STONEBRIDGE CAPITAL ADVISORS LLC
Adviser information for STONEBRIDGE CAPITAL ADVISORS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 28 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 79 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,531 | $2.0B |
| Non-Discretionary | 55 | $67.4M |
| Total | 2,586 | $2.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,021 | $377.9M |
| HNW Individuals | 404 | $1.0B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $117.9M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $3.8M |
| Charitable organizations | 27 | $118.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $10.4M |
| Insurance companies | 16 | $369.2M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 19 | $15.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 2.5M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MANAGED ASSET PROGRAM | RBC CAPITAL MARKETS, LLC |
Principal Office
2550 UNIVERSITY AVENUE WESTSUITE 455-S
ST. PAUL
MN
United States
Monday - Friday, 8:30 AM TO 4:30 PM CST
Tel: 651-251-1000, Fax: 651-251-1010
Chief Compliance Officer
CATHI SCHMIDT
2550 UNIVERSITY AVENUE WEST
SUITE 455-S
ST PAUL
MN
United States
Tel:
651-251-3640
Fax:
651-251-1010
C*******@*****************M
(Full email address available in API data)
Regulatory Contact
HEIDI HUKRIEDE
CHIEF OPERATING OFFICER & PORTFOLIO MANAGER
2550 UNIVERSITY AVENUE WEST
SUITE 455-S
ST PAUL
MN
United States
Tel:
651-251-1004
Fax:
651-251-1010
H********@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HIPPEN, DENNIS, THEODORE | Individual | – | BOARD OF DIRECTORS | 01/2019 | < 5% |
| HIPPEN, ALLISON | Individual | – | SHAREHOLDER | 12/2000 | < 5% |
| YOUNG, DONALD, W. | Individual | – | SHAREHOLDER | 02/2001 | 10-25% |
| KINCADE, ROBERT, ALAN | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 11/2001 | 25-50% |
| SCHONBERG, JOHN, KURT | Individual | – | CHIEF INVESTMENT OFFICER, BOARD OF DIRECTORS | 09/2018 | < 5% |
| ROCK GATE, LLC | Domestic Entity | – | SHAREHOLDER | 02/2015 | 10-25% |
| DAVID C CHADIMA | Domestic Entity | ROCK GATE, LLC | PARTNER | 02/2015 | 25-50% |
| HUME, RONALD, CARL | Individual | – | EXECUTIVE VICE PRESIDENT, BOARD OF DIRECTORS | 09/2018 | < 5% |
| HUKRIEDE, HEIDI, LOUISE | Individual | – | CHIEF OPERATING OFFICER | 01/2021 | < 5% |
| Wessel, Lorrin | Individual | – | CHIEF ADMINISTRATIVE OFFICER | 01/2021 | < 5% |
| SCHMIDT, CATHI, LYNNE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
| Kincade, Lora, A | Individual | – | SHAREHOLDER | 01/2017 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMAZON COM INC COM | Stock | 39M | 203K | 0 |
| PRUDENTIAL FINL INC COM | Stock | 2M | 19K | 0 |
| INVESCO QQQ TRUST SERIES I | ETF | 505K | 1K | 0 |
| TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 275K | 1K | 0 |
