DUNTON AMMON GRESHAM JR
Adviser information for DUNTON AMMON GRESHAM JR last updated from Form ADV on March 6th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Sole Proprietorship |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $113.3M |
| Non-Discretionary | 3 | $60.5M |
| Total | 15 | $173.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 11 | $109.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.7M |
| Other | <5 | $60.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 7 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Lawyer or law firm |
Identifiers
| SEC RIA File Number | 801-54211 |
|---|---|
| SEC ERA File Number | 801-54211 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 112070 |
| Legal Entity Identifier | None |
Principal Office
678 RAPPAHANNOCK DRWHITE STONE
VA
United States
Monday - Friday, 9AM - 5PM
Tel: 804-435-4000, Fax: 804-435-1614
Chief Compliance Officer
THOMAS M HENDELL
128 BUCKINGHAM CIRCLE
CHARLOTTESVILLE
VA
United States
Tel:
804-577-7724
T********@***********U
(Full email address available in API data)
Regulatory Contact
MORGAN WADE ALLEY
SUPERVISED PERSON
678 RAPPAHANNOCK DRIVE
WHITE STONE
VA
United States
Tel:
(804) 435-4000
Fax:
(804) 435-1614
M**********@*********M
(Full email address available in API data)
Industry Affiliates
| LAW FIRM | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DUNTON, AMMON, GRESHAM | Individual | – | OWNER | 04/1997 | > 75% |
| HENDELL, THOMAS, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2009 | < 5% |