PATHWAY CAPITAL MANAGEMENT, LP
Adviser information for PATHWAY CAPITAL MANAGEMENT, LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 235 |
|---|---|
| Investment Advisory/Research | 70 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 100 | $65.2B |
| Non-Discretionary | 9 | $22.5B |
| Total | 109 | $87.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 92 | $36.5B |
| Pension and profit sharing plans | 10 | $4.3B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 7 | $45.4B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 2 | $1.5B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 20 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
18575 JAMBOREE ROAD7TH FLOOR
IRVINE
CA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 949-622-1000, Fax: 949-622-1010
Websites
Chief Compliance Officer
STEFANIE HOCHMAN
18575 JAMBOREE ROAD
7TH FLOOR
IRVINE
CA
United States
Tel:
949.622.1000
Fax:
949.622.1010
S**************@*****************M
(Full email address available in API data)
Regulatory Contact
BEN BREWSTER
CFO - CORPORATE
18575 JAMBOREE ROAD
7TH FLOOR
IRVINE
CA
United States
Tel:
949.622.1000
Fax:
949.622.1010
B**********@*****************M
(Full email address available in API data)
Industry Affiliates
| AK CREDIT OPPORTUNITIES MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| PATHWAY CAPITAL MANAGEMENT (EUROPE) LIMITED | Other investment adviser, including financial planners |
| PATHWAY CAPITAL MANAGEMENT (HK) LIMITED | Other investment adviser, including financial planners |
| PATHWAY CAPITAL MANAGEMENT (UK) LIMITED | Other investment adviser, including financial planners |
| PATHWAY/AK CREDIT CO-INVESTMENT GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PCIF MANAGEMENT (CAYMAN) LLC | Sponsor, GP, manager of pooled investment vehicles |
| PCIF MANAGEMENT II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PCIF MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| PCOF MANAGEMENT II LLC | Sponsor, GP, manager of pooled investment vehicles |
| PCPF VI MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| PDIF MANAGEMENT II LLC | Sponsor, GP, manager of pooled investment vehicles |
| PGOF MANAGEMENT II LLC | Sponsor, GP, manager of pooled investment vehicles |
| PMOF MANAGEMENT II LLC | Sponsor, GP, manager of pooled investment vehicles |
| POSF MANAGEMENT II LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPCF MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT 2007 LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT 2008 LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT III LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT III-CO LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT INVESTORS 10 (CAYMAN), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT INVESTORS 10 LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT INVESTORS 10-II LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT INVESTORS 11 LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT INVESTORS 6 LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT INVESTORS 6-II LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT INVESTORS 7 (CAYMAN) LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT INVESTORS 7 LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT INVESTORS 8 (CAYMAN), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT INVESTORS 8-II LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT INVESTORS 8, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT INVESTORS 9 (CAYMAN) LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT INVESTORS 9 LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT IV LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT JAPAN II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT V LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT V-B LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT VII LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT XIV LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT XIX LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT XVII LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT XVIII LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT XX LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT XXI LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT XXII LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT XXIII LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT XXIV LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT XXIX LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT XXV LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT XXV-B LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT XXVII LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT XXVIII LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT XXX LLC | Sponsor, GP, manager of pooled investment vehicles |
| PPEF MANAGEMENT XXXI CO-INV LLC | Sponsor, GP, manager of pooled investment vehicles |
| PSCF III MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| PSF MANAGEMENT II LLC | Sponsor, GP, manager of pooled investment vehicles |
| PSOF JAPAN MANAGEMENT II LLC | Sponsor, GP, manager of pooled investment vehicles |
| PSSF MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AK CREDIT OPPORTUNITIES FUND, L.P. | Private Equity Fund | $182.0M | $950.0M | 2 |
| GATEWAY PRIVATE EQUITY FUND-B, LP | Private Equity Fund | $474.0M | $300.0M | 3 |
| GATEWAY PRIVATE EQUITY FUND, LP | Private Equity Fund | $201.6M | $300.0M | 3 |
| MISSOURI TEACHERS/PATHWAY PRIVATE EQUITY FUND, LLC | Private Equity Fund | $38.3M | $500.0M | 3 |
| OHIO PERS / PATHWAY PRIVATE EQUITY FUND, LLC | Private Equity Fund | $0.0M | $100.0M | 3 |
| PATHWAY ABSOLUTE RETURN FUND, LP | Private Equity Fund | $60.5M | $345.0M | 3 |
| PATHWAY CO-INVESTMENT FUND, LP | Private Equity Fund | $87.6M | $0.1M | 78 |
| PATHWAY CO-INVESTMENT PARTNERS FUND V, LP | Private Equity Fund | $1,033.8M | $1,000.0M | 3 |
| PATHWAY CO-INVESTMENT PARTNERS FUND VI, LP | Private Equity Fund | $0.0M | $0.0M | 0 |
| PATHWAY PRIVATE CREDIT FUND II, LP | Private Equity Fund | $1,634.9M | $2,000.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND 2007, LP | Private Equity Fund | $52.9M | $1.5M | 12 |
| PATHWAY PRIVATE EQUITY FUND 2008, LP | Private Equity Fund | $150.4M | $1.0M | 15 |
