWELL INTL INC COM 17M 78K
HOWARD HUGHES HOLDINGS INC COM 244K 4K
ICICI BANK LIMITED ADR 3M 112K
ICL GROUP LTD SHS 1M 288K
ICON PLC SHS 5M 15K
IDEXX LABS INC COM 253K 520
ILLINOIS TOOL WKS INC COM 418K 2K
INFOSYS LTD SPONSORED ADR 1M 71K
ING GROEP N.V. SPONSORED ADR 3M 184K
INMODE LTD SHS 556K 31K
INTERCONTINENTAL EXCHANGE IN COM 19M 136K
INVESCO EXCH TRADED FD TR II INVESCO PHLX SM 15M 338K
INVESCO QQQ TR UNIT SER 1 21M 43K
ISHARES TR AGENCY BOND ETF 541K 5K
ISHARES TR SHRT NAT MUN ETF 397K 4K
ISHARES TR 0-5YR HI YL CP 224K 5K
ISHARES TR 1 3 YR TREAS BD 3M 38K
ISHARES TR RUSSELL 2000 ETF 870K 4K
ISHARES TR FLTG RATE NT ETF 2M 48K
ISHARES TR ISHS 5-10YR INVT 2M 35K
ISHARES TR MSCI EAFE ETF 1M 17K
ISHARES TR ISHS 1-5YR INVS 2M 47K
ISHARES TR 20 YR TR BD ETF 598K 7K
ISHARES TR MORNINGSTAR GRWT 283K 3K
ISHARES TR NATIONAL MUN ETF 1M 13K
ISHARES TR SHORT TREAS BD 3M 25K
ISHARES TR MBS ETF 308K 3K
ISHARES TR TRS FLT RT BD 672K 13K
ISHARES TR 7-10 YR TRSY BD 1M 12K
ISHARES TR INVESTMENT GRADE 231K 5K
ISHARES TR CORE S&P500 ETF 313K 572
ISHARES U S ETF TR BLACKROCK SHORT 2M 40K
ITAU UNIBANCO HLDG S A SPON ADR REP PFD 2M 294K
JOHNSON & JOHNSON COM 10M 68K
JPMORGAN CHASE & CO. COM 33M 161K
JPMORGAN CHASE FINL CO LLC CAL LKD 44 423K 15K
KELLANOVA COM 286K 5K
KEMPER CORP COM 2M 41K
KINDER MORGAN INC DEL COM 3M 152K
LANDBRIDGE COMPANY LLC CL A 6M 240K
LEAR CORP COM NEW 11M 93K
LEONARDO DRS INC COM 2M 94K
LINDE PLC SHS 7M 17K
LISTED FD TR TRUESHARES EAGLE 1M 50K
LOCKHEED MARTIN CORP COM 456K 976
LOWES COS INC COM 492K 2K
MAGIC SOFTWARE ENTERPRISES L ORD 701K 73K
MAGNA INTL INC COM 4M 99K
MAIN STR CAP CORP COM 558K 11K
MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 258K 80K
MASTERCARD INCORPORATED CL A 18M 40K
MERCADOLIBRE INC COM 2M 1K
MERCK & CO INC COM 17M 140K
META PLATFORMS INC CL A 2M 5K
MICROSOFT CORP COM 74M 166K
MIDCAP FINANCIAL INVSTMNT CO COM NEW 321K 21K
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 4M 365K
MOBILEYE GLOBAL INC COMMON CLASS A 1M 47K
MONDAY COM LTD SHS 2M 7K
MONDELEZ INTL INC CL A 6M 89K
MPLX LP COM UNIT REP LTD 68M 2M
NET POWER INC *W EXP 06/08/202 95K 42K
NEXTERA ENERGY INC COM 23M 330K
NICE LTD SPONSORED ADR 10M 59K
NORFOLK SOUTHN CORP COM 440K 2K
NOVA LTD COM 6M 24K
NOVO-NORDISK A S ADR 16M 111K
NVIDIA CORPORATION COM 36M 293K
NXP SEMICONDUCTORS N V COM 2M 6K
ODDITY TECH LTD SHS CL A 1M 34K
ONEOK INC NEW COM 38M 462K
ORACLE CORP COM 285K 2K
ORIX CORP SPONSORED ADR 9M 79K
ORMAT TECHNOLOGIES INC COM 2M 27K
PALO ALTO NETWORKS INC COM 12M 35K
PAYPAL HLDGS INC COM 15M 257K
PEMBINA PIPELINE CORP COM 3M 85K
PEPSICO INC COM 5M 32K
