J.E. SIMMONS & CO., P.C.
Adviser information for J.E. SIMMONS & CO., P.C. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 400 | $149.5M |
| Non-Discretionary | 0 | $0 |
| Total | 400 | $149.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 329 | $82.9M |
| HNW Individuals | 17 | $27.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $1.3M |
| Charitable organizations | 10 | $978,237 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 39 | $37.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)BUSINESS CONSULTING AND CERTIFIED PUBLIC ACCOUNTANT |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-54792 |
|---|---|
| SEC ERA File Number | 801-54792 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108789 |
| Legal Entity Identifier | None |
Principal Office
15770 N. DALLAS PARKWAYSUITE 150
DALLAS
TX
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 972-404-1040, Fax: None
Chief Compliance Officer
KYLE BUBECK
CHIEF COMPLIANCE OFFICER
PO BOX 11550
OVERLAND PARK
KS
United States
Tel:
913-239-0100
K*******@*******************M
(Full email address available in API data)
Regulatory Contact
KELLY CHRISTOPHER
PO BOX 11550
OVERLAND PARK
KS
United States
Tel:
913-239-0100
K************@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SIMMONS, JACK, ELMER | Individual | – | PRESIDENT | 07/1997 | > 75% |
| BUBECK, KYLE, ROGER | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2011 | < 5% |