CLARET ASSET MANAGEMENT CORP
Adviser information for CLARET ASSET MANAGEMENT CORP last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 41 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 9 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,014 | $1.8B |
| Non-Discretionary | 0 | $0 |
| Total | 4,014 | $1.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,295 | $383.4M |
| HNW Individuals | 300 | $742.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $647,991 |
| Charitable organizations | 16 | $76.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 6 | $12.8M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 271 | $574.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 98 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesFOUNDATIONS, HOLDING COMPANIES AND PENSION FUNDS |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
900 DE MAISONNEUVE OUESTSUITE 1900
MONTREAL QUEBEC
Canada
Monday - Friday, 9:00 - 5:00
Tel: 514-842-6110, Fax: 514-842-6123
Chief Compliance Officer
BRIAN CHI LAI KWOK
CHIEF OPERATING OFFICER
900 DE MAISONNEUVE OUEST
SUITE 1900
MONTREAL, QUEBEC
Canada
Tel:
514-840-6172
Fax:
514-842-6123
B****@********A
(Full email address available in API data)
Regulatory Contact
MONIQUE GRAVEL
CEO
900 DE MAISONNEUVE OUEST
SUITE 1900
MONTREAL, QUEBEC
Canada
Tel:
514-840-6030
Fax:
514-842-6123
M******@********A
(Full email address available in API data)
Industry Affiliates
| 3700666 CANADA INC. | Sponsor, GP, manager of pooled investment vehicles |
| 3700666 CANADA INVESTMENTS LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
| CLARET CANADIAN EQUITY FUND | Sponsor, GP, manager of pooled investment vehicles |
| CLARET EUROPEAN EQUITY FUND | Sponsor, GP, manager of pooled investment vehicles |
| CLARET INCOME FUND | Sponsor, GP, manager of pooled investment vehicles |
| CLARET SMALL CAP FUND | Sponsor, GP, manager of pooled investment vehicles |
| CLARET TOP 100+ FUND | Sponsor, GP, manager of pooled investment vehicles |
| CLARET U.S. LARGE CAP EQUITY FUND | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 3700666 CANADA INVESTMENTS LIMITED PARTNERSHIP | FUND OF PUBLICLY TRADED COMPANIES | $10.1M | $0.0M | 66 |
| CLARET CANADIAN EQUITY FUND | EQUITY FUND | $39.9M | $0.0M | 1182 |
| CLARET EUROPEAN EQUITY FUND | EQUITY FUND | $16.6M | $0.0M | 1217 |
| CLARET INCOME FUND | FIXED INCOME FUND | $87.1M | $0.0M | 1266 |
| CLARET SMALL CAP FUND | EQUITY FUND | $22.7M | $0.0M | 1369 |
| CLARET TOP 100+ FUND | EQUITY FUND | $62.9M | $0.0M | 1255 |
| CLARET U.S. LARGE CAP EQUITY FUND | EQUITY FUND | $57.9M | $0.0M | 1451 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHUNG, ALAIN, DU | Individual | – | CHAIRMAN AND CHIEF INVESTMENT OFFICER | 04/2017 | 50-75% |
| GIACOMETTI, JEAN-PAUL | Individual | – | VICE-PRESIDENT | 10/2000 | 10-25% |
| KOVALCHUK, WILLIAM, KENNETH | Individual | – | PRESIDENT | 08/1996 | 25-50% |
| GRAVEL, MONIQUE, ELIZABETH MILFORD | Individual | – | CEO | 03/2017 | < 5% |
| KWOK, CHI LAI | Individual | – | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 02/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| BOSTON SCIENTIFIC CORP | COM | 204 | 3K | N/A |
| BRIGHT HORIZONS FAM SOL IN D | COM | 206 | 2K | N/A |
| BRISTOL-MYERS SQUIBB CO | COM | 7K | 173K | N/A |