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 1M 94K
PFIZER INC COM 216K 8K
PG&E CORP COM 2M 86K
PHILIP MORRIS INTL INC COM 7M 69K
PHILLIPS 66 COM 288K 2K
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 67M 4M
PLAINS GP HLDGS L P LTD PARTNR INT A 14M 752K
PORTLAND GEN ELEC CO COM NEW 858K 20K
PROCTER AND GAMBLE CO COM 982K 6K
PROGRESSIVE CORP COM 8M 38K
PROSPECT CAP CORP COM 143K 26K
QUALCOMM INC COM 11M 53K
RELX PLC SPONSORED ADR 3M 58K
RIO TINTO PLC SPONSORED ADR 4M 60K
ROCKWELL AUTOMATION INC COM 227K 823
SAP SE SPON ADR 3M 17K
SAPIENS INTL CORP N V SHS 2M 55K
SELECT SECTOR SPDR TR ENERGY 558K 6K
SHELL PLC SPON ADS 9M 124K
SIXTH STREET SPECIALTY LENDI COM 447K 21K
SMITH & NEPHEW PLC SPDN ADR NEW 2M 66K
SONY GROUP CORP SPONSORED ADR 6M 67K
SPDR S&P 500 ETF TR TR UNIT 3M 6K
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 465K 869
SPDR SER TR PORTFOLIO SHORT 3M 113K
SPDR SER TR PRTFLO S&P500 HI 384K 10K
SPDR SER TR BLOOMBERG 1-3 MO 3M 36K
SPDR SER TR PRTFLO S&P500 GW 417K 5K
SPDR SER TR S&P DIVID ETF 361K 3K
SPDR SER TR NUVEEN BLMBRG SH 3M 54K
SPDR SER TR BLOOMBERG INVT 4M 134K
SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 4M 282K
SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 2M 54K
SUNCOR ENERGY INC NEW COM 4M 115K
SYSCO CORP COM 6M 87K
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 9M 52K
TARGA RES CORP COM 88M 681K
TEXAS INSTRS INC COM 305K 2K
THERMO FISHER SCIENTIFIC INC COM 12M 22K
T-MOBILE US INC COM 7M 41K
TOTALENERGIES SE SPONSORED ADS 749K 11K
TOWER SEMICONDUCTOR LTD SHS NEW 3M 66K
TRANE TECHNOLOGIES PLC SHS 31M 94K
UBER TECHNOLOGIES INC COM 8M 117K
UNION PAC CORP COM 8M 35K
UNITEDHEALTH GROUP INC COM 18M 36K
VANECK ETF TRUST SHRT HGH YLD MUN 333K 15K
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 264K 2K
VANGUARD INDEX FDS VALUE ETF 585K 4K
VANGUARD INDEX FDS S&P 500 ETF SHS 842K 2K
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 208K 4K
VANGUARD MUN BD FDS TAX EXEMPT BD 2M 38K
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 3M 34K
VANGUARD SPECIALIZED FUNDS DIV APP ETF 357K 2K
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 609K 12K
VARONIS SYS INC COM 2M 46K
VERINT SYS INC COM 692K 22K
VISA INC COM CL A 15M 58K
WALMART INC COM 1M 20K
WATSCO INC COM 321K 693
WELLS FARGO CO NEW COM 11M 189K
WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 63M 2M
WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 991K 44K
WESTLAKE CORPORATION COM 299K 2K
WILLIAMS COS INC COM 36M 840K
WPP PLC NEW ADR 2M 54K
YANDEX N V SHS CLASS A 58K 58K
YUM BRANDS INC COM 236K 2K
ZOETIS INC CL A 2M 13K