PORTLAND GLOBAL ADVISORS LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Maine, United States

Employees

Total Number of Employees	11
Investment Advisory/Research	9
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	9
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	813	$894.6M
Non-Discretionary	0	$0
Total	813	$894.6M

Clients

Type	Number	RAUM
Individuals	107	$83.2M
HNW Individuals	149	$789.2M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	2	$22.2M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersADVISE ON RETENTION OF OTHER INV ADVISERS & PHILANTHROPIC STRATEGIES ON REQUEST
Compensation	% of AUMFixed fees

Identifiers

SEC RIA File Number	801-54256
SEC ERA File Number	801-54256
SEC CIK Numbers	1504941
SEC CRD Numbers	109127, 109127
Legal Entity Identifier	None

Principal Office

217 COMMERCIAL ST
SUITE 400
PORTLAND
ME
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic