THE FINANCIAL ADVISORY GROUP, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Texas, United States

Employees

Total Number of Employees	22
Investment Advisory/Research	10
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	10
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	2,434	$1.2B
Non-Discretionary	0	$0
Total	2,434	$1.2B

Clients

Type	Number	RAUM
Individuals	57	$16.8M
HNW Individuals	322	$1.2B
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	10	$12.3M
Charitable organizations	5	$14.4M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	5	$1.5M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	5
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	251-500

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsTAX RETURN PREPARATION
Compensation	% of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number	801-54599
SEC ERA File Number	801-54599
SEC CIK Numbers	1539338
SEC CRD Numbers	109558
Legal Entity Identifier	None

Principal Office

5599 SAN FELIPE
SUITE 900
HOUSTON
TX
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic