Hedge Fund Database

SYVERSON STREGE

SYVERSON STREGE & COMPANY Legal Name

Adviser information for SYVERSON STREGE last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Iowa, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 15
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 13
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,891 $585.6M
Non-Discretionary 140 $207.9M
Total 2,031 $793.5M

Clients

Type Number RAUM
Individuals 269 $59.5M
HNW Individuals 285 $681.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $629,881
Charitable organizations <5 $2.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $49.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 38
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)SELECTION OF OTHER ADVISERS THROUGH THIRD PARTY
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-54959
SEC ERA File Number 801-54959
SEC CIK Numbers 1682057
SEC CRD Numbers 109228
Legal Entity Identifier None

Principal Office

4125 WESTOWN PARKWAY
SUITE 104
WEST DES MOINES
IA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 515-225-6000, Fax: 515-225-6888

Websites

www.linked.com/company/syverson-strege-&-company/?trk=biz-companies-cym www.facebook.com/syversonstrege www.instagram.com/syversonstrege/ www.youtube.com/user/syversonstrege www.onlyworkforyou.com twitter.com/syversonstrege

Chief Compliance Officer

MATT ROBERTS
CHIEF COMPLIANCE OFFICER
4125 WESTOWN PARKWAY
SUITE 104
WEST DES MOINES
IA
United States
Tel: (515) 225-6000
Fax: (515) 225-6888
(Full email address available in API data)

Regulatory Contact

GARY CLAYTON
COMPLIANCE CONSULTANT
PO BOX 10254
KNOXVILLE
TN
United States
Tel: 865-770-1024
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SYVERSON, JOHNNE, DAVID Individual – BOARD MEMBER VBHC & SYVERSON STREGE SENIOR FEE-ONLY PLANNER 01/2010 < 5%
STREGE, DAVID, GLENN Individual – CHAIRMAN, SECRETARY VBHC & SYVERSON STREGE SENIOR FEE-ONLY FINANCIAL PLANNER 01/2017 < 5%
GUNKEL, LANCE, DAVID Individual – PRESIDENT VBHC & SYVERSON STREGE MANAGING DIRECTOR 06/2014 < 5%
VALUES BASED HOLDING CORPORATION Domestic Entity – HOLDING COMPANY 01/2010 > 75%
STREGE, DAVID, GLENN Individual VALUES BASED HOLDING CORPORATION OWNER 01/2010 50-75%
JOHNSON, WAYNE, EUGENE Individual – BOARD MEMBER VBHC 01/2020 < 5%
GUNKEL, JASON, LYN Individual – SYVERSON STREGE CHIEF INVESTMENT OFFICER 10/2018 < 5%
ROBERTS, MATTHEW, WILLIAM Individual – SYVERSON STREGE CHIEF PLANNING OFFICER & CHIEF COMPLIANCE OFFICER 10/2018 < 5%
GROGAN, MERIBETH Individual – SYVERSON STREGE DIRECTOR OF FINANCE AND ADMINISTRATION 10/2018 < 5%

No. Employees, Historic

20100201920202021202220232024202512 on 5/6/201912 on 6/12/201912 on 7/24/201912 on 8/29/201912 on 11/7/201912 on 1/20/202012 on 6/9/202012 on 8/4/202012 on 9/9/202013 on 1/22/202113 on 2/4/202113 on 2/4/202113 on 9/3/202114 on 2/24/202214 on 5/2/202214 on 5/26/202214 on 10/31/202214 on 2/3/202314 on 3/15/202314 on 3/27/202314 on 5/1/202314 on 9/5/202315 on 2/21/202415 on 3/27/2024

RAUM, Historic

800M400M02019202020212022202320242025432992725 on 5/6/2019432992725 on 6/12/2019432992725 on 7/24/2019432992725 on 8/29/2019432992725 on 11/7/2019517811487 on 1/20/2020517811487 on 6/9/2020517811487 on 8/4/2020517811487 on 9/9/2020580994798 on 1/22/2021580994798 on 2/4/2021580994798 on 2/4/2021580994798 on 9/3/2021700571814 on 2/24/2022700571814 on 5/2/2022700571814 on 5/26/2022700571814 on 10/31/2022665694138 on 2/3/2023665694138 on 3/15/2023665694138 on 3/27/2023665694138 on 5/1/2023665694138 on 9/5/2023793483914 on 2/21/2024793483914 on 3/27/2024

