WINSTON CAPITAL MANAGEMENT LLC
Adviser information for WINSTON CAPITAL MANAGEMENT LLC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $1.1B |
| Non-Discretionary | 1 | $3.3M |
| Total | 9 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 1 | $3.3M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
2311 WILSON BOULEVARDSUITE 600
ARLINGTON
VA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 703-905-9555, Fax: 703-905-9019
Chief Compliance Officer
WILLIAM BIRCHFIELD
CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER
2311 WILSON BOULEVARD
SUITE 600
ARLINGTON
VA
United States
Tel:
(703) 905-9555
Fax:
(703) 905-9019
B**********@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DEXTER WINSTON FUND, L.P. | Hedge Fund | $1.5M | $0.5M | 2 |
| DEXTER WINSTON TE FUND LLC | Hedge Fund | $4.4M | $0.5M | 1 |
| WINSTON ASIA FUND, L.P. | Hedge Fund | $58.2M | $0.5M | 62 |
| WINSTON GLOBAL FUND, L.P. | Hedge Fund | $725.7M | $0.5M | 214 |
| WINSTON GROWTH FUND LIMITED PARTNERSHIP | Hedge Fund | $277.0M | $0.5M | 66 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCANLON, JONATHAN, DAVID | Individual | – | DIRECTOR/PRESIDENT | 04/2002 | < 5% |
| BUSH, MARVIN, PIERCE | Individual | – | VICE-PRESIDENT/DIRECTOR | 01/1997 | < 5% |
| WINSTON PARTNERS GROUP LLC | Domestic Entity | – | SOLE MEMBER | 01/1997 | > 75% |
| MPB HOLDINGS, L.L.C. | Domestic Entity | WINSTON PARTNERS GROUP LLC | MEMBER; CLASS A | 01/1997 | 25-50% |
| BUSH, MARVIN, PIERCE | Individual | MPB HOLDINGS, L.L.C. | MANAGER | 09/1996 | |
| BIRCHFIELD, WILLIAM, OTTO | Individual | – | CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/TREASURER/SECRETARY/DIRECTOR | 03/2010 | < 5% |
| BIRCHFIELD, WILLIAM, OTTO | Individual | MPB HOLDINGS, L.L.C. | SECRETARY AND TREASURER | 09/2009 | |
| SCANLON, JONATHAN, DAVID | Individual | MPB HOLDINGS, L.L.C. | MANAGER | 01/2022 | 50-75% |