DOLAN MCENIRY CAPITAL MANAGEMENT LLC
Adviser information for DOLAN MCENIRY CAPITAL MANAGEMENT LLC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,433 | $9.5B |
| Non-Discretionary | 0 | $0 |
| Total | 4,433 | $9.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 27 | $259.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $203.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $192.6M |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | 27 | $1.0B |
| State or municipal gov entities | <5 | $736.1M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 6 | $355.8M |
| Corporations or other businesses | 10 | $60.3M |
| Other | 4,356 | $6.7B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 17 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 6.1B |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ACCESS | UBS FINANCIAL SERVICES INC. |
| STRATEGIC WEALTH PORTFOLIO | UBS FINANCIAL SERVICES INC. |
| OCIO GLOBAL FAMILY OFFICE | NORTHERN TRUST SECURITIES, INC |
| OCIO RETIREMENT BUSINESS | NORTHERN TRUST SECURITIES, INC |
| MERRILL LYNCH STRATEGIC PORTFOLIO ADVISOR SERVICE | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| SIGNATURE PORTFOLIO SERVICE | STANDARD CHARTERED BANK |
| ADVISOR SELECT | DEUTSCHE BANK SECURITIES INC. |
| KIA CHOICE SMA | KOVACK ADVISORS, INC. |
| MORGAN STANLEY SELECT UMA | MORGAN STANLEY |
| UBS MANAGED ACCOUNTS CONSULTING PROGRAM | UBS FINANCIAL SERVICES INC. |
| OPPORTUNITY | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| MORGAN STANLEY MANAGER ASSESSMENT PROGRAM | MORGAN STANLEY |
| JP MORGAN SECURITIES INVESTMENT COUNSELING SERVICES PROGRAM | J.P. MORGAN SECURITIES LLC |
| KAI CHOICE SMA | KOVACK ADVISORS, INC. |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC |
| DEUTSCHE BANK CONSULTING DIRECT | DEUTSCHE BANK SECURITIES INC. |
| RBC WEALTH MANAGEMENT'S MANAGED ACCOUNT PROGRAM | RBC CAPITAL MARKETS, LLC |
| PRIVATE ADVISOR NETWORK | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC |
| ENVESTNET ASSET MANAGEMENT | ENVESTNET PMC |
| OUTSIDE MANAGED PROGRAM | RAYMOND JAMES & ASSOCIATES, INC. |
| FIDUCIARY SERVICES PROGRAM | CITIGROUP GLOBAL MARKETS INC. |
| DYNAMIC ALLOCATION PORTFOLIOS - UMA PROGRAM | CITIGROUP GLOBAL MARKETS INC. |
| SEPARATELY MANAGED ACCOUNT ("SMA") PROGRAM | NEW EDGE WEALTH |
| GEOWEALTH'S MODEL MARKETPLACE | GEOWEALTH MANAGEMENT LLC |
| MORGAN STANLEY CONSULTING AND EVALUATION SERVICES | MORGAN STANLEY |
Identifiers
| SEC RIA File Number | 801-54756 |
|---|---|
| SEC ERA File Number | 801-54756 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108658 |
| Legal Entity Identifier | 254900920DFC3A2UF074 |
Principal Office
120 NORTH LASALLE STREET, SUITE 1510CHICAGO
IL
United States
Monday - Friday, 8 A.M. - 5 P.M.
Tel: 312-345-4800, Fax: 312-345-4810
Chief Compliance Officer
JASON M. SCHEFFLER
MANAGING DIRECTOR OF OPERATIONS
120 N LASALLE STREET
SUITE 1510
CHICAGO
IL
United States
Tel:
312-345-4800
Fax:
312-345-4810
C*********@***************M
(Full email address available in API data)
Regulatory Contact
DANIEL D. DOLAN, JR.
MANAGING MEMBER
120 N LASALLE STREET
SUITE 1510
CHICAGO
IL
United States
Tel:
312-345-4800
Fax:
312-345-4810
C************@***************M
(Full email address available in API data)
Industry Affiliates
| IM GLOBAL PARTNER FUND MANAGEMENT LLC | Other investment adviser, including financial planners |
| IM GLOBAL PARTNERS SAS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DOLAN, DANIEL, DAVID | Individual | – | MANAGING MEMBER | 08/1997 | 25-50% |
| MCENIRY, ROGER, SCOTT | Individual | – | MANAGING MEMBER | 01/2003 | 25-50% |
| SCHEFFLER, JASON, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2011 | < 5% |
| IM SQUARE HOLDING 2 LLC | Domestic Entity | – | MEMBER | 11/2016 | 25-50% |
| IM SQUARE SAS | Foreign Entity | IM SQUARE PARTNERS HOLDING | PARENT | 05/2021 | > 75% |
| LEGENDRE HOLDING 36 | Foreign Entity | IM SQUARE SAS | HOLDING COMPANY | 06/2015 | 50-75% |
| EURAZEO SA | Foreign Entity | LEGENDRE HOLDING 36 | PARENT | 04/2014 | > 75% |
| IM SQUARE PARTNERS HOLDING | Foreign Entity | IM SQUARE HOLDING 2 LLC | PARENT | 05/2021 | > 75% |