| BUCKLE INC | COM | 952 | 26K | N/A |
| CAE INC | COM | 2K | 111K | N/A |
| CSX CORP | COM | 245 | 7K | N/A |
| CVS HEALTH CORP | COM | 16K | 276K | N/A |
| CANADA GOOSE HLDGS INC | SHS SUB VTG | 777 | 60K | N/A |
| CANADIAN IMP BK COMM | COM | 8K | 158K | N/A |
| CANADIAN NATL RY CO | COM | 2K | 13K | N/A |
| CATERPILLAR INC | COM | 230 | 691 | N/A |
| CHOICE HOTELS INTL INC | COM | 200 | 2K | N/A |
| CIRRUS LOGIC INC | COM | 201 | 2K | N/A |
| CINTAS CORP | COM | 261 | 373 | N/A |
| CITIGROUP INC COM | COM NEW | 8K | 129K | N/A |
| COCA COLA CO | COM | 2K | 24K | N/A |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 16K | 229K | N/A |
| COLGATE PALMOLIVE CO | COM | 241 | 2K | N/A |
| COPART INC | COM | 225 | 4K | N/A |
| CORPAY INC | COM SHS | 206 | 775 | N/A |
| DESCARTES SYS GROUP INC | COM | 839 | 9K | N/A |
| DISNEY WALT CO | COM | 353 | 4K | N/A |
| DOCUSIGN INC | COM | 204 | 4K | N/A |
| DOLLAR TREE INC | COM | 305 | 3K | N/A |
| EBAY INC. | COM | 202 | 4K | N/A |
| ELECTRONIC ARTS INC | COM | 200 | 1K | N/A |
| EMERSON ELEC CO | COM | 581 | 5K | N/A |
| FTI CONSULTING INC | COM | 202 | 939 | N/A |
| FAIR ISAAC CORP | COM | 328 | 220 | N/A |
| F5 INC | COM | 200 | 1K | N/A |
| FISERV INC | COM | 210 | 1K | N/A |
| FORTIS INC | COM | 234 | 6K | N/A |
| FRANCO NEV CORP | COM | 233 | 2K | N/A |
| GARTNER INC | COM | 210 | 467 | N/A |
| GE AEROSPACE | COM NEW | 235 | 1K | N/A |
| GILDAN ACTIVEWEAR INC | COM | 426 | 11K | N/A |
| GLOBAL WTR RES INC | COM | 3K | 256K | N/A |
| GLOBUS MED INC | CL A | 203 | 3K | N/A |
| HOLOGIC INC | COM | 201 | 3K | N/A |
| HOME DEPOT INC | COM | 503 | 1K | N/A |
| HUBSPOT INC | COM | 275 | 466 | N/A |
| HUNTINGTON INGALLS INDS INC | COM | 229 | 931 | N/A |
| IAMGOLD CORP | COM | 234 | 62K | N/A |
| INTERNATIONAL BUSINESS MACHS | COM | 4K | 24K | N/A |
| INTUIT | COM | 271 | 412 | N/A |
| ISHARES INC | MSCI BRAZIL ETF | 296 | 11K | N/A |
| ISHARES TR | IBOXX INV CP ETF | 204 | 2K | N/A |
| ISHARES TR | GL CLEAN ENE ETF | 959 | 72K | N/A |
| JOHNSON & JOHNSON | COM | 9K | 63K | N/A |
| LAM RESEARCH CORP | COM | 201 | 189 | N/A |
| LIBERTY MEDIA CORP DEL | COM LBTY SRM S C | 213 | 10K | N/A |
| LILLY ELI & CO | COM | 384 | 424 | N/A |
| LIVE NATION ENTERTAINMENT IN | COM | 208 | 2K | N/A |
| LOCKHEED MARTIN CORP | COM | 227 | 485 | N/A |
| LOWES COS INC | COM | 692 | 3K | N/A |
| MANHATTAN ASSOCIATES INC | COM | 211 | 854 | N/A |
| MATTEL INC | COM | 187 | 11K | N/A |
| MCDONALDS CORP | COM | 286 | 1K | N/A |
| MICROSOFT CORP | COM | 31K | 70K | N/A |
| MOODYS CORP | COM | 253 | 601 | N/A |
| MORNINGSTAR INC | COM | 202 | 684 | N/A |
| MOTOROLA SOLUTIONS INC | COM NEW | 200 | 519 | N/A |
| NASDAQ INC | COM | 201 | 3K | N/A |
| NATIONAL PRESTO INDS INC | COM | 895 | 12K | N/A |
| NEW GOLD INC CDA | COM | 1K | 550K | N/A |
| NEW YORK TIMES CO | CL A | 200 | 4K | N/A |
| NEWMONT CORP | COM | 1K | 35K | N/A |
| NORTH AMERN CONSTR GROUP LTD | COM | 39K | 2M | N/A |
| GEN DIGITAL INC | COM | 227 | 9K | N/A |
| NOVO-NORDISK A S | ADR | 1K | 7K | N/A |
| OKTA INC | CL A | 207 | 2K | N/A |
| OLLIES BARGAIN OUTLET HLDGS | COM | 25K | 252K | N/A |
| OPEN TEXT CORP | COM | 851 | 28K | N/A |
| PALO ALTO NETWORKS INC | COM | 286 | 844 | N/A |
| PARKER-HANNIFIN CORP | COM | 227 | 448 | N/A |