No. Clients, Historic

60030002019202020212022202320242025442 on 5/6/2019442 on 6/12/2019442 on 7/24/2019442 on 8/29/2019442 on 11/7/2019484 on 1/20/2020484 on 6/9/2020484 on 8/4/2020484 on 9/9/2020482 on 1/22/2021482 on 2/4/2021482 on 2/4/2021482 on 9/3/2021513 on 2/24/2022513 on 5/2/2022513 on 5/26/2022513 on 10/31/2022529 on 2/3/2023529 on 3/15/2023529 on 3/27/2023529 on 5/1/2023529 on 9/5/2023554 on 2/21/2024554 on 3/27/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 1M 10K 0
ABBVIE INC COM 696K 4K 0
ALPHABET INC CAP STK CL C 233K 1K 0
ALPHABET INC CAP STK CL A 332K 2K 0
AMAZON COM INC COM 769K 4K 0
APPLE INC COM 2M 8K 0
APPLIED MATLS INC COM 266K 1K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K 0
BLACKROCK ETF TRUST II INTERMEDIA MUNI 467K 20K 0
CORTEVA INC COM 341K 6K 0
COSTCO WHSL CORP NEW COM 416K 490 0
CSX CORP COM 525K 16K 0
DIMENSIONAL ETF TRUST WORLD EQUITY ETF 2M 39K 0
DIMENSIONAL ETF TRUST US SMALL CAP ETF 5M 87K 0
DIMENSIONAL ETF TRUST US CORE EQT MKT 11M 299K 0
DIMENSIONAL ETF TRUST US HIGH PROFITAB 17M 526K 0
DIMENSIONAL ETF TRUST US CORE EQUITY 2 111M 3M 0
DIMENSIONAL ETF TRUST INTL SMALL CAP E 2M 94K 0
DIMENSIONAL ETF TRUST US EQUITY ETF 3M 50K 0
DIMENSIONAL ETF TRUST US SUSTAINABILTY 3M 92K 0
DIMENSIONAL ETF TRUST EMERGING MKTS CO 18M 658K 0
DIMENSIONAL ETF TRUST INTERNATIONAL 1M 39K 0
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 2M 58K 0
DIMENSIONAL ETF TRUST GLOBAL REAL EST 12M 470K 0
DIMENSIONAL ETF TRUST US TARGETED VLU 373K 7K 0
DIMENSIONAL ETF TRUST INTL CORE EQT MK 5M 183K 0
DIMENSIONAL ETF TRUST INTL CORE EQUITY 51M 2M 0
DIMENSIONAL ETF TRUST WORLD EX US CORE 378K 15K 0
DIMENSIONAL ETF TRUST EMERGING MARKETS 383K 11K 0
EATON VANCE RISK-MANAGED DIV COM 227K 26K 0
EATON VANCE TAX-MANAGED DIVE COM 248K 18K 0
EATON VANCE TAX-MANAGED GLOB COM 178K 21K 0
ELI LILLY & CO COM 428K 473 0
EMERSON ELEC CO COM 612K 6K 0
EXXON MOBIL CORP COM 579K 5K 0
HOME DEPOT INC COM 347K 1K 0
INTERNATIONAL BUSINESS MACHS COM 362K 2K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 1M 7K 0
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 372K 10K 0
ISHARES INC MSCI GBL MIN VOL 230K 2K 0
ISHARES TR RUS 1000 ETF 1M 4K 0
ISHARES TR AGGRES ALLOC ETF 2M 26K 0
ISHARES TR MSCI USA MIN VOL 3M 38K 0
ISHARES TR CORE US AGGBD ET 666K 7K 0
ISHARES TR GRWT ALLOCAT ETF 251K 4K 0
ISHARES TR MODERT ALLOC ETF 329K 8K 0
ISHARES U S ETF TR BLACKROCK SH DUR 2M 36K 0
ISHARES U S ETF TR BLACKROCK SHORT 1M 26K 0
J P MORGAN EXCHANGE TRADED F INCOME ETF 4M 84K 0
JOHNSON & JOHNSON COM 341K 2K 0
JPMORGAN CHASE & CO. COM 409K 2K 0
MASTERCARD INCORPORATED CL A 215K 488 0
META PLATFORMS INC CL A 688K 1K 0
MICROSOFT CORP COM 1M 3K 0
NETFLIX INC COM 237K 351 0
NVIDIA CORPORATION COM 581K 5K 0
ORACLE CORP COM 214K 2K 0
PEPSICO INC COM 220K 1K 0
PIMCO DYNAMIC INCOME FD SHS 295K 16K 0
PIMCO ETF TR INTER MUN BD ACT 883K 17K 0
PIMCO ETF TR ENHNCD LW DUR AC 1M 14K 0
PIMCO ETF TR ACTIVE BD ETF 6M 63K 0
PROCTER AND GAMBLE CO COM 271K 2K 0
SOUTHERN CO COM 324K 4K 0
SPDR SER TR NUVEEN BLOOMBERG 635K 25K 0
SPDR SER TR PORTFOLIO AGRGTE 239K 10K 0
UNITEDHEALTH GROUP INC COM 647K 1K 0
US BANCORP DEL COM NEW 1M 36K 0
VANGUARD INDEX FDS EXTEND MKT ETF 688K 4K 0
VANGUARD INDEX FDS VALUE ETF 231K 1K 0
VANGUARD INDEX FDS GROWTH ETF 729K 2K 0
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922K 16K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 430K 10K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 1M 6K 0
WALMART INC COM 921K 14K 0
WILLIAMS SONOMA INC COM 348K 1K 0