| STARBUCKS CORP COM | Stock | 2M | 27K | 0 |
| SEMPRA COM | Stock | 3M | 42K | 0 |
| ELEVANCE HEALTH INC COM | Stock | 3M | 5K | 0 |
| JOHNSON & JOHNSON COM | Stock | 16M | 112K | 0 |
| TAKE-TWO INTERACTIVE SOFTWARE COM | Stock | 315K | 2K | 0 |
| VANGUARD TOTAL STOCK MARKET ETF | ETF | 215K | 803 | 0 |
| COSTCO WHSL CORP NEW COM | Stock | 528K | 621 | 0 |
| ISHARES MSCI EMERGING MARKETS ETF | ETF | 664K | 16K | 0 |
| GOLDMAN SACHS GROUP INC COM | Stock | 7M | 16K | 0 |
| SENSEONICS HLDGS INC COM | Stock | 16K | 41K | 0 |
| SHELL PLC SPON ADS | ADR | 210K | 3K | 0 |
| REAL ESTATE SELECT SECTOR SPDR FUND | ETF | 12M | 307K | 0 |
| PROCTER AND GAMBLE CO COM | Stock | 23M | 139K | 0 |
| COCA COLA CO COM | Stock | 18M | 283K | 0 |
| GENERAL MLS INC COM | Stock | 2M | 35K | 0 |
| TRUIST FINL CORP COM | Stock | 2M | 57K | 0 |
| INVESCO BULLETSHARES 2025 CORPORATE BOND ETF | ETF | 2M | 116K | 0 |
| UNITED PARCEL SERVICE INC CL B | Stock | 10M | 75K | 0 |
| MARRIOTT INTL INC NEW CL A | Stock | 9M | 39K | 0 |
| ISHARES MSCI ACWI EX U.S. ETF | ETF | 1M | 28K | 0 |
| INTEL CORP COM | Stock | 1M | 32K | 0 |
| MEDTRONIC PLC SHS | Stock | 14M | 178K | 0 |
| SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | ETF | 247K | 632 | 0 |
| HORMEL FOODS CORP COM | Stock | 445K | 15K | 0 |
| MERCK & CO INC COM | Stock | 17M | 137K | 0 |
| SPDR S&P 500 ETF TRUST | ETF | 1M | 2K | 0 |
| MASTERCARD INCORPORATED CL A | Stock | 386K | 876 | 0 |
| DIAGEO PLC SPON ADR NEW | ADR | 5M | 39K | 0 |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | Stock | 214K | 3K | 0 |
| CORNING INC COM | Stock | 11M | 273K | 0 |
| EDWARDS LIFESCIENCES CORP COM | Stock | 2M | 25K | 0 |
| VERIZON COMMUNICATIONS INC COM | Stock | 8M | 196K | 0 |
| MARVELL TECHNOLOGY INC COM | Stock | 7M | 107K | 0 |
| FEDEX CORP COM | Stock | 435K | 1K | 0 |
| SNAP ON INC COM | Stock | 264K | 1K | 0 |
| PEPSICO INC COM | Stock | 2M | 12K | 0 |
| KIMBERLY-CLARK CORP COM | Stock | 554K | 4K | 0 |
| HONEYWELL INTL INC COM | Stock | 14M | 66K | 0 |
| TRANE TECHNOLOGIES PLC SHS | Stock | 242K | 737 | 0 |
| FORD MTR CO DEL COM | Stock | 192K | 15K | 0 |
| US BANCORP DEL COM NEW | Stock | 12M | 296K | 0 |
| XCEL ENERGY INC COM | Stock | 453K | 8K | 0 |
| HOME DEPOT INC COM | Stock | 20M | 57K | 0 |
| FAIR ISAAC CORP COM | Stock | 290K | 195 | 0 |
| BHP GROUP LTD SPONSORED ADS | ADR | 329K | 6K | 0 |
| SOUTHERN CO COM | Stock | 269K | 3K | 0 |
| REGIONS FINANCIAL CORP NEW COM | Stock | 1M | 67K | 0 |
| ISHARES RUSSELL 1000 GROWTH ETF | ETF | 4M | 11K | 0 |
| LABCORP HOLDINGS INC COM SHS | Stock | 962K | 5K | 0 |
| OLD NATL BANCORP IND COM | Stock | 6M | 338K | 0 |
| PIPER SANDLER COMPANIES COM | Stock | 200K | 870 | 0 |
| IQVIA HLDGS INC COM | Stock | 2M | 11K | 0 |
| ISHARES CORE S&P SMALL CAP ETF | ETF | 226K | 2K | 0 |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 2M | 5K | 0 |