| PATHWAY PRIVATE EQUITY FUND CV-A, LP | Private Equity Fund | $316.2M | $400.0M | 2 |
| PATHWAY PRIVATE EQUITY FUND CV-B, LP | Private Equity Fund | $938.0M | $600.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND III - CO, LP | Private Equity Fund | $2,621.1M | $250.0M | 2 |
| PATHWAY PRIVATE EQUITY FUND III AIV, LP | Private Equity Fund | $3.5M | $49.0M | 2 |
| PATHWAY PRIVATE EQUITY FUND III-B, LP | Private Equity Fund | $235.4M | $400.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND III, LLC | Private Equity Fund | $24.3M | $250.0M | 2 |
| PATHWAY PRIVATE EQUITY FUND INVESTORS 6, LP | Private Equity Fund | $184.0M | $2.5M | 12 |
| PATHWAY PRIVATE EQUITY FUND INVESTORS 7, LP | Private Equity Fund | $308.0M | $1.0M | 13 |
| PATHWAY PRIVATE EQUITY FUND INVESTORS 8, LP | Private Equity Fund | $548.2M | $1.0M | 15 |
| PATHWAY PRIVATE EQUITY FUND INVESTORS 9, LP | Private Equity Fund | $415.8M | $1.0M | 16 |
| PATHWAY PRIVATE EQUITY FUND INVESTORS 10, LP | Private Equity Fund | $365.1M | $1.8M | 14 |
| PATHWAY PRIVATE EQUITY FUND INVESTORS 11, LP | Private Equity Fund | $273.1M | $0.8M | 21 |
| PATHWAY PRIVATE EQUITY FUND IV-C, LP | Private Equity Fund | $59.1M | $382.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND IV, LP | Private Equity Fund | $15.3M | $218.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND IVB, LP | Private Equity Fund | $10.0M | $160.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND IX-C, LLC | Private Equity Fund | $83.5M | $250.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND IX, LLC | Private Equity Fund | $7.6M | $150.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND IXB, LLC | Private Equity Fund | $20.0M | $250.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND V AIV, LP | Private Equity Fund | $2.3M | $39.8M | 2 |
| PATHWAY PRIVATE EQUITY FUND V-B AIV, LP | Private Equity Fund | $7.1M | $49.8M | 2 |
| PATHWAY PRIVATE EQUITY FUND V-B, LLC | Private Equity Fund | $65.0M | $350.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND V-C, LP | Private Equity Fund | $293.6M | $795.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND V-D, LP | Private Equity Fund | $1,055.5M | $950.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND V-E, LP | Private Equity Fund | $1,166.9M | $850.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND V-F, LP | Private Equity Fund | $933.1M | $875.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND V-G, LP | Private Equity Fund | $877.9M | $875.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND VII AIV, LP | Private Equity Fund | $4.4M | $44.9M | 2 |
| PATHWAY PRIVATE EQUITY FUND VII, LLC | Private Equity Fund | $265.3M | $904.5M | 3 |
| PATHWAY PRIVATE EQUITY FUND VIII, LLC | Private Equity Fund | $4.4M | $40.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND XII, LLC | Private Equity Fund | $8.5M | $90.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND XIII, LLC | Private Equity Fund | $8.1M | $100.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND XIV, LP | Private Equity Fund | $60.3M | $470.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND XIX, LP | Private Equity Fund | $165.5M | $1,194.6M | 3 |
