ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC
Adviser information for ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 79 |
|---|---|
| Investment Advisory/Research | 55 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 18 | $4.4B |
| Non-Discretionary | 0 | $0 |
| Total | 18 | $4.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 3 | $871.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $508.8M |
| Pension and profit sharing plans | 9 | $1.7B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $1.1B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $149.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsFACTOR INDEXES |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-54142 |
|---|---|
| SEC ERA File Number | 801-54142 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107367 |
| Legal Entity Identifier | 549300O69XZFYDCKW194 |
Principal Office
230 PARK AVENUESUITE 3330
NEW YORK
NY
United States
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: 646-690-9400, Fax: None
Websites
Chief Compliance Officer
ANDREW CUNNINGHAM
230 PARK AVENUE
SUITE 3330
NEW YORK
NY
United States
Tel:
646-690-9390
A***********@*********M
(Full email address available in API data)
Industry Affiliates
| BOSTON PARTNERS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| BOSTON PARTNERS (UK) LIMITED | Other investment adviser, including financial planners |
| BOSTON PARTNERS SECURITIES, L.L.C. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BOSTON PARTNERS TRUST COMPANY | Other investment adviser, including financial plannersTrust company |
| CANARA ROBECO ASSET MANAGEMENT COMPANY LTD. | Other investment adviser, including financial planners |
| HARBOR TRUST COMPANY | Other investment adviser, including financial planners |
| ROBECO HONG KONG LTD. | Other investment adviser, including financial planners |
| ROBECO INSTITUTIONAL ASSET MANAGEMENT, B.V. | Other investment adviser, including financial planners |
| ROBECO OVERSEAS INVESTMENT FUND MANAGEMENT (SHANGHAI) LIMITED COMPANY | Other investment adviser, including financial planners |
| ROBECO SCHWEIZ AG | Other investment adviser, including financial planners |
| TRANSTREND B.V. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ORIX CORPORATION EUROPE N.V. (FKA ROBECO GROEP N.V.) | Foreign Entity | ROBECO HOLDING BV | SOLE SHAREHOLDER | 12/2014 | > 75% |
| ROBECO HOLDING BV | Foreign Entity | – | SOLE SHAREHOLDER | 07/2020 | > 75% |
| ORIX CORPORATION | Foreign Entity | ORIX CORPORATION EUROPE N.V. (FKA ROBECO GROEP N.V.) | SOLE SHAREHOLDER | 10/2016 | > 75% |
| ROBECO HOLDING BV | Foreign Entity | ROBECO HOLDING BV | SOLE SHAREHOLDER | 12/2014 | > 75% |
| CUNNINGHAM, ANDREW, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2019 | < 5% |
| PRINS, MARCEL, (NMN) | Individual | – | BOARD MEMBER, PRESIDENT | 11/2022 | < 5% |
| BADJIE, MALICK, D (MIO) | Individual | – | BOARD MEMBER, TREASURER | 01/2024 | < 5% |
| ALCANTARA VAZQUEZ, IGNACIO, ALEJANDRO | Individual | – | BUSINESS MANAGER | 03/2024 | < 5% |