Hedge Fund Database

FINANCIAL SECURITY ADVISORY INC

Adviser information for FINANCIAL SECURITY ADVISORY INC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End JUNE
Legal Location Virginia, United States

Employees

Total Number of Employees 45
Investment Advisory/Research 45
Registered Broker-Dealer Representatives 40
Registered State Investment Advisers 28
Licensed Agents of an Insurance Company 30
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,359 $1.3B
Non-Discretionary 17 $1.9M
Total 2,376 $1.3B

Clients

Type Number RAUM
Individuals 1,796 $575.1M
HNW Individuals 343 $656.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 201 $75.0M
Charitable organizations 13 $2.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 24 $7.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 2000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly charges
Other Business Activities Registered representative of a broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number 801-54496
SEC ERA File Number 801-54496
SEC CIK Numbers 1997602
SEC CRD Numbers 110746
Legal Entity Identifier None

Principal Office

477 VIKING DRIVE
SUITE 305
VIRGINIA BEACH
VA
United States
Monday - Friday, 9AM TO 5PM
Tel: 757-431-1414, Fax: 757-703-0510

Websites

www.gofsg.com

Chief Compliance Officer

GLENN SCHWALJE
477 VIKING DRIVE
SUITE 305
VIRGINIA BEACH
VA
United States
Tel: 630-835-7207
(Full email address available in API data)

Regulatory Contact

JOHN T. ORLANDO
PRESIDENT
477 VIKING DRIVE
SUITE 305
VIRGINIA BEACH
VA
United States
Tel: 757-431-1414
Fax: 757-703-0510
(Full email address available in API data)

Industry Affiliates

FINANCIAL SECURITY MANAGEMENT, INCORPORATED Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FINANCIAL SECURITY COMPANIES, LLC Domestic Entity – OWNER 12/2003 > 75%
ORLANDO, JOHN, THOMAS Individual FINANCIAL SECURITY COMPANIES, LLC PARTNER 12/2003
BLACHURA, GAYLE, ELIZABETH Individual FINANCIAL SECURITY COMPANIES, LLC PARTNER 02/2014
CORINALDI, REGINALD, CURTIS Individual FINANCIAL SECURITY COMPANIES, LLC PARTNER 12/2003
JENKS, CHARLES, FREDERICK Individual FINANCIAL SECURITY COMPANIES, LLC PARTNER 12/2003
MEGGINSON, ARCHIE, RAY Individual FINANCIAL SECURITY COMPANIES, LLC PARTNER 12/2003
WOODALL, RICHARD, DUNCAN Individual FINANCIAL SECURITY COMPANIES, LLC PARTNER 12/2003
ORLANDO, JOHN, THOMAS Individual – PRESIDENT 01/2012 < 5%
WOODALL, RICHARD, DUNCAN Individual – EXECUTIVE VICE PRESIDENT 05/1997 < 5%
JENKS, CHARLES, FREDERICK Individual – SENIOR VICE PRESIDENT 05/1997 < 5%
BLACHURA, GAYLE, ELIZABETH Individual – VICE PRESIDENT 02/2014 < 5%
CORINALDI, REGINALD, CURTIS Individual – TREASURER 05/1997 < 5%
MEGGINSON, ARCHIE, RAY Individual – SECRETARY 05/1997 < 5%
DeJarnette, Kristy Individual – CHIEF OPERATIONS OFFICER 08/2022 < 5%
Schwalje, Glenn, Scott Individual – CHIEF COMPLIANCE OFFICER 01/2024 < 5%

No. Employees, Historic

50250201920202021202220232024202530 on 9/30/201930 on 6/30/202029 on 9/3/202029 on 10/1/202132 on 9/14/202232 on 5/5/202332 on 7/6/202345 on 9/28/202345 on 10/19/202345 on 1/18/202445 on 1/18/202445 on 1/24/202445 on 3/25/2024

