MARSICO CAPITAL MANAGEMENT, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	28
Investment Advisory/Research	8
Registered Broker-Dealer Representatives	1
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	31	$3.3B
Non-Discretionary	0	$0
Total	31	$3.3B

Clients

Type	Number	RAUM
Individuals	<5	$2.9M
HNW Individuals	16	$629.7M
Banking or thrift institutions	<5	$0
Investment companies	5	$1.8B
Business development companies	0	$0
Pooled investment vehicles	1	$165.6M
Pension and profit sharing plans	<5	$334.4M
Charitable organizations	<5	$44.7M
State or municipal gov entities	<5	$0
Other investment advisers	<5	$0
Insurance companies	<5	$0
Sovereign wealth funds and foreign official institutions	<5	$0
Corporations or other businesses	<5	$243.6M
Other	<5	$0

Type	Number
No. of Non-RAUM Clients	2
No. of Non-U.S. Clients	3

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	0

Portfolio Manager to Program	Sponsor
THIRD PARTY SMA MODELS PROGRAM	ENVESTNET PMC
IPC PRIVATE WEALTH PROGRAM	COUNSEL PORTFOLIO SERVICES INC.

Identifiers

SEC RIA File Number	801-54914
SEC ERA File Number	801-54914
SEC CIK Numbers	1055966
SEC CRD Numbers	109250
Legal Entity Identifier	6JVDRRM1LMN4T6ODOP63

Principal Office

1200 17TH STREET
SUITE 1700
DENVER
CO
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic