PINNACLE ADVISORS LLC
Adviser information for PINNACLE ADVISORS LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $460,642 |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $460,642 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $460,642 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-53493 |
|---|---|
| SEC ERA File Number | 801-53493 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107275 |
| Legal Entity Identifier | None |
Principal Office
5845 WIDEWATERS PKWYSTE 300
EAST SYRACUSE
NY
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 315.251.1101, Fax: 315.251.1110
Websites
Chief Compliance Officer
BENJAMIN R. QUILTY
CHIEF COMPLIANCE OFFICER
5845 WIDEWATERS PKWY
STE 300
EAST SYRACUSE
NY
United States
Tel:
315.251.1101
Fax:
315.251.1110
B******@***************M
(Full email address available in API data)
Regulatory Contact
ROBERT CUCULICH
PRESIDENT
5845 WIDEWATERS PKWY
STE 300
EAST SYRACUSE
NY
United States
Tel:
3152511101
Fax:
315.251-1110
R********@***************M
(Full email address available in API data)
Industry Affiliates
| PINNACLE CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
| PINNACLE INVESTMENTS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CUVELIER, GREGORY, B | Individual | – | MEMBER | 12/1998 | 10-25% |
| KIDD, GREGG, ANTHONY | Individual | – | MEMBER | 10/1996 | 25-50% |
| LONERGAN, LUKE, JAMES | Individual | – | MEMBER | 10/1996 | 10-25% |
| LANNING, JR., RICHARD, DUELL | Individual | – | MEMBER | 10/1996 | 5-10% |
| CUCULICH, ROBERT, FRANK | Individual | – | PRESIDENT | 02/2012 | 25-50% |
| QUILTY, BENJAMIN, RYAN | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2013 | 10-25% |