TRANSAMERICA ASSET MANAGEMENT, INC.
Adviser information for TRANSAMERICA ASSET MANAGEMENT, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 60 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 10 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 110 | $64.7B |
| Non-Discretionary | 25 | $1.2B |
| Total | 135 | $65.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 110 | $64.7B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 24 | $1.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesMODEL ALLOCATION/INVESTMENT PORTFOLIOS, RESEARCH REPORTS & INVESTMENT SCORECARDS |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1801 CALIFORNIA STREETSUITE 5200
DENVER
CO
United States
MONDAY - THURSDAY, 8AM TO 5PM
Tel: 720-482-1500, Fax: 866-397-9228
Chief Compliance Officer
FRANCINE ROSENBERGER
1801 CALIFORNIA STREET
SUITE 5200
DENVER
CO
United States
Tel:
720-482-8610
F*******************@***************M
(Full email address available in API data)
Regulatory Contact
DENNIS GALLAGHER
CHIEF LEGAL OFFICER
1801 CALIFORNIA STREET
SUITE 5200
DENVER
CO
United States
Tel:
727-299-1821
D***************@***************M
(Full email address available in API data)
Industry Affiliates
| AEGON ASSET MANAGEMENT UK PLC | Other investment adviser, including financial planners |
| AEGON ASSET MANAGEMENT US | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TRANSAMERICA CAPITAL, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| TRANSAMERICA FINANCIAL ADVISORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
| TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY | Insurance company or agency |
| TRANSAMERICA FUND SERVICES, INC. | Trust company |
| TRANSAMERICA INVESTORS SECURITIES CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| TRANSAMERICA LIFE INSURANCE COMPANY | Insurance company or agency |
| TRANSAMERICA RETIREMENT ADVISORS, LLC | Other investment adviser, including financial plannersPension consultant |
| TRANSAMERICA RETIREMENT SOLUTIONS | Trust company |
| TRANSAMERICA TRUST COMPANY | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AEGON LTD. | Foreign Entity | AEGON INTERNATIONAL B.V. | SH | 10/1936 | > 75% |
| TRANSAMERICA CORP. (DE) | Domestic Entity | COMMONWEALTH GENERAL CORPORATION | SH | 05/1986 | > 75% |
| AEGON INTERNATIONAL B.V. | Foreign Entity | TRANSAMERICA CORP. (DE) | SH | 10/2020 | > 75% |
| STAPLES, CHRISTOPHER, ALAN | Individual | – | SENIOR VICE PRESIDENT | 01/2005 | < 5% |
| AUSA HOLDING, LLC | Domestic Entity | – | SHAREHOLDER | 09/1996 | 10-25% |
| WALD, THOMAS, ROBERT | Individual | – | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT, DIRECTOR | 02/2014 | < 5% |
| SMIT, MARIJN, PAUL | Individual | – | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 08/2014 | < 5% |
| COMMONWEALTH GENERAL CORPORATION | Domestic Entity | TRANSAMERICA LIFE INSURANCE COMPANY | SH | 10/2020 | > 75% |
| ROSENBERGER, FRANCINE, JUDITH | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2019 | < 5% |
| TRANSAMERICA LIFE INSURANCE COMPANY | Domestic Entity | – | SHAREHOLDER | 10/2020 | > 75% |
| GALLAGHER, DENNIS, PATRICK | Individual | – | CHIEF LEGAL OFFICER, ASSISTANT SECRETARY | 01/2022 | < 5% |
| Madden, Michael, Joseph | Individual | – | CHIEF ACCOUNTING OFFICER, TREASURER | 04/2022 | < 5% |
| Durham, Joshua, Wesley | Individual | – | CHIEF OPERATING OFFICER, DIRECTOR, SENIOR VICE PRESIDENT | 03/2022 | < 5% |
| TRANSAMERICA CORP. (DE) | Domestic Entity | AUSA HOLDING, LLC | M | 11/1988 | > 75% |