HUDSON ADVISOR SERVICES, INC.
Adviser information for HUDSON ADVISOR SERVICES, INC. last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 492 | $240.2M |
| Non-Discretionary | 86 | $15.6M |
| Total | 578 | $255.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 111 | $19.0M |
| HNW Individuals | 135 | $229.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 14 | $240,635 |
| Charitable organizations | <5 | $3.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $3.4M |
| Other | 14 | $349,721 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-54763 |
|---|---|
| SEC ERA File Number | 801-54763 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107769 |
| Legal Entity Identifier | None |
Principal Office
237 MAIN STREETSUITE 600
BUFFALO
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 877-504-1964, Fax: (716) 852-4591
Chief Compliance Officer
JEREMY C. HUDSON
VICE PRESIDENT,CHIEF COMPLIANCE OFFICER
237 MAIN STREET
SUITE 600
BUFFALO
NY
United States
Tel:
877-504-1964 EXT. 803
Fax:
716-852-4591
J******@*****************M
(Full email address available in API data)
Regulatory Contact
WILLIAM N. HUDSON JR.
CEO / PRINCIPAL
237 MAIN STREET
SUITE 600
BUFFALO
NY
United States
Tel:
877-504-1964 EXT. 805
W******@*****************M
(Full email address available in API data)
Industry Affiliates
| HUDSON CAPITAL ADVISORY, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MILEY, FRANCES | Individual | – | OWNER | 06/1997 | 25-50% |
| HUDSON, WILLIAM, NORTON | Individual | – | CHAIRMAN/CEO | 06/1997 | 50-75% |
| BURROWS, DAVID, DENNIS | Individual | – | PRESIDENT | 07/2003 | < 5% |
| HUDSON, JEREMY, CONRAD | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2004 | < 5% |
| COPPOLA, EVAN, JOHN | Individual | – | OWNER | 05/2017 | < 5% |
| HUDSON, WILLIAM, NORTON | Individual | – | OWNER | 05/2017 | < 5% |