GROSVENOR CAPITAL MANAGEMENT, L.P.
Adviser information for GROSVENOR CAPITAL MANAGEMENT, L.P. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 346 |
|---|---|
| Investment Advisory/Research | 84 |
| Registered Broker-Dealer Representatives | 63 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 6 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 184 | $33.3B |
| Non-Discretionary | 5 | $1.3B |
| Total | 189 | $34.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $109.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 4 | $412.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 171 | $33.5B |
| Pension and profit sharing plans | <5 | $8.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $539.3M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 61 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
900 NORTH MICHIGAN AVENUE, SUITE 1100CHICAGO
IL
United States
Monday - Friday, 9:00 - 5:00
Tel: 312-506-6500, Fax: 312-506-6888
Chief Compliance Officer
LILLY FARAHNAKIAN
MANAGING DIRECTOR, GLOBAL CHIEF COMPLIANCE OFFICER
900 NORTH MICHIGAN AVENUE
SUITE 1100
CHICAGO
IL
United States
Tel:
312-506-4521
Fax:
312-506-6888
L***********@********M
(Full email address available in API data)
Regulatory Contact
BURKE MONTGOMERY
MANAGING DIRECTOR, GENERAL COUNSEL
900 NORTH MICHIGAN AVENUE
SUITE 1100
CHICAGO
IL
United States
Tel:
312-506-6610
Fax:
312-506-6888
L****@********M
(Full email address available in API data)
Industry Affiliates
| GCM CUSTOMIZED FUND INVESTMENT GROUP, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| GCM FIDUCIARY SERVICES, LLC | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| GCM GROSVENOR (AUSTRALIA) PTY LTD. | Other investment adviser, including financial planners |
| GCM GROSVENOR (DEUTSCHLAND) GMBH | Other investment adviser, including financial planners |
| GCM GROSVENOR HOLDINGS (CANADA) ULC | Sponsor or syndicator of limited partnerships |
| GCM INVESTMENTS GP, LLC | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| GCM INVESTMENTS HONG KONG LIMITED | Other investment adviser, including financial planners |
| GCM INVESTMENTS JAPAN K.K. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| GCM INVESTMENTS UK LLP | Other investment adviser, including financial planners |
| GCM PARTNERS I, L.P. | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| GROSVENOR CAPITAL MANAGEMENT GP LTD. | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| GROSVENOR CAPITAL MANAGEMENT LTD. | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| GRV SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AAH DIVERSE HEDGE FUNDS, LTD | Hedge Fund | $57.3M | $5.0M | 1 |