| PATHWAY PRIVATE EQUITY FUND XVII-B, LP | Private Equity Fund | $670.3M | $124.8M | 5 |
| PATHWAY PRIVATE EQUITY FUND XVII, LP | Private Equity Fund | $240.5M | $342.3M | 4 |
| PATHWAY PRIVATE EQUITY FUND XVIII AIV, LP | Private Equity Fund | $0.8M | $13.9M | 2 |
| PATHWAY PRIVATE EQUITY FUND XVIII, LLC | Private Equity Fund | $10.8M | $100.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND XX-A, LP | Private Equity Fund | $344.5M | $80.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND XX-B, LP | Private Equity Fund | $75.0M | $75.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND XX, LP | Private Equity Fund | $13.5M | $80.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND XXI, LP | Private Equity Fund | $20.8M | $150.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND XXII, LP | Private Equity Fund | $24.2M | $14.0M | 6 |
| PATHWAY PRIVATE EQUITY FUND XXIII, LP | Private Equity Fund | $3,249.8M | $3,120.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND XXIX, LP | Private Equity Fund | $887.3M | $820.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND XXV-B, LP | Private Equity Fund | $203.8M | $200.0M | 2 |
| PATHWAY PRIVATE EQUITY FUND XXV, LP | Private Equity Fund | $9,112.9M | $8,043.7M | 2 |
| PATHWAY PRIVATE EQUITY FUND XXVIII, LP | Private Equity Fund | $199.1M | $150.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND XXX - FI, LP | Private Equity Fund | $286.6M | $67.0M | 5 |
| PATHWAY PRIVATE EQUITY FUND XXX - FP, LP | Private Equity Fund | $142.2M | $133.0M | 2 |
| PATHWAY PRIVATE EQUITY FUND XXXI CO-INVEST, LP | Private Equity Fund | $406.7M | $200.0M | 2 |
| PATHWAY PRIVATE EQUITY FUND XXXII, LP | Private Equity Fund | $0.0M | $0.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND, LLC | Private Equity Fund | $13.3M | $125.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND/CSAA SPECIAL EQUITY FUND-A, LLC | Private Equity Fund | $1.2M | $9.0M | 2 |
| PATHWAY PRIVATE EQUITY FUND/CSAA SPECIAL EQUITY FUND, LLC | Private Equity Fund | $27.8M | $233.0M | 3 |
| PATHWAY PRIVATE EQUITY FUND/CSAA VENTURE CAPITAL FUND, LLC | Private Equity Fund | $10.2M | $9.0M | 4 |
| PATHWAY SECONDARIES FUND, LP | Private Equity Fund | $81.4M | $100.0M | 3 |
| PATHWAY SELECT SECONDARIES FUND, LP | Private Equity Fund | $162.4M | $150.0M | 3 |
| PATHWAY STRATEGIC CREDIT FUND III, LP | Private Equity Fund | $216.6M | $250.0M | 3 |
| PATHWAY/AK CREDIT CO-INVESTMENT FUND, LP | Private Equity Fund | $386.5M | $500.0M | 3 |
| TMA / PATHWAY INVESTMENT COMPANY ONE | Private Equity Fund | $39.4M | $125.0M | 1 |
| TMA/PATHWAY PRIVATE EQUITY FUND II, L.P. | Private Equity Fund | $25.2M | $120.0M | 2 |
| TMAM/PATHWAY DISCOVERY FUND, LP | Private Equity Fund | $134.7M | $50.0M | 2 |
| TMAM/PATHWAY GLOBAL OPPORTUNITIES EUR FUND II, LP | Private Equity Fund | $105.8M | $78.9M | 2 |
| TMAM/PATHWAY GLOBAL OPPORTUNITIES EUR FUND III, LP | Private Equity Fund | $82.9M | $48.5M | 2 |
| TMAM/PATHWAY GLOBAL OPPORTUNITIES EUR FUND IV, LP | Private Equity Fund | $59.0M | $54.9M | 2 |