| ADOBE INC COM | Stock | 253K | 456 | 0 |
| VANGUARD SHORT-TERM CORPORATE BOND ETF | ETF | 47M | 609K | 0 |
| VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | ETF | 26M | 331K | 0 |
| ALPHABET INC CAP STK CL A | Stock | 45M | 249K | 0 |
| FISERV INC COM | Stock | 624K | 4K | 0 |
| CONSTELLATION BRANDS INC CL A | Stock | 9M | 35K | 0 |
| ISHARES IBONDS DEC 2024 TERM MUNI BOND ETF | ETF | 677K | 26K | 0 |
| MICROSOFT CORP COM | Stock | 56M | 125K | 0 |
| NVENT ELECTRIC PLC SHS | Stock | 392K | 5K | 0 |
| SCHLUMBERGER LTD COM STK | Stock | 10M | 217K | 0 |
| CVS HEALTH CORP COM | Stock | 480K | 8K | 0 |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | ETF | 542K | 28K | 0 |
| SPROTT PHYSICAL GOLD TR UNIT | CEF | 185K | 10K | 0 |
| BROWN & BROWN INC COM | Stock | 326K | 4K | 0 |
| AVERY DENNISON CORP COM | Stock | 7M | 32K | 0 |
| TENNANT CO COM | Stock | 271K | 3K | 0 |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | ETF | 2M | 90K | 0 |
| BOEING CO COM | Stock | 7M | 38K | 0 |
| VANGUARD SMALL-CAP ETF | ETF | 3M | 12K | 0 |
| NEXTERA ENERGY INC COM | Stock | 549K | 8K | 0 |
| NIKE INC CL B | Stock | 10M | 136K | 0 |
| TESLA INC COM | Stock | 255K | 1K | 0 |
| DIAMEDICA THERAPEUTICS INC COM NEW | Stock | 59K | 20K | 0 |
| ISHARES IBONDS DEC 2025 TERM MUNI BOND ETF | ETF | 791K | 30K | 0 |
| SCHWAB U.S. LARGE-CAP VALUE ETF | ETF | 2M | 32K | 0 |
| VANGUARD S&P 500 ETF | ETF | 514K | 1K | 0 |
| ISHARES IBONDS DEC 2026 TERM MUNI BOND ETF | ETF | 321K | 13K | 0 |
| ISHARES IBONDS DEC 2028 TERM MUNI BOND ETF | ETF | 338K | 14K | 0 |
| CORTEVA INC COM | Stock | 7M | 125K | 0 |
| CROWDSTRIKE HLDGS INC CL A | Stock | 3M | 9K | 0 |
| ELI LILLY & CO COM | Stock | 2M | 3K | 0 |
| AIR PRODS & CHEMS INC COM | Stock | 542K | 2K | 0 |
| ISHARES RUSSELL 2000 ETF | ETF | 1M | 7K | 0 |
| HUNTINGTON INGALLS INDS INC COM | Stock | 8M | 31K | 0 |
| DUKE ENERGY CORP NEW COM NEW | Stock | 11M | 109K | 0 |
| MICRON TECHNOLOGY INC COM | Stock | 304K | 2K | 0 |
| CARRIER GLOBAL CORPORATION COM | Stock | 450K | 7K | 0 |
| FREEPORT-MCMORAN INC CL B | Stock | 252K | 5K | 0 |
| SYSCO CORP COM | Stock | 3M | 39K | 0 |
| ISHARES SELECT DIVIDEND ETF | ETF | 2M | 21K | 0 |
| ISHARES RUSSELL MID-CAP GROWTH ETF | ETF | 3M | 31K | 0 |
| FULLER H B CO COM | Stock | 312K | 4K | 0 |
| PALANTIR TECHNOLOGIES INC CL A | Stock | 320K | 13K | 0 |
| DARLING INGREDIENTS INC COM | Stock | 471K | 13K | 0 |
| CHEMED CORP NEW COM | Stock | 273K | 503 | 0 |
| WINMARK CORP COM | Stock | 2M | 6K | 0 |
| BLACKROCK ENHANCED EQUITY DIVI COM | CEF | 137K | 17K | 0 |
| VISA INC COM CL A | Stock | 17M | 65K | 0 |
| HERSHEY CO COM | Stock | 2M | 11K | 0 |
| VANGUARD VALUE ETF | ETF | 229K | 1K | 0 |
| ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF | ETF | 672K | 6K | 0 |
| CONSTELLATION ENERGY CORP COM | Stock | 318K | 2K | 0 |
| META PLATFORMS INC CL A | Stock | 30M | 60K | 0 |
| AMERICAN AIRLS GROUP INC COM | Stock | 503K | 44K | 0 |
| BROADCOM INC COM | Stock | 412K | 257 | 0 |
| EATON VANCE TAX MNGED BUY WRIT COM | CEF | 198K | 14K | 0 |
| ISHARES CORE MSCI EAFE ETF | ETF | 285K | 4K | 0 |
| ROYAL BK CDA COM | Stock | 235K | 2K | 0 |
| CF INDS HLDGS INC COM | Stock | 2M | 28K | 0 |
| KINDER MORGAN INC DEL COM | Stock | 4M | 179K | 0 |
| ACCENTURE PLC IRELAND SHS CLASS A | Stock | 2M | 8K | 0 |
| ENBRIDGE INC COM | Stock | 455K | 13K | 0 |
| ENTEGRIS INC COM | Stock | 481K | 4K | 0 |
| NVIDIA CORPORATION COM | Stock | 18M | 146K | 0 |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | ETF | 700K | 14K | 0 |
| BALL CORP COM | Stock | 1M | 25K | 0 |
| EOG RES INC COM | Stock | 2M | 12K | 0 |
| MADISON COVERED CALL & EQUITY COM | CEF | 76K | 10K | 0 |
| ABBVIE INC COM | Stock | 313K | 2K | 0 |
| VANGUARD SHORT-TERM TAX EXEMPT BOND ETF | ETF | 6M | 63K | 0 |
| VANGUARD TOTAL BOND MARKET ETF | ETF | 204K | 3K | 0 |
| VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | ETF | 7M | 114K | 0 |
| INVESCO LTD SHS | Stock | 204K | 14K | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | ADR | 531K | 3K | 0 |
| BLACKSTONE INC COM | Stock | 205K | 2K | 0 |
| GRACO INC COM | Stock | 3M | 39K | 0 |
| ROCKWELL AUTOMATION INC COM | Stock | 754K | 3K | 0 |
| STRYKER CORPORATION COM | Stock | 3M | 8K | 0 |
| QUALCOMM INC COM | Stock | 24M | 122K | 0 |
| FASTENAL CO COM | Stock | 323K | 5K | 0 |
| INTUITIVE SURGICAL INC COM NEW | Stock | 2M | 5K | 0 |
| MCDONALDS CORP COM | Stock | 23M | 88K | 0 |
| CISCO SYS INC COM | Stock | 3M | 60K | 0 |
| ADVANCED MICRO DEVICES INC COM | Stock | 10M | 59K | 0 |
| AT&T INC COM | Stock | 8M | 440K | 0 |
| GE AEROSPACE COM NEW | Stock | 245K | 2K | 0 |
| MOTOROLA SOLUTIONS INC COM NEW | Stock | 419K | 1K | 0 |
| EXPEDIA GROUP INC COM NEW | Stock | 364K | 3K | 0 |
| ISHARES CORE S&P 500 ETF | ETF | 36M | 65K | 0 |
| ONEOK INC NEW COM | Stock | 225K | 3K | 0 |
| WELLS FARGO CO NEW COM | Stock | 3M | 54K | 0 |
| UNION PAC CORP COM | Stock | 248K | 1K | 0 |
| ECOLAB INC COM | Stock | 807K | 3K | 0 |
| SALESFORCE INC COM | Stock | 12M | 48K | 0 |
| MICROCHIP TECHNOLOGY INC. COM | Stock | 2M | 24K | 0 |
| DARDEN RESTAURANTS INC COM | Stock | 382K | 3K | 0 |
| THERMO FISHER SCIENTIFIC INC COM | Stock | 14M | 25K | 0 |
| TORO CO COM | Stock | 1M | 11K | 0 |
| LOCKHEED MARTIN CORP COM | Stock | 277K | 592 | 0 |
| JPMORGAN CHASE & CO. COM | Stock | 32M | 157K | 0 |
| CHEVRON CORP NEW COM | Stock | 14M | 91K | 0 |
| CONOCOPHILLIPS COM | Stock | 6M | 55K | 0 |
| VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | 254K | 5K | 0 |
| TJX COS INC NEW COM | Stock | 228K | 2K | 0 |
| BANK AMERICA CORP COM | Stock | 3M | 72K | 0 |
| SPDR S&P DIVIDEND ETF | ETF | 205K | 2K | 0 |
| WALMART INC COM | Stock | 18M | 263K | 0 |
| INTERNATIONAL BUSINESS MACHS COM | Stock | 4M | 23K | 0 |
| ORACLE CORP COM | Stock | 22M | 153K | 0 |
| RTX CORPORATION COM | Stock | 5M | 46K | 0 |
| TARGET CORP COM | Stock | 4M | 26K | 0 |
| VANGUARD HIGH DIVIDEND YIELD INDEX ETF | ETF | 9M | 80K | 0 |
| PFIZER INC COM | Stock | 810K | 29K | 0 |
| GILEAD SCIENCES INC COM | Stock | 9M | 135K | 0 |
| CATERPILLAR INC COM | Stock | 697K | 2K | 0 |
| BAKER HUGHES COMPANY CL A | Stock | 211K | 6K | 0 |
| ALPHABET INC CAP STK CL C | Stock | 3M | 18K | 0 |
| BEST BUY INC COM | Stock | 260K | 3K | 0 |
| AMERICAN EXPRESS CO COM | Stock | 560K | 2K | 0 |
| APPLIED MATLS INC COM | Stock | 2M | 9K | 0 |
| OTIS WORLDWIDE CORP COM | Stock | 305K | 3K | 0 |
| ANALOG DEVICES INC COM | Stock | 3M | 13K | 0 |
| ISHARES YIELD OPTIMIZED BOND ETF | ETF | 337K | 15K | 0 |
| AGNICO EAGLE MINES LTD COM | Stock | 255K | 4K | 0 |
| VANGUARD DIVIDEND APPRECIATION ETF | ETF | 364K | 2K | 0 |
| BARINGS CORPORATE INVS COM | CEF | 248K | 13K | 0 |
| ISHARES CORE U.S. AGGREGATE BOND ETF | ETF | 381K | 4K | 0 |
| EATON CORP PLC SHS | Stock | 5M | 15K | 0 |
| TANDEM DIABETES CARE INC COM NEW | Stock | 222K | 6K | 0 |
| INVESCO BULLETSHARES 2024 CORPORATE BOND ETF | ETF | 3M | 123K | 0 |
| ALLIANT ENERGY CORP COM | Stock | 1M | 24K | 0 |
| AMER STATES WTR CO COM | Stock | 239K | 3K | 0 |
| ASSOCIATED BANC CORP COM | Stock | 804K | 38K | 0 |
| DELTA AIR LINES INC DEL COM NEW | Stock | 1M | 22K | 0 |
| LITTELFUSE INC COM | Stock | 492K | 2K | 0 |
| ONTO INNOVATION INC COM | Stock | 1M | 5K | 0 |
| PHILIP MORRIS INTL INC COM | Stock | 375K | 4K | 0 |
| NUCOR CORP COM | Stock | 384K | 2K | 0 |
| BRISTOL-MYERS SQUIBB CO COM | Stock | 8M | 185K | 0 |
| TASEKO MINES LTD COM | Stock | 74K | 30K | 0 |
| CITIGROUP INC COM NEW | Stock | 2M | 34K | 0 |
| EXXON MOBIL CORP COM | Stock | 17M | 146K | 0 |
| UNITEDHEALTH GROUP INC COM | Stock | 16M | 32K | 0 |
| TRAVELERS COMPANIES INC COM | Stock | 13M | 65K | 0 |
| LOWES COS INC COM | Stock | 314K | 1K | 0 |
| COLGATE PALMOLIVE CO COM | Stock | 291K | 3K | 0 |
| KRAFT HEINZ CO COM | Stock | 2M | 55K | 0 |
| PAYPAL HLDGS INC COM | Stock | 2M | 30K | 0 |
| SCHWAB CHARLES CORP COM | Stock | 3M | 44K | 0 |
| URANIUM ENERGY CORP COM | Stock | 96K | 16K | 0 |
| BLACKROCK INC COM | Stock | 20M | 26K | 0 |
| ISHARES CORE S&P MID-CAP ETF | ETF | 232K | 4K | 0 |
| BIO-TECHNE CORP COM | Stock | 484K | 7K | 0 |
| VANGUARD TAX-EXEMPT BOND ETF | ETF | 5M | 96K | 0 |
| APPLE INC COM | Stock | 65M | 308K | 0 |
| GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF | ETF | 308K | 3K | 0 |
| ABBOTT LABS COM | Stock | 2M | 21K | 0 |
| DISNEY WALT CO COM | Stock | 13M | 135K | 0 |