DISCIPLINED GROWTH INVESTORS INC

Adviser information for DISCIPLINED GROWTH INVESTORS INC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Minnesota, United States

Employees

Total Number of Employees 21
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 9
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 135 $4.8B
Non-Discretionary 0 $0
Total 135 $4.8B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 95 $1.2B
Banking or thrift institutions 0 $0
Investment companies 1 $447.4M
Business development companies 0 $0
Pooled investment vehicles 9 $1.0B
Pension and profit sharing plans 11 $780.0M
Charitable organizations 9 $886.7M
State or municipal gov entities <5 $195.7M
Other investment advisers <5 $121.3M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $68.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees
Other Business Activities Registered representative of a broker-dealer

Identifiers

SEC RIA File Number 801-53297
SEC ERA File Number 801-53297
SEC CIK Numbers 1050442
SEC CRD Numbers 106746
Legal Entity Identifier None

Principal Office

150 SOUTH FIFTH STREET
SUITE 2550
MINNEAPOLIS
MN
United States
Monday - Friday, 8:00AM - 4:30PM
Tel: 612-317-4100, Fax: 612-904-2546

Websites

Chief Compliance Officer

RIEKE, PETER GORDON
150 SOUTH FIFTH STREET
SUITE 2550
MINNEAPOLIS
MN
United States
Tel: 612-317-4108
Fax: 612-904-2546
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
COMPASS INVESTORS LP Hedge Fund $570.7M $0.3M 90
NAVIGATOR INVESTORS LP LONG-ONLY PUBLIC EQUITY FUND $280.2M $0.1M 100
THE OUTLIER FUND, L.P. Hedge Fund $39.5M $0.3M 23

Control Persons

Name Type Entity Title Since Ownership
MARTIN, FREDERICK, KANE Individual FOUNDER & LEAD PORTFOLIO MANAGER 05/2001 10-25%
RIEKE, PETER, GORDON Individual CHIEF COMPLIANCE OFFICER 10/2008 < 5%
MARTIN, RICKI, LEE Individual CHIEF EXECUTIVE OFFICER 02/2017 10-25%
NICOSKI, ROB, JOSEPH Individual CHIEF INVESTMENT OFFICER 10/2022 25-50%
HANSEN, NICHOLAS, GEORGE Individual LEAD PORTFOLIO MANAGER 01/2023 5-10%
LIETZKE, SHERYL, ANN Individual DIRECTOR OF CLIENT RELATIONSHIPS 01/2022 5-10%

No. Employees, Historic

30150201920202021202220232024202520 on 10/17/201920 on 3/31/202020 on 6/30/202020 on 3/31/202120 on 3/31/202220 on 4/5/202321 on 3/29/2024

RAUM, Historic

7B4B020192020202120222023202420255107767415 on 10/17/20196376869473 on 3/31/20206376869473 on 6/30/20205552313830 on 3/31/20215382818713 on 3/31/20224109246565 on 4/5/20234789287731 on 3/29/2024

No. Clients, Historic

20010002019202020212022202320242025159 on 10/17/2019145 on 3/31/2020145 on 6/30/2020128 on 3/31/2021121 on 3/31/2022126 on 4/5/2023125 on 3/29/2024

Holdings

From latest 13F, filed August 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AKAMAI TECHNOLOGIES COM CS 127M 1M
ALARM COM HLDGS INC COM CS 172M 3M
ALIGN TECHNOLOGY INC CS 171M 708K
APPLE INC COM CS 308K 1K
ARISTA NETWORKS INC COM CS 211M 603K
AUTODESK INC COM CS 86M 348K
BROADCOM INC COM CS 228K 142
CANTALOUPE INC CS 11M 2M
CARA THERAPEUTICS INC COM CS 499K 2M
CEVA INC COM CS 9M 481K
CHEVRON CORP NEW COM CS 203K 1K
COGNEX CORP COM CS 161M 3M
COHERUS BIOSCIENCES INC COM CS 2M 1M
CORE LABORATORIES INC CS 91M 4M
COTERRA ENERGY INC COM CS 135M 5M
DOLBY LABORATORIES INC COM CL CS 111M 1M
EGAIN CORP COM NEW CS 7M 1M
EVERBRIDGE INC COM CS 4M 128K
FLOOR & DECOR HLDGS INC CL A CS 112M 1M
GARMIN LTD SHS CS 220M 1M
GENERAC HLDGS INC COM CS 48M 365K
GENTEX CORP COM CS 144M 4M
GENTHERM INC COM CS 57M 1M
GEOSPACE TECHNOLOGIES CORP COM CS 14M 2M
GRACO INC COM CS 32M 406K
INMODE LTD SHS CS 15M 805K
INTERDIGITAL INC COM CS 127M 1M
INTUIT COM CS 128M 195K
INTUITIVE SURGICAL INC CS 110M 247K
IPG PHOTONICS CORP COM CS 41M 491K
KORNIT DIGITAL LTD SHS CS 30M 2M
LANDSTAR SYS INC COM CS 59M 318K
LGI HOMES INC COM CS 81M 906K
MATERIALISE NV SPONSORED ADS CS 8M 2M
MICROCHIP TECHNOLOGY INC. COM CS 159M 2M
MICROSOFT CORP COM CS 303K 679
MILLERKNOLL INC COM CS 9M 331K
MIMEDX GROUP INC COM CS 2M 353K
MSC INDL DIRECT INC CL A COM CS 48M 607K
MYRIAD GENETICS INC COM CS 51M 2M
PAYCHEX INC COM CS 17M 141K
PLEXUS CORP COM CS 218M 2M
POWER INTEGRATIONS INC COM CS 143M 2M
POWERFLEET INC CS 39M 8M
PROGYNY INC COM CS 15M 528K
PROS HOLDINGS INC COM CS 15M 523K
PROTO LABS INC COM CS 60M 2M
PURE STORAGE INC CL A CS 354M 6M
ROYAL CARIBBEAN GROUP CS 92M 578K
SEMTECH CORP COM CS 75M 2M
SNAP ON INC COM CS 95M 365K
SOUTHWESTERN ENERGY CO COM CS 206M 31M
SPS COMM INC COM CS 32M 169K
STITCH FIX INC COM CL A CS 38M 9M
STONERIDGE INC COM CS 4M 240K
STRATEGIC ED INC COM CS 50M 451K
SUPER MICRO COMPUTER INC COM CS 830M 1M
SURMODICS INC COM CS 24M 581K
TAKE-TWO INTERACTIVE SOFTWARE CS 48M 311K
TREX CO INC COM CS 31M 412K
UNDER ARMOUR INC CL A CS 36M 5M
VALERO ENERGY CORP COM CS 235K 2K
VIASAT INC COM CS 44M 3M
VIZIO HLDG CORP CL A COM CS 37M 3M
ZIPRECRUITER INC CL A CS 9M 990K
ZUMIEZ INC COM CS 4M 186K