| ABSOLUTE RETURN FUND, LTD. | Hedge Fund | $34.7M | $5.0M | 1 |
| AGR FUND, LTD. | Hedge Fund | $483.9M | $0.1M | 1 |
| BH2, LLC | Hedge Fund | $29.5M | $10.0M | 1 |
| BUCKEYE FUND, LTD. | Hedge Fund | $111.1M | $5.0M | 1 |
| CASCADE FUND, LTD. | Hedge Fund | $74.6M | $0.3M | 21 |
| CHARLES2 FUND, LTD. | Hedge Fund | $340.2M | $5.0M | 1 |
| CIC-FPRT ABSOLUTE RETURN PORTFOLIO, LTD. | Hedge Fund | $62.2M | $5.0M | 1 |
| CLEAR BOX INVESTMENTS, LTD. | Hedge Fund | $29.4M | $5.0M | 1 |
| CORKTOWN FUND, LTD. | Hedge Fund | $243.3M | $5.0M | 1 |
| CT CUSTOM STRATEGIC OPPORTUNITIES, LTD. | Hedge Fund | $2.1M | $5.0M | 1 |
| DES FUND, LTD. | Hedge Fund | $425.1M | $0.1M | 17 |
| EIL FUND, LTD | Hedge Fund | $832.3M | $0.1M | 32 |
| EL ABSOLUTE RETURN, LTD. | Hedge Fund | $50.9M | $5.0M | 1 |
| ELECTRICAL WORKERS INFRASTRUCTURE FUND, L.P. | Hedge Fund | $162.6M | $50.0M | 3 |
| EPI FEEDER FUND, LTD | Hedge Fund | $71.6M | $0.1M | 18 |
| FLIGHT FUND I, LLC | Hedge Fund | $1,389.1M | $5.0M | 1 |
| GCM FAT HUNTER FUND, L.P. | Hedge Fund | $67.6M | $0.3M | 29 |
| GCM GALAXY SPC - STAR AND CRESCENT SEGREGATED PORTFOLIO I | Hedge Fund | $84.4M | $5.0M | 1 |
| GCM GROSVENOR BELMONT HARBOR MASTER FUND, LP | Hedge Fund | $2,271.3M | $0.7M | 31 |
| GCM GROSVENOR CHARTER OAK, LLC | Hedge Fund | $64.1M | $5.0M | 1 |
| GCM GROSVENOR DIVERSIFIED ALTERNATIVES ASSET HOLDCO LLC | Hedge Fund | $461.5M | $0.3M | 55 |
| GCM GROSVENOR INFRASTRUCTURE ADVANTAGE FUND II, L.P. | Private Equity Fund | $499.9M | $1.5M | 25 |
| GCM GROSVENOR MULTI-ASSET CLASS MASTER FUND II, LP | Hedge Fund | $1,549.9M | $5.0M | 65 |
| GCM GROSVENOR MULTI-ASSET CLASS MASTER FUND III, L.P | Hedge Fund | $1,065.1M | $5.0M | 110 |
| GCM GROSVENOR NYC EMERGING OFI MANAGERS, L.P. | Hedge Fund | $716.1M | $40.0M | 5 |
| GCM GROSVENOR OPPORTUNISTIC CREDIT MASTER FUND IV, LTD. | Hedge Fund | $95.6M | $0.7M | 48 |
| GCM GROSVENOR OPPORTUNISTIC CREDIT MASTER FUND, L.P. | Hedge Fund | $1,344.9M | $5.0M | 68 |
| GCM GROSVENOR QUANTITATIVE STRATEGIES FUND, LTD. | Hedge Fund | $205.7M | $1.0M | 1 |
| GCM GROSVENOR SPECIAL OPPORTUNITIES MASTER FUND, LTD. | Hedge Fund | $1,674.4M | $0.1M | 91 |
| GCM GROSVENOR SPECTRUM FUND, LTD. | Hedge Fund | $52.8M | $5.0M | 3 |
| GCM GROSVENOR STRATEGIC CREDIT SIDECAR, L.P. | Hedge Fund | $86.5M | $12.0M | 5 |
| GCM GROSVENOR STRATEGIC CREDIT, L.P. | Hedge Fund | $864.1M | $146.3M | 2 |
| GCM GROSVENOR WINDANDSEA FUND, LLC | Hedge Fund | $191.9M | $5.0M | 1 |
| GCM PALMETTO STRATEGIC PARTNERSHIP, L.P. | Hedge Fund | $3.2M | $5.0M | 2 |
| GCM PRINCIPAL SPV, LTD. | Hedge Fund | $31.2M | $5.0M | 2 |
| GLOBAL DIVERSIFIED FUND, LTD. | Hedge Fund | $75.8M | $5.0M | 2 |
| GOLDEN STATE FUND, LTD. | Hedge Fund | $171.1M | $5.0M | 1 |
| GROSVENOR ALPHA FUND, LTD. | Hedge Fund | $379.9M | $5.0M | 1 |
| GROSVENOR ALTERNATIVE INVESTMENT COMPLETION PORTFOLIO, LTD. | Hedge Fund | $318.7M | $0.1M | 56 |
| GROSVENOR ALTERNATIVE INVESTMENTS, L.P. | Hedge Fund | $185.0M | $5.0M | 2 |
| GROSVENOR CUSTOM HF STRATEGIES, L.P. | Hedge Fund | $1.3M | $0.1M | 25 |
| GROSVENOR CUSTOM PORTFOLIO A, L.P. | Hedge Fund | $123.9M | $0.1M | 33 |
| GROSVENOR EMERGING MANAGER MASTER FUND, L.P. | Hedge Fund | $12.4M | $0.1M | 105 |
| GROSVENOR FARIA FUND, L.P. | Hedge Fund | $98.6M | $5.0M | 5 |
| GROSVENOR FOB FUND, L.P. | Hedge Fund | $128.6M | $5.0M | 3 |
| GROSVENOR GLOBAL LONG/SHORT EQUITY MASTER FUND, LTD. | Hedge Fund | $0.6M | $1.0M | 2 |
| GROSVENOR INSTITUTIONAL PARTNERS MASTER FUND, LTD. | Hedge Fund | $4,420.2M | $0.2M | 153 |
| GROSVENOR LONG/SHORT EQUITY FUND, LTD. | Hedge Fund | $0.5M | $5.0M | 1 |
| GROSVENOR MACRO STRATEGIES FUND, LTD. | Hedge Fund | $218.7M | $0.8M | 2 |
| GROSVENOR MONARCH FUND, LLC | Hedge Fund | $96.7M | $5.0M | 1 |
| GROSVENOR MONARCH FUND, LLC (MONARCH SERIES B) | Hedge Fund | $98.8M | $5.0M | 1 |
| GROSVENOR MULTI-STRATEGY FUND, L.P. | Hedge Fund | $697.5M | $0.1M | 105 |
| GROSVENOR MULTI-STRATEGY PRINCIPAL FUND, LTD. | Hedge Fund | $428.8M | $5.0M | 1 |
| GROSVENOR NGLF, LLC | Hedge Fund | $19.4M | $5.0M | 1 |
| GROSVENOR OPPORTUNISTIC CREDIT MASTER FUND III (TI), L.P. | Hedge Fund | $0.0M | $0.5M | 0 |
| GROSVENOR OPPORTUNISTIC CREDIT MASTER FUND III, LTD. | Hedge Fund | $52.6M | $0.5M | 71 |
| GROSVENOR OPPORTUNISTIC MULTI-CREDIT FUND C, LTD. | Hedge Fund | $89.3M | $2.5M | 9 |
| GROSVENOR OPPORTUNISTIC MULTI-CREDIT FUND, L.P. | Hedge Fund | $249.7M | $85.0M | 3 |
| GROSVENOR OPPORTUNISTIC MULTI-STRATEGY FUND, L.P. | Hedge Fund | $88.4M | $0.3M | 55 |
| GROSVENOR PORTFOLIO COMPLETION STRATEGIES FUND FBO MCG CLIENTS OPPORTUNISTIC PORTFOLIO SERIES MASTER, LTD. | Hedge Fund | $3.8M | $0.3M | 11 |
| GROSVENOR REDWOOD FUND, LTD. | Hedge Fund | $1.3M | $5.0M | 1 |
| GROSVENOR SEE BLUE FUND, LTD. | Hedge Fund | $0.5M | $5.0M | 1 |
| GROSVENOR WILMORE FUND, L.P. | Hedge Fund | $171.6M | $5.0M | 3 |
| HAO FUND, LTD. | Hedge Fund | $82.9M | $0.1M | 11 |
| HEDGE FUND GUIDED PORTFOLIO SOLUTION, LTD. | Hedge Fund | $11.5M | $0.1M | 22 |
| HIGH ALTITUDE FUND, LTD. | Hedge Fund | $0.3M | $5.0M | 1 |
| IF FUND, L.P. | Hedge Fund | $28.2M | $10.0M | 2 |
| IFH FUND, L.P. | Hedge Fund | $28.0M | $10.0M | 2 |
| JDPT HOLDINGS, L.P. | Hedge Fund | $511.8M | $5.0M | 2 |
