STERLING CAPITAL MANAGEMENT INC

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Wisconsin, United States

Employees

Total Number of Employees	3
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	2
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	2
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	332	$152.6M
Non-Discretionary	56	$61.3M
Total	388	$213.9M

Clients

Type	Number	RAUM
Individuals	321	$76.1M
HNW Individuals	59	$86.9M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$3.5M
Charitable organizations	<5	$45.7M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$1.8M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	338
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	11-25

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly chargesFixed feesPerformance-based fees
Other Business Activities	Registered representative of a broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number	801-54107
SEC ERA File Number	801-54107
SEC CIK Numbers	None
SEC CRD Numbers	106822
Legal Entity Identifier	None

Principal Office

17160 W. NORTH AVE
SUITE 200
BROOKFIELD
WI
United States

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic