Hedge Fund Database

CASCADE INVESTMENT GROUP, INC.

Adviser information for CASCADE INVESTMENT GROUP, INC. last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 7
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 919 $310.0M
Non-Discretionary 21 $31.9M
Total 940 $341.9M

Clients

Type Number RAUM
Individuals 448 $73.2M
HNW Individuals 154 $220.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 19 $29.2M
Charitable organizations 9 $17.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 10 $2.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 125
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly charges
Other Business Activities Broker-dealerRegistered representative of a broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number 801-53819
SEC ERA File Number 801-53819
SEC CIK Numbers 919447
SEC CRD Numbers 35844
Legal Entity Identifier None

Principal Office

444 E. PIKES PEAK AVENUE
SUITE 200
COLORADO SPRINGS
CO
United States
Monday - Friday, 7:30AM - 4:30PM
Tel: 719-632-0818, Fax: 719-632-0887

Websites

www.linkedin.com/company/cascade-investment-group/about/ www.ciginc.net

Chief Compliance Officer

DANA M. CAPOZZELLA
OPERATIONS MANAGER/ SECRETARY
444 E. PIKES PEAK AVE.
SUITE 200
COLORADO SPRINGS
CO
United States
Tel: 719-632-0818
Fax: 719-632-0887
(Full email address available in API data)

Regulatory Contact

ROBERT G. WRUBEL
PRESIDENT
444 E. PIKES PEAK AVENUE
SUITE 200
COLORADO SPRINGS
CO
United States
Tel: 719-632-0818
(Full email address available in API data)

Industry Affiliates

EASTERN COLORADO BANK Banking or thrift institution

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CAPOZZELLA, DANA MARIE Individual – CHIEF COMPLIANCE OFFICER 02/2001 < 5%
WRUBEL, ROBERT GOLD Individual – PRESIDENT/MANAGING DIRECTOR 01/2021 10-25%
THE EASTERN COLORADO BANK Domestic Entity – OWNER 03/2020 > 75%
WEED, GREGORY JUSTIN Individual WEED INSTMENT GROUP, INC. MAJORITY TRUSTEE 06/2016 50-75%
WEED INVESTMENT GROUP INC Domestic Entity THE EASTERN COLORADO BANK OWNER 04/2003 > 75%

No. Employees, Historic

10502020202120222023202420258 on 3/26/20208 on 6/24/20208 on 3/10/20217 on 3/23/20217 on 3/23/20217 on 8/3/20217 on 3/16/20227 on 5/2/20227 on 5/6/20227 on 11/22/20227 on 1/3/20237 on 2/28/20237 on 3/1/20237 on 3/1/20237 on 4/12/20237 on 4/13/20237 on 5/2/20237 on 5/26/20237 on 10/5/20237 on 1/9/20247 on 3/18/2024

RAUM, Historic

400M200M0202020212022202320242025302539668 on 3/26/2020302539668 on 6/24/2020302539668 on 3/10/2021317573985 on 3/23/2021317573985 on 3/23/2021317573985 on 8/3/2021375833074 on 3/16/2022375833074 on 5/2/2022375833074 on 5/6/2022375833074 on 11/22/2022375833074 on 1/3/2023268527113 on 2/28/2023268527113 on 3/1/2023268527113 on 3/1/2023268527113 on 4/12/2023268527113 on 4/13/2023268527113 on 5/2/2023268527113 on 5/26/2023268527113 on 10/5/2023268527113 on 1/9/2024341926350 on 3/18/2024

No. Clients, Historic

1,0005000202020212022202320242025672 on 3/26/2020672 on 6/24/2020672 on 3/10/2021861 on 3/23/2021861 on 3/23/2021861 on 8/3/2021916 on 3/16/2022916 on 5/2/2022916 on 5/6/2022916 on 11/22/2022916 on 1/3/2023913 on 2/28/2023913 on 3/1/2023913 on 3/1/2023913 on 4/12/2023913 on 4/13/2023913 on 5/2/2023913 on 5/26/2023913 on 10/5/2023913 on 1/9/2024640 on 3/18/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 1M 7K –
ACCENTURE PLC IRELAND SHS CLASS A 1M 4K –
ADOBE INC COM 204K 368 –
AGILENT TECHNOLOGIES INC COM 412K 3K –
ALPHABET INC CAP STK CL C 1M 8K –
ALPHABET INC CAP STK CL A 1M 7K –
ALTRIA GROUP INC COM 1M 26K –
AMAZON COM INC COM 3M 14K –
AMPLIFY ETF TR AMPLIFY CYBERSEC 330K 5K –
ANTERO MIDSTREAM CORP COM 1M 94K –
APPLE INC COM 6M 30K –
APPLIED MATLS INC COM 534K 2K –
ARBOR REALTY TRUST INC COM 3M 219K –
ARES CAPITAL CORP COM 1M 66K –
ASML HOLDING N V N Y REGISTRY SHS 437K 427 –
AUTOMATIC DATA PROCESSING IN COM 707K 3K –
BANK AMERICA CORP COM 242K 6K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 997K 2K –
BIO-TECHNE CORP COM 287K 4K –
BLUE OWL CAPITAL CORPORATION COM 339K 22K –
BRISTOL-MYERS SQUIBB CO COM 264K 6K –
BROADCOM INC COM 954K 594 –
CANADIAN IMPERIAL BK COMM TO COM 247K 5K –
CHEVRON CORP NEW COM 2M 14K –
CISCO SYS INC COM 280K 6K –
COCA COLA CO COM 238K 4K –
COLGATE PALMOLIVE CO COM 477K 5K –
CONSTELLATION BRANDS INC CL A 268K 1K –
CORNING INC COM 309K 8K –
COSTCO WHSL CORP NEW COM 1M 1K –
CROWDSTRIKE HLDGS INC CL A 468K 1K –
CROWN CASTLE INC COM 609K 6K –
DEVON ENERGY CORP NEW COM 210K 4K –
DIGITAL RLTY TR INC COM 629K 4K –
DOMINOS PIZZA INC COM 201K 390 –
DUKE ENERGY CORP NEW COM NEW 321K 3K –
EDWARDS LIFESCIENCES CORP COM 485K 5K –
ELI LILLY & CO COM 535K 591 –
ENBRIDGE INC COM 265K 7K –
ENERGY TRANSFER L P COM UT LTD PTN 2M 93K –
EXTRA SPACE STORAGE INC COM 1M 8K –
EXXON MOBIL CORP COM 574K 5K –
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 530K 31K –
FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 1M 54K –
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 2M 26K –
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 3M 59K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 335K 4K –
FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 999K 17K –
FIRST TR EXCHANGE-TRADED FD RBA INDL ETF 626K 9K –
FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 303K 10K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 296K 7K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 204K 8K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 287K 8K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 241K 8K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT 567K 16K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S. 255K 7K –
FISERV INC COM 564K 4K –
FORTINET INC COM 547K 9K –
GABELLI EQUITY TR INC COM 94K 18K –
GABELLI UTIL TR COM 105K 18K –
GLOBAL MED REIT INC COM NEW 466K 51K –
GLOBAL PARTNERS LP COM UNITS 2M 53K –
GLOBAL X FDS US INFR DEV ETF 381K 10K –
GOLDMAN SACHS BDC INC SHS 2M 106K –
GOLDMAN SACHS ETF TR FUTURE HEALTH 317K 9K –
GOLDMAN SACHS ETF TR ACTIVEBETA INT 266K 8K –
GOLDMAN SACHS GROUP INC COM 487K 1K –
HANNON ARMSTRONG SUST INFR C COM 955K 32K –
HONEYWELL INTL INC COM 382K 2K –
INTERCONTINENTAL EXCHANGE IN COM 231K 2K –
INTERNATIONAL BUSINESS MACHS COM 1M 6K –
INTUIT COM 2M 2K –
INVESCO QQQ TR UNIT SER 1 203K 424 –
IRON MTN INC DEL COM 2M 22K –
ISHARES TR ROBOTICS ARTIF 1M 31K –
ISHARES TR RUSSELL 2000 ETF 206K 1K –
ISHARES TR RUS 1000 GRW ETF 204K 560 –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 2M 32K –
JOHNSON & JOHNSON COM 430K 3K –
JPMORGAN CHASE & CO. COM 1M 6K –
KEYSIGHT TECHNOLOGIES INC COM 369K 3K –
KNIFE RIVER CORP COMMON STOCK 351K 5K –
LOCKHEED MARTIN CORP COM 230K 493 –
LYONDELLBASELL INDUSTRIES N SHS - A - 345K 4K –
MARRIOTT INTL INC NEW CL A 316K 1K –
MASTERCARD INCORPORATED CL A 386K 874 –
MDU RES GROUP INC COM 502K 20K –
MICROSOFT CORP COM 4M 9K –
NEOS ETF TRUST NEOS S&P 500 HI 2M 35K –
NEWMONT CORP COM 447K 11K –
NVIDIA CORPORATION COM 617K 5K –
OMEGA HEALTHCARE INVS INC COM 2M 45K –
ONEOK INC NEW COM 450K 6K –
PACER FDS TR PACER US SMALL 474K 11K –
PALO ALTO NETWORKS INC COM 376K 1K –
PEMBINA PIPELINE CORP COM 2M 64K –
PFIZER INC COM 861K 31K –
PROCTER AND GAMBLE CO COM 473K 3K –
PRUDENTIAL FINL INC COM 561K 5K –
QUANTA SVCS INC COM 659K 3K –
RITHM CAPITAL CORP COM NEW 206K 19K –
RTX CORPORATION COM 436K 4K –
SALESFORCE INC COM 722K 3K –
SIMON PPTY GROUP INC NEW COM 2M 14K –
SPDR S&P 500 ETF TR TR UNIT 719K 1K –
SPDR SER TR PRTFLO S&P500 HI 930K 23K –
SPDR SER TR PORTFOLI S&P1500 6M 92K –
SPDR SER TR S&P DIVID ETF 295K 2K –
STARWOOD PPTY TR INC COM 194K 10K –
SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 2M 29K –
TE CONNECTIVITY LTD SHS 244K 2K –
TOAST INC CL A 251K 10K –
UNITED RENTALS INC COM 297K 460 –
UNITEDHEALTH GROUP INC COM 463K 910 –
VANECK ETF TRUST SEMICONDUCTR ETF 345K 1K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 823K 11K –
VANGUARD INDEX FDS GROWTH ETF 291K 777 –
VANGUARD INDEX FDS REAL ESTATE ETF 243K 3K –
VANGUARD INDEX FDS TOTAL STK MKT 19M 70K –
VANGUARD INDEX FDS VALUE ETF 290K 2K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 443K 8K –
VANGUARD STAR FDS VG TL INTL STK F 2M 35K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 240K 5K –
VANGUARD WORLD FD MEGA GRWTH IND 321K 1K –
VICI PPTYS INC COM 303K 11K –
VIKING HOLDINGS LTD ORD SHS 289K 9K –
VISA INC COM CL A 2M 7K –
XCEL ENERGY INC COM 458K 9K –
ZOETIS INC CL A 333K 2K –