DOMINI IMPACT INVESTMENTS LLC
Adviser information for DOMINI IMPACT INVESTMENTS LLC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 29 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $2.1B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 5 | $2.1B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Principal Office
180 MAIDEN LANESUITE 1302
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-217-1100, Fax: 212-217-1101
Chief Compliance Officer
MAURIZIO TALLINI
180 MAIDEN LANE
SUITE 1302
NEW YORK
NY
United States
Tel:
212-217-1071
Fax:
212-217-1101
M*******@*********M
(Full email address available in API data)
Regulatory Contact
MEGAN DUNPHY
GENERAL COUNSEL
180 MAIDEN LANE
SUTIE 1302
NEW YORK
NY
United States
Tel:
212-217-1114
Fax:
212-217-1101
M******@*********M
(Full email address available in API data)
Industry Affiliates
| DSIL INVESTMENT SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LORING WOLCOTT & COOLIDGE TRUST, LLC | Trust company |
| LORING, WOLCOTT & COOLIDGE FIDUCIARY ADVISORS, LLP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THORNTON, AMY, DOMINI | Individual | – | CHAIRPERSON, MEMBER AND MANAGER | 04/1997 | 10-25% |
| BROOKS, JAMES, EARL | Individual | – | MEMBER | 04/1997 | 5-10% |
| LYDENBERG, STEVEN, DAVID | Individual | – | MEMBER AND STRATEGIC VISION PARTNER | 04/1997 | < 5% |
| LAIBLE, CAROLE, MAYER | Individual | – | CEO, MEMBER AND MANAGER | 07/2005 | 5-10% |
| DOMINI HOLDINGS LLC | Domestic Entity | – | MEMBER | 07/2002 | 5-10% |
| TALLINI, MAURIZIO | Individual | – | CHIEF COMPLIANCE OFFICER AND MEMBER | 05/2005 | < 5% |
| THORNTON, AMY, DOMINI | Individual | DOMINI HOLDINGS LLC | MEMBER, MANAGER | 01/2008 | 25-50% |
| DUNPHY, MEGAN, LOUISE | Individual | – | GENERAL COUNSEL AND MEMBER | 11/2014 | < 5% |
| POVALL, CHRISTINA, MARIE | Individual | – | CHIEF FINANCIAL OFFICER AND MEMBER | 11/2014 | < 5% |
| APPLETON, THOMAS, RUSSELL | Individual | – | TRUSTEE, THE MICHAEL P. THORNTON QTIP TRUST | 02/2016 | 10-25% |
| HOLDING, WENDY, SHAW | Individual | – | TRUSTEE, JOHN G. KINDER GST TRUST AND JOHN G. KINDER NON-GST TRUST | 02/2016 | 5-10% |
| BOIT, CHARLES-FREDERICK, DAVID | Individual | – | TRUSTEE, JOHN G. KINDER GST TRUST AND JOHN G. KINDER NON-GST TRUST | 02/2016 | 5-10% |
| WARREN, HUGH, L. | Individual | – | TRUSTEE, JOTHAM C. KINDER GST TRUST AND JOTHAM C. KINDER NON-GST TRUST | 02/2016 | 5-10% |
| THE MICHAEL P. THORNTON QTIP TRUST | Domestic Entity | – | MEMBER | 02/2016 | 10-25% |
| Cuetos Ruano, David | Individual | – | TRUSTEE, THE MICHAEL P. THORNTON QTIP TRUST | 05/2021 | 10-25% |
| KORMI, NUSHIN | Individual | – | TRUSTEE, JOTHAM C. KINDER GST TRUST AND JOTHAM C. KINDER NON-GST TRUST | 05/2023 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed February 14th, 2020 for period ending December 31st, 2019
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Acuity Brands Inc. | common | 295 | 2K | – |
| Amalgamated Bank New York | class A | 339 | 17K | – |
| Ameresco Inc. | class A | 418 | 24K | – |
| Atlassian Corporation PLC | class A | 383 | 3K | – |
| Autodesk, Inc. | common | 445 | 2K | – |
| Blackbaud Inc. | common | 210 | 3K | – |
| Chegg, Inc. | common | 329 | 9K | – |
| Cree, Inc. | common | 331 | 7K | – |
| Dexcom Inc. | common | 357 | 2K | – |
| Federal Agricultural Mortgage Corporation | class C | 465 | 6K | – |
| First Solar, Inc. | common | 389 | 7K | – |
| Itron, Inc. | common | 512 | 6K | – |
| OraSure Technologies, Inc. | common | 203 | 25K | – |
| Pluralsight, Inc. | class A | 231 | 13K | – |
| Seattle Genetics Inc. | common | 358 | 3K | – |
| Square, Inc. | class A | 403 | 6K | – |
| Sun Power Corp. | common | 145 | 19K | – |
| Sunrun Inc. | common | 185 | 13K | – |
| Teladoc Health Inc. | common | 363 | 4K | – |
| TerraForm Power Inc. | common class A | 179 | 12K | – |
| Tesla, Inc. | common | 288 | 689 | – |
| Universal Display Corporation | common | 514 | 2K | – |
| Watts Water Technologies, Inc. | class A | 253 | 3K | – |