ASSET MANAGEMENT ONE USA INC.
Adviser information for ASSET MANAGEMENT ONE USA INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 51 |
|---|---|
| Investment Advisory/Research | 25 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 24 | $7.4B |
| Non-Discretionary | 1 | $15.0M |
| Total | 25 | $7.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $133.8M |
| Pension and profit sharing plans | <5 | $26.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $2.8B |
| Insurance companies | <5 | $4.5B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $15.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 79 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)NON-DISCRETIONARY INVESTMENT ADVISORY, PORTFOLIO MONITORING, INVESTMENT MODEL LICENCING, PLATFORM MGMT, INFORMATION SERVICE. |
|---|---|
| Compensation | % of AUMHourly chargesPerformance-based feesREFER TO SCHEDULE D - MISCELLANEOUS |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
250 PARK AVENUE12TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: 212-350-7650, Fax: 212-282-4104
Websites
Chief Compliance Officer
KAYOKO FELDMANN
MANAGING DIRECTOR
250 PARK AVENUE
12TH FLOOR
NEW YORK
NY
United States
Tel:
212-350-7641
Fax:
212-354-1883
K**************@*************M
(Full email address available in API data)
Regulatory Contact
KRISTIN WILL
COMPLIANCE OFFICER, VICE PRESIDENT
250 PARK AVENUE
12TH FLOOR
NEW YORK
NY
United States
Tel:
914-456-0550
K***********@*************M
(Full email address available in API data)
Industry Affiliates
| ASSET MANAGEMENT ONE ALTERNATIVE INVESTMENTS, LTD. | Other investment adviser, including financial planners |
| ASSET MANAGEMENT ONE CO., LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ASSET MANAGEMENT ONE HONG KONG LIMITED | Other investment adviser, including financial planners |
| ASSET MANAGEMENT ONE INTERNATIONAL | Other investment adviser, including financial planners |
| ASSET MANAGEMENT ONE SINGAPORE PTE. LTD. | Other investment adviser, including financial planners |
| CUSTODY BANK OF JAPAN, LTD. | Banking or thrift institutionTrust company |
| DAI-ICHI LIFE HOLDINGS INC. | Insurance company or agency |
| DLI NORTH AMERICA, INC. | Insurance company or agency |
| MIZUHO AMERICAS LLC | Banking or thrift institution |
| MIZUHO BANK (USA) | Banking or thrift institutionTrust company |
| MIZUHO BANK, LTD. | Banking or thrift institution |
| MIZUHO FINANCIAL GROUP, INC. | Banking or thrift institution |
| MIZUHO SECURITIES CO., LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerFutures commission merchant |
| MIZUHO SECURITIES USA LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerFutures commission merchant |
| MIZUHO TRUST & BANKING (LUXEMBOURG) S.A. | Banking or thrift institutionTrust company |
| MIZUHO TRUST & BANKING CO.,LTD. | Banking or thrift institutionTrust companyReal estate broker or dealer |
| PROTECTIVE LIFE INSURANCE COMPANY | Insurance company or agency |
| THE DAI-ICHI FRONTIER LIFE INSURANCE CO., LTD. | Insurance company or agency |
| THE DAI-ICHI LIFE INSURANCE COMPANY, LIMITED | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASSET MANAGEMENT ONE FEEDER FUND - AMO ARGO FEEDER FUND (LOW VOL) | Hedge Fund | $6.9M | $0.1M | 2 |
| ASSET MANAGEMENT ONE FEEDER FUND - AMO FEEDER FUND 2 | Hedge Fund | $19.9M | $0.1M | 5 |
| MAI BRIDGE FUND | Hedge Fund | $55.4M | $1.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ASSET MANAGEMENT ONE CO., LTD. | Foreign Entity | – | DIRECT PARENT COMPANY | 04/2000 | > 75% |
| MIZUHO FINANCIAL GROUP | Foreign Entity | ASSET MANAGEMENT ONE CO., LTD. | ULTIMATE AND INDIRECT PARENT | 03/2003 | 50-75% |
| FELDMANN, KAYOKO, HASHIMOTO | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2014 | < 5% |
| DAI-ICHI LIFE HOLDINGS INC. | Foreign Entity | ASSET MANAGEMENT ONE CO., LTD. | ULTIMATE AND INDIRECT PARENT | 10/2016 | 25-50% |
| Asano, Tomohiko, NMN | Individual | – | DIRECTOR | 04/2021 | < 5% |
| MARUYAMA, TAKASHI | Individual | – | DIRECTOR | 04/2022 | < 5% |
| Oshita, Satoshi, NMN | Individual | – | DIRECTOR, CEO & PRESIDENT | 04/2022 | < 5% |
| Kimura, Yuji, NMN | Individual | – | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | 04/2023 | < 5% |