Hedge Fund Database

WISCONSIN CAPITAL MANAGEMENT, LLC

Adviser information for WISCONSIN CAPITAL MANAGEMENT, LLC last updated from Form ADV on August 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End MAY
Legal Location Wisconsin, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 62 $222.1M
Non-Discretionary 0 $0
Total 62 $222.1M

Clients

Type Number RAUM
Individuals 17 $3.6M
HNW Individuals 21 $127.7M
Banking or thrift institutions 0 $0
Investment companies 2 $90.8M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companies
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 2.2M
Both for Same 0
Portfolio Manager to Program Sponsor
MAC WRAP PROGRAM UBS FINANCIAL SERVICES, INC.

Identifiers

SEC RIA File Number 801-53829
SEC ERA File Number 801-53829
SEC CIK Numbers 926833
SEC CRD Numbers 110394
Legal Entity Identifier 549300J8CUY0MPIIZG03

Principal Office

8020 EXCELSIOR DRIVE STE. 402
MADISON
WI
United States
Monday - Friday, 9:00 A.M.-5:00 P.M.
Tel: 608-960-4616, Fax: None

Websites

www.plumbfunds.com www.linkedin.com-plumb funds www.wiscap.com

Chief Compliance Officer

BONNIE ROMANI
8020 EXCELSIOR DRIVE STE. 402
MADISON
WI
United States
Tel: 608-354-6855
(Full email address available in API data)

Regulatory Contact

THOMAS PLUMB
PRESIDENT
8020 EXCELSIOR DRIVE STE. 402
MADISON
WI
United States
Tel: 608-575-5270
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PLUMB, THOMAS, GERALD Individual – PRESIDENT, MANAGING MEMBER 02/2011 < 5%
TGP, INC. Domestic Entity – SOLE OWNER 01/2005 > 75%
PLUMB, THOMAS, GERALD Individual TGP, INC. SOLE SHAREHOLDER 01/2005 > 75%
TGP, INC. Domestic Entity WISCONSIN CAPITAL MANAGEMENT, LLC SOLE OWNER 02/2011 > 75%
ROMANI, BONNIE, MICHELLE Individual – CHIEF COMPLIANCE OFFICER 08/2020 < 5%

No. Employees, Historic

10502019202020212022202320243 on 8/27/20193 on 6/24/20204 on 8/28/20204 on 8/27/20214 on 1/10/20224 on 8/30/20224 on 8/29/2023

RAUM, Historic

400M200M0201920202021202220232024258288904 on 8/27/2019258288904 on 6/24/2020273188683 on 8/28/2020340822929 on 8/27/2021340822929 on 1/10/2022213785045 on 8/30/2022222062464 on 8/29/2023

No. Clients, Historic

4020020192020202120222023202430 on 8/27/201930 on 6/24/202033 on 8/28/202029 on 8/27/202129 on 1/10/202239 on 8/30/202240 on 8/29/2023

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 208K 2K 0
ADOBE INC COM 6M 10K 0
ADVANCED MICRO DEVICES INC COM 5M 31K 0
ALPHABET INC CAP STK CL A 11M 61K 0
ALPHABET INC CAP STK CL C 1M 7K 0
AMAZON COM INC COM 6M 32K 0
AMERICAN EXPRESS CO COM 6M 24K 0
APPLE INC COM 10M 46K 0
AUTODESK INC COM 4M 16K 0
CADENCE DESIGN SYSTEM INC COM 538K 2K 0
CONSTELLATION BRANDS INC CL A 3M 11K 0
COPART INC COM 5M 93K 0
CORPAY INC COM SHS 3M 11K 0
COSTCO WHSL CORP NEW COM 4M 5K 0
E L F BEAUTY INC COM 5M 22K 0
ELI LILLY & CO COM 7M 7K 0
EMERSON ELEC CO COM 2M 15K 0
EXXON MOBIL CORP COM 3M 29K 0
FISERV INC COM 3M 21K 0
INTUITIVE SURGICAL INC COM NEW 4M 10K 0
ISHARES TR 7-10 YR TRSY BD 239K 3K 0
ISHARES TR 0-3 MNTH TREASRY 4M 39K 0
MASTERCARD INCORPORATED CL A 8M 18K 0
MERCADOLIBRE INC COM 7M 5K 0
MERCK & CO INC COM 2M 16K 0
MICROCHIP TECHNOLOGY INC. COM 4M 47K 0
MICROSOFT CORP COM 11M 25K 0
MONTROSE ENVIRONMENTAL GROUP COM 2M 49K 0
NOVO-NORDISK A S ADR 10M 67K 0
NVIDIA CORPORATION COM 21M 172K 0
PEPSICO INC COM 2M 13K 0
PHILLIPS 66 COM 4M 25K 0
RED CAT HLDGS INC COM 23K 20K 0
SCHLUMBERGER LTD COM STK 4M 88K 0
SCHWAB CHARLES CORP COM 258K 4K 0
SCHWAB STRATEGIC TR US SML CAP ETF 1M 27K 0
SCHWAB STRATEGIC TR US MID-CAP ETF 1M 15K 0
SPDR SER TR PORTFOLIO SH TSR 539K 19K 0
STRYKER CORPORATION COM 442K 1K 0
SYNOPSYS INC COM 927K 2K 0
TETRA TECH INC NEW COM 238K 1K 0
THOMSON REUTERS CORP. COM 242K 1K 0
TOAST INC CL A 5M 189K 0
VERTEX PHARMACEUTICALS INC COM 1M 3K 0
VISA INC COM CL A 8M 31K 0
VSE CORP COM 4M 51K 0
WEX INC COM 5M 29K 0