| TMAM/PATHWAY GLOBAL OPPORTUNITIES EUR FUND V, LP | Private Equity Fund | $76.5M | $50.1M | 2 |
| TMAM/PATHWAY GLOBAL OPPORTUNITIES EUR FUND VI, LP | Private Equity Fund | $60.7M | $21.6M | 2 |
| TMAM/PATHWAY GLOBAL OPPORTUNITIES EUR FUND VII, LP | Private Equity Fund | $46.3M | $9.5M | 2 |
| TMAM/PATHWAY GLOBAL OPPORTUNITIES EUR FUND VIII, LP | Private Equity Fund | $0.0M | $0.0M | 2 |
| TMAM/PATHWAY GLOBAL OPPORTUNITIES EUR FUND, LP | Private Equity Fund | $97.3M | $16.7M | 2 |
| TMAM/PATHWAY GLOBAL OPPORTUNITIES USD FUND II, LP | Private Equity Fund | $631.1M | $470.0M | 3 |
| TMAM/PATHWAY GLOBAL OPPORTUNITIES USD FUND III, LP | Private Equity Fund | $676.9M | $540.0M | 3 |
| TMAM/PATHWAY GLOBAL OPPORTUNITIES USD FUND IV, LP | Private Equity Fund | $405.2M | $380.0M | 3 |
| TMAM/PATHWAY GLOBAL OPPORTUNITIES USD FUND V, LP | Private Equity Fund | $273.3M | $230.9M | 3 |
| TMAM/PATHWAY GLOBAL OPPORTUNITIES USD FUND VI, LP | Private Equity Fund | $350.5M | $400.0M | 3 |
| TMAM/PATHWAY GLOBAL OPPORTUNITIES USD FUND VII, LP | Private Equity Fund | $204.1M | $140.6M | 3 |
| TMAM/PATHWAY GLOBAL OPPORTUNITIES USD FUND VIII, LP | Private Equity Fund | $185.6M | $185.0M | 3 |
| TMAM/PATHWAY GLOBAL OPPORTUNITIES USD FUND, LP | Private Equity Fund | $680.9M | $500.0M | 3 |
| TMAM/PATHWAY MARKET OPPORTUNITIES FUND, LP | Private Equity Fund | $16.3M | $10.0M | 2 |
| TMAM/PATHWAY SPECIAL OPPORTUNITIES FUND, LP | Private Equity Fund | $145.8M | $100.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LE BON, DOUGLAS, KENT | Individual | – | DIRECTOR OF PATHWAY CAPITAL MANAGEMENT (UK) LIMITED | 08/2005 | 10-25% |
| MAZER, RICHARD, SHAWN | Individual | – | DIRECTOR OF PATHWAY CAPITAL MANAGEMENT (HK) LIMITED | 02/2012 | 5-10% |
| JAKOBI, KAREN, JANE | Individual | – | CO-TRUSTEE OF THE REVOCABLE LIVING TRUST OF THE JAKOBI FAMILY UNDER A DECLARATION OF TRUST DATED AUGUST 11, 2000 | 08/2000 | 10-25% |
| REINHARDT, JAMES, HERBERT | Individual | – | DIRECTOR OF PATHWAY CAPITAL MANAGEMENT (UK) LIMITED | 08/2005 | 10-25% |
| CHAMBLISS, JAMES, RANDOLPH | Individual | – | CO-TRUSTEE OF THE CHAMBLISS FAMILY REVOCABLE LIVING TRUST | 12/2016 | 5-10% |
| CASBOLT, ALEXANDER, MYRANTHIS | Individual | – | LIMITED PARTNER OF PATHWAY CAPITAL MANAGEMENT, LP | 12/2012 | < 5% |
| RUDDICK, VALERIE, ALAINE | Individual | – | CO-TRUSTEE OF THE JAMES QUINLAN AND VALERIE ALAINE RUDDICK REVOCABLE TRUST UNDER A DECLARATION OF TRUST DATED APRIL 5, 2007 | 04/2007 | < 5% |
| DEE, VINCENT, PAUL | Individual | – | LIMITED PARTNER OF PATHWAY CAPITAL MANAGEMENT, LP | 12/2012 | < 5% |
| JAKOBI, WILLIAM, FRANCIS | Individual | – | CO-TRUSTEE OF THE REVOCABLE LIVING TRUST OF THE JAKOBI FAMILY UNDER A DECLARATION OF TRUST DATED AUGUST 11, 2000 | 08/2000 | 10-25% |
| JAKOBI, WILLIAM, FRANCIS | Individual | REVOCABLE LIVING TRUST OF THE JAKOBI FAMILY UNDER A DECLARATION OF TRUST DATED AUGUST 11, 2000 | CO-TRUSTEE | 08/2000 | > 75% |
| JAKOBI, KAREN, JANE | Individual | REVOCABLE LIVING TRUST OF THE JAKOBI FAMILY UNDER A DECLARATION OF TRUST DATED AUGUST 11, 2000 | CO-TRUSTEE | 08/2000 | > 75% |
