VALIC FINANCIAL ADVISORS, INC.
Adviser information for VALIC FINANCIAL ADVISORS, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 1713 |
|---|---|
| Investment Advisory/Research | 1289 |
| Registered Broker-Dealer Representatives | 1409 |
| Registered State Investment Advisers | 1289 |
| Licensed Agents of an Insurance Company | 1262 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 302,501 | $25.2B |
| Non-Discretionary | 0 | $0 |
| Total | 302,501 | $25.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 301,815 | $23.6B |
| HNW Individuals | 653 | $1.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 33 | $11.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 12 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)RECOMMEND WRAP ACCOUNTS TO CLIENTS |
|---|---|
| Compensation | % of AUMHourly chargesSubscription feesFixed fees |
| Other Business Activities | Broker-dealer |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 25.2B |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-54952 |
|---|---|
| SEC ERA File Number | 801-54952 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 42803 |
| Legal Entity Identifier | None |
Principal Office
2929 ALLEN PKWY; L7-20HOUSTON
TX
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 866-544-4968, Fax: 713-831-2405
Chief Compliance Officer
JOEL L TERWILLIGER
2929 ALLEN PARKWAY
HOUSTON
TX
United States
Tel:
832-857-5890
Fax:
713-831-2405
J***************@**********************M
(Full email address available in API data)
Regulatory Contact
JASON ADAMS
COMPLIANCE DIRECTOR
2919 ALLEN PARKWAY
L3
HOUSTON
TX
United States
Tel:
281-254-3416
J**********@**********************M
(Full email address available in API data)
Industry Affiliates
| AIG CREDIT MANAGEMENT, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| AMERICAN GENERAL LIFE INSURANCE COMPANY | Insurance company or agency |
| COREBRIDGE CAPITAL SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SUNAMERICA ASSET MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| THE UNITED STATES LIFE INSURANCE COMPANY IN THE CITY OF NEW YORK | Insurance company or agency |
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | Other investment adviser, including financial plannersInsurance company or agency |
| VALIC TRUST COMPANY INC | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | Domestic Entity | – | DIRECT OWNER | 11/1996 | > 75% |
| COREBRIDGE FINANCIAL, INC. | Domestic Entity | AIG LIFE HOLDINGS, INC. | SHAREHOLDER | 03/2013 | > 75% |
| AGC LIFE INSURANCE COMPANY | Domestic Entity | THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | SHAREHOLDER | 12/2012 | > 75% |
| AIG LIFE HOLDINGS, INC. | Domestic Entity | AGC LIFE INSURANCE COMPANY | SHAREHOLDER | 03/2013 | > 75% |
| BURNETTE, CYNTHIA LEA | Individual | – | CHIEF FINANCIAL OFFICER AND TREASURER | 06/2013 | < 5% |
| COTTON-HEARNE, JULIE ANN | Individual | – | SECRETARY | 09/2013 | < 5% |
| TERWILLIGER, JOEL LESLIE | Individual | – | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 07/2020 | < 5% |
| GIBSON, KRISTA | Individual | – | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 11/2019 | < 5% |
| RINK, VERONICA | Individual | – | VICE PRESIDENT, BUSINESS ADMINISTRATION | 12/2021 | < 5% |
| LOGAN, JOHN | Individual | – | CHIEF OPERATIONS OFFICER | 04/2022 | < 5% |
| FORTEY, MICHAEL | Individual | – | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 02/2023 | < 5% |
| SCHMITT, BRIAN DOUGLAS JR | Individual | – | CHIEF DISTRIBUTION OFFICER | 07/2023 | < 5% |