1ST AND MAIN GROWTH PARTNERS
THE BANC FUNDS COMPANY, L.L.C. Legal Name
Adviser information for 1ST AND MAIN GROWTH PARTNERS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Performance-based feesMANAGEMENT FEES ARE BASED ON CONTRIBUTED CAPITAL. |
Identifiers
| SEC RIA File Number | 801-53866 |
|---|---|
| SEC ERA File Number | 801-53866 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106305 |
| Legal Entity Identifier | None |
Principal Office
150 S. WACKER DRIVESUITE 2725
CHICAGO
IL
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 312-855-6202, Fax: 312-855-6610
Websites
Chief Compliance Officer
MURPHY, TERRENCE PAUL
CHIEF ADMINISTRATIVE OFFICER
150 S.WACKER DRIVE
SUITE 2725
CHICAGO
IL
United States
Tel:
312-855-4067
Fax:
312-855-6610
T******@************O
(Full email address available in API data)
Regulatory Contact
MOORE, CHARLES JOSEPH
PRESIDENT/CHIEF EXECUTIVE OFFICER
150 S. WACKER DRIVE
SUITE 2725
CHICAGO
IL
United States
Tel:
312-855-6020
Fax:
312-855-6610
C*****@************O
(Full email address available in API data)
Industry Affiliates
| MIDBAN IX L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MIDBAN X L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MIDBAN XI L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BANC FUND IX L.P. | Private Equity Fund | $582.8M | $0.1M | 46 |
| BANC FUND X L.P. | Private Equity Fund | $456.3M | $0.0M | 48 |
| TBFC FINANCIAL TECHNOLOGIES FUND L.P. | Private Equity Fund | $38.2M | $0.3M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOORE, CHARLES, JOSEPH | Individual | – | PRESIDENT/CHIEF EXECUTIVE OFFICER | 03/1997 | > 75% |
| MURPHY, TERRENCE, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2000 | < 5% |