| REVOCABLE LIVING TRUST OF THE JAKOBI FAMILY UNDER A DECLARATION OF TRUST DATED AUGUST 11, 2000 | Domestic Entity | – | LIMITED PARTNER OF PATHWAY CAPITAL MANAGEMENT, LP | 12/2012 | 10-25% |
| LE BON, DOUGLAS, KENT | Individual | PATHWAY CAPITAL MANAGEMENT, LP | INDIRECT OWNER OF PATHWAY CAPITAL MANAGEMENT, LP | 12/2012 | |
| REINHARDT, JAMES, HERBERT | Individual | PATHWAY CAPITAL MANAGEMENT, LP | INDIRECT OWNER OF PATHWAY CAPITAL MANAGEMENT, LP | 12/2012 | |
| RUDDICK, VALERIE, ALAINE | Individual | JAMES QUINLAN AND VALERIE ALAINE RUDDICK REVOCABLE TRUST UNDER A DECLARATION OF TRUST DATED APRIL 5, 2007 | CO-TRUSTEE | 04/2007 | > 75% |
| REVOCABLE LIVING TRUST OF THE JAKOBI FAMILY UNDER A DECLARATION OF TRUST DATED AUGUST 11, 2000 | Domestic Entity | PATHWAY CAPITAL MANAGEMENT, LP | INDIRECT OWNER OF RELYING ADVISORS | 12/2012 | |
| JAMES QUINLAN AND VALERIE ALAINE RUDDICK REVOCABLE TRUST UNDER A DECLARATION OF TRUST DATED APRIL 5, 2007 | Domestic Entity | – | LIMITED PARTNER OF PATHWAY CAPITAL MANAGEMENT, LP | 12/2012 | < 5% |
| RUDDICK, JAMES, QUINLAN | Individual | – | CO-TRUSTEE OF THE JAMES QUINLAN AND VALERIE ALAINE RUDDICK REVOCABLE TRUST UNDER A DECLARATION OF TRUST DATED APRIL 5, 2007 | 04/2007 | < 5% |
| RUDDICK, JAMES, QUINLAN | Individual | JAMES QUINLAN AND VALERIE ALAINE RUDDICK REVOCABLE TRUST UNDER A DECLARATION OF TRUST DATED APRIL 5, 2007 | CO-TRUSTEE | 04/2007 | > 75% |
| JAMES QUINLAN AND VALERIE ALAINE RUDDICK REVOCABLE TRUST UNDER A DECLARATION OF TRUST DATED APRIL 5, 2007 | Domestic Entity | PATHWAY CAPITAL MANAGEMENT, LP | INDIRECT OWNER OF RELYING ADVISORS | 12/2012 | |
| PATHWAY CAPITAL MANAGEMENT GP LLC | Domestic Entity | – | GENERAL PARTNER OF PATHWAY CAPITAL MANAGEMENT, LP | 12/2012 | < 5% |
| REINHARDT, JAMES, HERBERT | Individual | – | MANAGING MEMBER OF PATHWAY CAPITAL MANAGEMENT GP LLC | 12/2012 | 10-25% |
| JAKOBI, KAREN, JANE | Individual | – | MANAGING MEMBER OF PATHWAY CAPITAL MANAGEMENT GP LLC | 12/2012 | 10-25% |
| LE BON, DOUGLAS, KENT | Individual | – | MANAGING MEMBER OF PATHWAY CAPITAL MANAGEMENT GP LLC | 12/2012 | 10-25% |
| MAZER, RICHARD, SHAWN | Individual | – | CO-TRUSTEE OF THE MAZER FAMILY REVOCABLE LIVING TRUST DATED MARCH 20, 2013 | 03/2013 | 5-10% |
| REINHARDT, JAMES, HERBERT | Individual | – | CO-TRUSTEE OF REINHARDT FAMILY TRUST, U/D/T DATED AUGUST 3, 2015 | 08/2015 | 10-25% |
| LE BON, DOUGLAS, KENT | Individual | – | CO TRUSTEE OF THE DOUGLAS & EVA LE BON TRUST DATED MARCH 9, 2015 | 03/2015 | 10-25% |
| LE BON, DOUGLAS, KENT | Individual | – | DIRECTOR OF PATHWAY CAPITAL MANAGEMENT (HK) LIMITED | 03/2012 | 10-25% |
| PATHWAY CAPITAL MANAGEMENT, LP | Domestic Entity | – | DIRECT OWNER OF PATHWAY CAPITAL MANAGEMENT (HK) LIMITED AND PATHWAY CAPITAL MANAGEMENT (UK) LIMITED | 12/2012 | > 75% |
| MAZER FAMILY REVOCABLE LIVING TRUST DATED MARCH 20, 2013 | Domestic Entity | – | LIMITED PARTNER OF PATHWAY CAPITAL MANAGEMENT, LP | 05/2013 | 5-10% |
| MAZER, KANAN, PATEL | Individual | – | CO-TRUSTEE OF THE MAZER FAMILY REVOCABLE LIVING TRUST DATED MARCH 20, 2013 | 03/2013 | 5-10% |
| MAZER, RICHARD, SHAWN | Individual | MAZER FAMILY REVOCABLE LIVING TRUST DATED MARCH 20, 2013 | CO-TRUSTEE | 03/2013 | > 75% |
| MAZER, KANAN, PATEL | Individual | MAZER FAMILY REVOCABLE LIVING TRUST DATED MARCH 20, 2013 | CO-TRUSTEE | 03/2013 | > 75% |
| MAZER FAMILY REVOCABLE LIVING TRUST DATED MARCH 20, 2013 | Domestic Entity | PATHWAY CAPITAL MANAGEMENT, LP | INDIRECT OWNER OF RELYING ADVISORS | 05/2013 | |
| TRIPATHI, ASHOK, KUMAR | Individual | – | SENIOR VICE PRESIDENT & GENERAL COUNSEL | 01/2015 | < 5% |
| DOUGLAS & EVA LE BON TRUST DATED MARCH 9, 2015 | Domestic Entity | – | LIMITED PARTNER OF PATHWAY CAPITAL MANAGEMENT, LP | 09/2015 | 10-25% |
| LE BON, EVA, MARIE | Individual | DOUGLAS & EVA LE BON TRUST DATED MARCH 9, 2015 | CO-TRUSTEE | 09/2015 | > 75% |
| LE BON, EVA, MARIE | Individual | – | CO-TRUSTEE OF THE DOUGLAS & EVA LE BON TRUST DATED MARCH 9, 2015 | 03/2015 | 10-25% |
| LE BON, DOUGLAS, KENT | Individual | DOUGLAS & EVA LE BON TRUST DATED MARCH 9, 2015 | CO-TRUSTEE | 03/2015 | > 75% |
| DOUGLAS & EVA LE BON TRUST DATED MARCH 9/2015 | Domestic Entity | PATHWAY CAPITAL MANAGEMENT, LP | INDIRECT OWNER OF RELYING ADVISORS | 09/2015 | |
| REINHARDT FAMILY TRUST, U/D/T DATED AUGUST 3, 2015 | Domestic Entity | – | LIMITED PARTNER OF PATHWAY CAPITAL MANAGEMENT, LP | 11/2015 | 10-25% |
| REINHARDT FAMILY TRUST, U/D/T DATED AUGUST 3, 2015 | Domestic Entity | PATHWAY CAPITAL MANAGEMENT, LP | INDIRECT OWNER OF RELYING ADVISORS | 11/2015 | |
| REINHARDT, JAMES, HERBERT | Individual | REINHARDT FAMILY TRUST, U/D/T DATED AUGUST 3, 2015 | CO-TRUSTEE | 08/2015 | > 75% |
| REINHARDT, SUZANNE, MARTINEZ | Individual | REINHARDT FAMILY TRUST, U/D/T DATED AUGUST 3, 2015 | CO-TRUSTEE | 08/2015 | > 75% |
| REINHARDT, SUZANNE, MARTINEZ | Individual | – | CO-TRUSTEE OF THE REINHARDT FAMILY TRUST, U/D/T DATED AUGUST 3,2015 | 08/2015 | 10-25% |
| CHAMBLISS FAMILY REVOCABLE LIVING TRUST | Domestic Entity | – | LIMITED PARTNER OF PATHWAY CAPITAL MANAGEMENT, LP | 12/2016 | 5-10% |
| CHAMBLISS, JAMES, RANDOLPH | Individual | CHAMBLISS FAMILY REVOCABLE LIVING TRUST | CO-TRUSTEE | 12/2016 | > 75% |
| CHAMBLISS FAMILY REVOCABLE LIVING TRUST | Domestic Entity | PATHWAY CAPITAL MANAGEMENT, LP | INDIRECT OWNER OF RELYING ADVISORS | 12/2016 | |
| CHAMBLISS, KELLY, LYNN | Individual | CHAMBLISS FAMILY REVOCABLE LIVING TRUST | CO-TRUSTEE | 12/2016 | > 75% |
| CHAMBLISS, KELLY, LYNN | Individual | – | CO-TRUSTEE OF THE CHAMBLISS FAMILY REVOCABLE LIVING TRUST | 12/2016 | 5-10% |
| CASBOLT, ALEXANDER, MYRANTHIS | Individual | – | DIRECTOR OF PATHWAY CAPITAL MANAGEMENT (UK) LIMITED | 12/2019 | < 5% |
| Lau, Simon, Yat-Sing | Individual | – | DIRECTOR OF PATHWAY CAPITAL MANAGEMENT (UK) LIMITED | 12/2018 | < 5% |
| Brewster, Benjamin, Scott | Individual | – | CHIEF FINANCIAL OFFICER - CORPORATE | 05/2023 | < 5% |
| Nicolas, Raquel, Jane | Individual | – | CHIEF FINANCIAL OFFICER - FUND ACCOUNTING & OPERATIONS | 05/2023 | < 5% |
| HOCHMAN, STEFANIE, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AON PLC | SHS CL A | 48M | 163K | – |
| DELL TECHNOLOGIES INC | CL C | 789K | 6K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 15M | 46K | – |
| NEUEHEALTH INC | COM NEW | 61K | 11K | – |