RAUM, Historic

2B1B02019202020212022202320242025816142095 on 9/30/2019816142095 on 6/30/2020945550976 on 9/3/20201206674000 on 10/1/20211120811585 on 9/14/20221120811585 on 5/5/20231120811585 on 7/6/20231315631987 on 9/28/20231315631987 on 10/19/20231315631987 on 1/18/20241315631987 on 1/18/20241315631987 on 1/24/20241315631987 on 3/25/2024

No. Clients, Historic

3,0001,500020192020202120222023202420251952 on 9/30/20191952 on 6/30/20202070 on 9/3/20202253 on 10/1/20212235 on 9/14/20222235 on 5/5/20232235 on 7/6/20232377 on 9/28/20232377 on 10/19/20232377 on 1/18/20242377 on 1/18/20242377 on 1/24/20242377 on 3/25/2024

Holdings

From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
NexGen Energy Ltd Common Stock 71K 10K –
Wrap Technologies Inc. Common Stock 90K 45K –
Nucor Corp Common Stock 203K 1K –
Reaves Utility Income Fd Closed End Fund 205K 8K –
Grayscale Bitcoin Trust ETF (BTC) Exchange Traded Fund 205K 4K –
Phillips 66 Common Stock 207K 1K –
Qualcomm Inc Common Stock 207K 1K –
Brookfield Corporation Common Stock 207K 5K –
NextEra Energy Inc Common Stock 208K 3K –
Vanguard Information Technology ETF Exchange Traded Fund 210K 363 –
Capital Group Global Equity ETF Exchange Traded Fund 215K 7K –
Becton Dickinson & Co Common Stock 216K 922 –
BlackRock Enhanced Cap & Inc Fd Inc Closed End Fund 216K 11K –
Invesco Buyback Achievers ETF Exchange Traded Fund 219K 2K –
Novo Nordisk A/S ADR American Depository Receipt 219K 2K –
Leidos Hldgs Inc Common Stock 220K 2K –
Eaton Vance Tax Advantaged Div Income Closed End Fund 233K 10K –
RTX Corp Common Stock 234K 2K –
Morgan Stanley Common Stock 240K 2K –
Novartis AG ADR American Depository Receipt 240K 2K –
Netflix Inc Common Stock 243K 360 –
Wells Fargo & Company Common Stock 244K 4K –
Genuine Parts Co Common Stock 248K 2K –
Illinois Tool Wks Inc Common Stock 253K 1K –
Edwards Lifesciences Corp Common Stock 257K 3K –
Petroleo Brasileiro SA Petrobras ADR American Depository Receipt 262K 18K –
Dollar Tree Inc Common Stock 265K 2K –
Rockwell Automation Corp Common Stock 265K 963 –
Taiwan Semiconductor Manufacturing Co Ltd ADR American Depository Receipt 271K 2K –
Berkley W R Corp Common Stock 275K 3K –
Vanguard Total Stock Market ETF Exchange Traded Fund 276K 1K –
Vulcan Materials Co Common Stock 277K 1K –
Arista Networks Inc Common Stock 285K 812 –
Southern Co Common Stock 300K 4K –
Automatic Data Processing Inc Common Stock 305K 1K –
Vanguard Growth ETF Exchange Traded Fund 313K 837 –
Mondelez International Inc Cl A Common Stock 319K 5K –
Intel Corp Common Stock 323K 10K –
Pfizer Inc Common Stock 324K 12K –
Conocophillips Common Stock 328K 3K –
Chevron Corp Common Stock 361K 2K –
Applied Materials Inc Common Stock 364K 2K –
Bank of America Corp Common Stock 366K 9K –
Alibaba Group Hldg Ltd ADR American Depository Receipt 373K 5K –
Janus Henderson Short Duration Inc ETF Exchange Traded Fund 373K 8K –
Abbott Laboratories Common Stock 391K 4K –
International Business Machines Corp Common Stock 407K 2K –
Royal Bk Of Canada Common Stock 409K 4K –
The Walt Disney Co Common Stock 410K 4K –
Capital One Finl Corp Common Stock 424K 3K –
Visa Inc Class A Common Stock 425K 2K –
Amgen Inc Common Stock 438K 1K –
PepsiCo, Inc. Common Stock 444K 3K –
Vanguard S&P Mid-Cap 400 Growth ETF Exchange Traded Fund 456K 4K –
Accenture PLC Class A Common Stock 461K 2K –
Weyerhaeuser Co Real Estate Investment Trust 467K 16K –
Duke Energy Corp Common Stock 492K 5K –
JPMorgan Chase & Co Common Stock 502K 2K –
AbbVie Inc Common Stock 542K 3K –
iShares Core S&P 500 ETF Exchange Traded Fund 546K 998 –
Main Street Capital Corp Closed End Fund 573K 11K –
Tesla Inc Common Stock 640K 3K –
Danaher Corp Common Stock 655K 3K –
Costco Wholesale Corp Common Stock 664K 781 –
The Home Depot Inc Common Stock 682K 2K –
Deere & Co Common Stock 688K 2K –
Markel Group Inc Common Stock 734K 466 –
Merck & Co Inc Common Stock 750K 6K –
Uranium Energy Corp Common Stock 766K 128K –
Norfolk Southern Corp Common Stock 828K 4K –
Truist Financial Corp Common Stock 876K 23K –
Unitedhealth Group Inc Common Stock 962K 2K –
Towne Bank Common Stock 970K 35K –
Broadcom Inc Common Stock 975K 607 –
Lockheed Martin Corp Common Stock 1M 2K –
First Ctzns Bancshares Inc N C Cl A Common Stock 1M 610 –
Chubb Ltd Common Stock 1M 4K –
Meta Platforms Inc Class A Common Stock 1M 2K –
Elevance Health Inc Common Stock 1M 2K –
Alphabet Inc Cl C Common Stock 1M 7K –
Oracle Corp Common Stock 1M 9K –
Texas Instruments Inc Common Stock 1M 7K –
Goldman Sachs Group Inc Common Stock 1M 3K –
Coca-Cola Co Common Stock 2M 23K –
Parker Hannifin Corp Common Stock 2M 3K –
Dominion Energy Inc Common Stock 2M 33K –
SPDR S&P 500 ETF Trust Exchange Traded Fund 2M 3K –
Philip Morris International Inc Common Stock 2M 21K –
American Express Co Common Stock 2M 10K –
HCA Healthcare Inc Common Stock 2M 8K –
Verizon Communications Inc Common Stock 3M 61K –
Amazon.com Inc Common Stock 3M 15K –
Procter & Gamble Co Common Stock 3M 19K –
Walmart Inc Common Stock 4M 54K –
Cisco Systems Inc Common Stock 4M 79K –
McDonald's Corp Common Stock 4M 15K –
Eli Lilly and Co Common Stock 4M 4K –
T. Rowe Price Capital Apprec Eq ETF Exchange Traded Fund 4M 128K –
SPDR Portfolio S&P 500 ETF Exchange Traded Fund 4M 64K –
Altria Group Inc Common Stock 4M 91K –
NVIDIA Corp Common Stock 4M 36K –
Exxon Mobil Corp Common Stock 4M 39K –
SPDR S&P 600 Small Cap Growth ETF Exchange Traded Fund 6M 67K –
Alphabet Inc Class A Common Stock 6M 34K –
Johnson & Johnson Common Stock 7M 45K –
JPMorgan Ultra-Short Income ETF Exchange Traded Fund 11M 225K –
Apple Inc Common Stock 12M 55K –
Microsoft Corp Common Stock 13M 29K –
Wisdomtree Floating Rate Treasury Fund Exchange Traded Fund 14M 288K –
Berkshire Hathaway Inc Class B Common Stock 17M 42K –
SPDR Portfolio S&P 600 Sm Cap ETF Exchange Traded Fund 19M 447K –
Invesco S&P 500 Pure Growth ETF Exchange Traded Fund 28M 759K –
Capital Group Growth ETF Exchange Traded Fund 68M 2M –