BURNS & LEVINSON ASSET MANAGEMENT
B&L ASSET MANAGEMENT LLC Legal Name
Adviser information for BURNS & LEVINSON ASSET MANAGEMENT last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 156 | $294.8M |
| Non-Discretionary | 45 | $49.5M |
| Total | 201 | $344.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 61 | $23.5M |
| HNW Individuals | 129 | $283.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 10 | $33.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-54171 |
|---|---|
| SEC ERA File Number | 801-54171 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108191 |
| Legal Entity Identifier | None |
Principal Office
125 HIGH STREETBOSTON
MA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 617-345-3400, Fax: 617-345-3299
Websites
Chief Compliance Officer
RAYMOND E. BAXTER
MANAGER, CHIEF COMPLIANCE OFFICER, & CHIEF INVESTMENT OFFICER
125 HIGH STREET
BOSTON
MA
United States
Tel:
617-345-3000
Fax:
617-345-3299
R******@***********M
(Full email address available in API data)
Regulatory Contact
MELISSA FLYNN
DIRECTOR INVESTMENT OPERATIONS
125 HIGH STREET
BOSTON
MA
United States
Tel:
617-345-3661
Fax:
617-345-3299
M*****@**********M
(Full email address available in API data)
Industry Affiliates
| BURNS & LEVINSON, LLP | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAXTER, RAYMOND, EDWARD | Individual | – | MANAGER, CHIEF COMPLIANCE OFFICER | 05/1997 | < 5% |
| GOODWIN, STEVEN, C | Individual | – | MANAGER | 05/1997 | < 5% |
| BURNS & LEVINSON, LLP | Domestic Entity | – | MANAGING MEMBER | 11/1996 | > 75% |
| NOWAK, MARK, A | Individual | – | MANAGER | 03/2012 | < 5% |