| JOINT PENSION ALTERNATIVE STRATEGIES FUND, LTD. | Hedge Fund | $104.5M | $5.0M | 1 |
| LABOR IMPACT FUND, L.P. | Private Equity Fund | $1,138.3M | $2.0M | 64 |
| LEATHERWOOD FUND, LTD. | Hedge Fund | $7.1M | $5.0M | 1 |
| LSM II, L.P. | Hedge Fund | $1.3M | $2.5M | 8 |
| MAY14, LLC | Hedge Fund | $25.5M | $5.0M | 1 |
| MCG ALTSCAPE MASTER FUND, L.P. | Hedge Fund | $160.0M | $0.8M | 27 |
| MCO FUND, LTD. | Hedge Fund | $0.0M | $0.1M | 0 |
| MF INVESTMENT APPRECIATION, LTD. | Hedge Fund | $33.9M | $5.0M | 1 |
| MIDWOOD GROSVENOR FUND, LLC | Hedge Fund | $0.4M | $5.0M | 1 |
| ML FUND, LTD. | Hedge Fund | $425.3M | $0.1M | 34 |
| OR HOLDINGS FEEDER, LLC | Hedge Fund | $0.0M | $4.5M | 0 |
| PCI FUND, LTD. | Hedge Fund | $856.9M | $0.1M | 45 |
| PCIO HOLDINGS, LLC | Hedge Fund | $58.9M | $1.1M | 2 |
| PCOBE I, LLC | Hedge Fund | $131.3M | $1.1M | 1 |
| RAVEN 1 FUND, LLC | Hedge Fund | $1,101.5M | $5.0M | 1 |
| RAVEN 4 FUND, LLC | Hedge Fund | $150.8M | $5.0M | 1 |
| RAVEN 6 FUND, LLC | Hedge Fund | $483.4M | $5.0M | 1 |
| RAVEN 7 FUND, LLC | Hedge Fund | $23.2M | $5.0M | 1 |
| RAVEN 8 FUND, LLC | Hedge Fund | $1,549.3M | $5.0M | 1 |
| ROGUE I, LLC | Hedge Fund | $156.7M | $50.0M | 1 |
| SAN GABRIEL FUND 3, L.P. | Hedge Fund | $19.9M | $5.0M | 2 |
| SAN GABRIEL FUND, L.P. | Hedge Fund | $15.9M | $5.0M | 2 |
| SC ABSOLUTE RETURN FUND, LLC - DIVERSIFYING SERIES | Hedge Fund | $236.9M | $5.0M | 1 |
| SC ABSOLUTE RETURN FUND, LLC - GROWTH SERIES | Hedge Fund | $7.9M | $5.0M | 1 |
| SC ABSOLUTE RETURN FUND, LLC - SERIES B | Hedge Fund | $0.0M | $5.0M | 0 |
| SF FUND, L.P. | Hedge Fund | $28.2M | $5.0M | 2 |
| SG FUND, LTD. | Hedge Fund | $313.2M | $0.1M | 33 |
| SILVERY LUPINE FUND, LLC | Hedge Fund | $1,525.9M | $5.0M | 1 |
| SIX POINTS, LTD. | Hedge Fund | $15.6M | $5.0M | 1 |
| SMAHF FUND II L.L.C. | Hedge Fund | $0.8M | $5.0M | 1 |
| SMART OPPORTUNISTIC FUND, LTD | Hedge Fund | $120.9M | $5.0M | 1 |
| SSPO FUND, LTD. | Hedge Fund | $126.8M | $0.1M | 7 |
| ST. PAUL PLACE, LTD. | Hedge Fund | $5.2M | $5.0M | 1 |
| TAFL FUND, LTD. | Hedge Fund | $113.0M | $0.1M | 5 |
| TEKTON GCM FUND, LTD. | Hedge Fund | $129.9M | $5.0M | 1 |
| TGI FEEDER FUND, LTD. | Hedge Fund | $199.9M | $0.1M | 22 |
| THE BALCERA FUND, LTD. | Hedge Fund | $39.0M | $5.0M | 1 |
| VOO FUND, LTD | Hedge Fund | $192.6M | $0.1M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MICHAEL J. SACKS REVOCABLE TRUST | Domestic Entity | GROSVENOR HOLDINGS, L.L.C. | MEMBER | 11/2001 | 25-50% |
| SACKS, MICHAEL, JAY | Individual | – | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHAIRMAN | 03/1998 | < 5% |
| MEISTER, PAUL, ALLAN | Individual | – | MANAGING DIRECTOR AND VICE CHAIRMAN | 03/1998 | < 5% |
| GCM, L.L.C. | Domestic Entity | – | GENERAL PARTNER | 03/1998 | < 5% |
| SACKS, MICHAEL, JAY | Individual | MICHAEL J. SACKS REVOCABLE TRUST | TRUSTEE | 12/1995 | |
| GROSVENOR HOLDINGS, L.L.C. | Domestic Entity | GROSVENOR CAPITAL MANAGEMENT HOLDINGS, LLLP | LIMITED PARTNER | 12/2005 | 50-75% |
| GROSVENOR CAPITAL MANAGEMENT HOLDINGS, LLLP | Domestic Entity | – | LIMITED PARTNER | 12/2005 | > 75% |
| SACKS, MICHAEL, JAY | Individual | GROSVENOR HOLDINGS, L.L.C. | MANAGING MEMBER | 02/1998 | |
| MJS LLC | Domestic Entity | GROSVENOR HOLDINGS, L.L.C. | MANAGING MEMBER | 07/2005 | |
| LEVIN, JONATHAN, REISIN | Individual | – | MANAGING DIRECTOR, PRESIDENT | 10/2017 | < 5% |
| MONTGOMERY, BURKE, JOHNSON | Individual | – | MANAGING DIRECTOR, GENERAL COUNSEL | 05/2015 | < 5% |
| FARAHNAKIAN, LILLY | Individual | – | MANAGING DIRECTOR, GLOBAL CHIEF COMPLIANCE OFFICER | 05/2015 | < 5% |
| POLLOCK, FREDERICK, EMMER | Individual | – | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | 04/2015 | < 5% |
| SELINGER, STACIE, DRIEBUSCH | Individual | – | MANAGING DIRECTOR, HEAD OF INVESTOR RELATIONS | 10/2017 | < 5% |
| HURSE, SANDRA | Individual | – | MANAGING DIRECTOR, CHIEF HUMAN RESOURCES OFFICER | 05/2018 | < 5% |
| LEVIN, ERIC, DAVID | Individual | – | MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER | 02/2020 | < 5% |
| Bentley, Pamela, Lyn | Individual | – | MANAGING DIRECTOR | 10/2020 | < 5% |
| GCM GROSVENOR HOLDINGS, LLC | Domestic Entity | GCM, L.L.C. | SOLE MEMBER | 11/2020 | > 75% |
| GCM GROSVENOR HOLDINGS, LLC | Domestic Entity | GROSVENOR CAPITAL MANAGEMENT HOLDINGS, LLLP | SOLE GENERAL PARTNER | 11/2020 | |
| GCM GROSVENOR INC. | Domestic Entity | GCM GROSVENOR HOLDINGS, LLC | SOLE MEMBER | 11/2020 | > 75% |
| MICHAEL J. SACKS REVOCABLE TRUST | Domestic Entity | MJS LLC | SOLE MEMBER | 08/2016 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed May 15th, 2018 for period ending March 31st, 2018
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMERICAN AIRLS GROUP INC | COM | 29K | 556K | – |
| AMICUS THERAPEUTICS INC | COM | 14K | 905K | – |
| AVIANCA HLDGS SA | SPON ADR REP PFD | 6K | 705K | – |
| DELTA AIR LINES INC DEL | COM NEW | 35K | 637K | – |
| FACEBOOK INC | CL A | 42K | 265K | – |
| FERROGLOBE PLS | SHS | 14K | 1M | – |
| ONEMAIN HLDGS INC | COM | 51K | 2M | – |
| SOUTHWEST AIRLS CO | COM | 35K | 603K | – |
| ULTRA PETROLEUM CORP | COM NEW | 11K | 3M | – |
| UNITED CONTL HLDGS INC | COM | 30K | 437K | – |
| VIACOM INC NEW | CL B | 87K | 3M | – |
| WELLS FARGO CO NEW | COM | 57K | 1M | – |