| PEMBINA PIPELINE CORP | COM | 1K | 32K | N/A |
| PENN ENTERTAINMENT INC | COM | 199 | 10K | N/A |
| PEPSICO INC | COM | 274 | 2K | N/A |
| PFIZER INC | COM | 3K | 122K | N/A |
| POST HLDGS INC | COM | 202 | 2K | N/A |
| PROCTER AND GAMBLE CO | COM | 296 | 2K | N/A |
| QUALCOMM INC | COM | 7K | 34K | N/A |
| REPUBLIC SVCS INC | COM | 203 | 1K | N/A |
| ROCKWELL AUTOMATION INC | COM | 532 | 2K | N/A |
| ROPER TECHNOLOGIES INC | COM | 201 | 356 | N/A |
| ROYAL BK CDA | COM | 14K | 129K | N/A |
| SHELL PLC | SPON ADS | 7K | 94K | N/A |
| SCIENCE APPLICATIONS INTL CO | COM | 6K | 52K | N/A |
| SHERWIN WILLIAMS CO | COM | 2K | 5K | N/A |
| SOUTHWESTERN ENERGY CO | COM | 75 | 11K | N/A |
| STRYKER CORPORATION | COM | 391 | 1K | N/A |
| SUN LIFE FINANCIAL INC. | COM | 381 | 8K | N/A |
| SUNCOR ENERGY INC NEW | COM | 354 | 9K | N/A |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 934 | 6K | N/A |
| TORONTO DOMINION BK ONT | COM NEW | 3K | 60K | N/A |
| TRACTOR SUPPLY CO | COM | 6K | 24K | N/A |
| TURKCELL ILETISIM HIZMETLERI | SPON ADR NEW | 235 | 31K | N/A |
| TYLER TECHNOLOGIES INC | COM | 207 | 412 | N/A |
| VANGUARD TAX-MANAGED INTL FD | VAN FTSE DEV MKT | 210 | 4K | N/A |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 312 | 3K | N/A |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 264 | 527 | N/A |
| WABTEC | COM | 222 | 1K | N/A |
| WALMART INC | COM | 4K | 65K | N/A |
| WALGREENS BOOTS ALLIANCE INC | COM | 172 | 14K | N/A |
| WARNER BROS DISCOVERY INC | COM SER A | 215 | 29K | N/A |
| WATERS CORP | COM | 308 | 1K | N/A |
| WELLS FARGO CO NEW | COM | 202 | 3K | N/A |
| ABBVIE INC | COM | 23K | 134K | N/A |
| ADOBE INC | COM | 291 | 523 | N/A |
| AECOM | COM | 214 | 2K | N/A |
| ALPHABET INC | CAP STK CL C | 8K | 42K | N/A |
| ALPHABET INC | CAP STK CL A | 29K | 157K | N/A |
| APPLOVIN CORP | COM CL A | 215 | 3K | N/A |
| AXON ENTERPRISE INC | COM | 221 | 751 | N/A |
| BCE INC | COM NEW | 4K | 132K | N/A |
| BOOKING HOLDINGS INC | COM | 230 | 58 | N/A |
| BROADCOM INC | COM | 212 | 132 | N/A |
| BURLINGTON STORES INC | COM | 203 | 845 | N/A |
| CGI INC | CL A SUB VTG | 41K | 408K | N/A |
| CABLE ONE INC | COM | 236 | 666 | N/A |
| CAESARS ENTERTAINMENT INC NE | COM | 205 | 5K | N/A |
| CAMECO CORP | COM | 1K | 29K | N/A |
| CANADIAN PACIFIC KANSAS CITY | COM | 2K | 26K | N/A |
| CARDINAL HEALTH INC | COM | 2K | 22K | N/A |
| CELESTICA INC | SUB VTG SHS | 1K | 23K | N/A |
| CERTARA INC | COM | 185 | 13K | N/A |
| CHART INDS INC | COM | 275 | 2K | N/A |
| CHARTER COMMUNICATIONS INC N | CL A | 213 | 713 | N/A |
| CHEGG INC | NOTE 9/0 | 237 | – | N/A |
| CISCO SYS INC | COM | 13K | 263K | N/A |
| COHERENT CORP | COM | 206 | 3K | N/A |
| COMCAST CORP NEW | CL A | 253 | 6K | N/A |
| CONCENTRIX CORP | COM | 211 | 3K | N/A |
| COSTCO WHSL CORP NEW | COM | 4K | 5K | N/A |
| COTY INC | COM CL A | 197 | 20K | N/A |
| CROWDSTRIKE HLDGS INC | CL A | 217 | 567 | N/A |
| DXC TECHNOLOGY CO | COM | 200 | 10K | N/A |
| DATADOG INC | CL A COM | 239 | 2K | N/A |
| DENNYS CORP | COM | 4K | 569K | N/A |
| DOUBLEVERIFY HLDGS INC | COM | 208 | 11K | N/A |
| DROPBOX INC | CL A | 210 | 9K | N/A |
| DUN & BRADSTREET HLDGS INC | COM | 198 | 21K | N/A |
| ELANCO ANIMAL HEALTH INC | COM | 156 | 11K | N/A |
| ELEMENT SOLUTIONS INC | COM | 4K | 163K | N/A |
| ENBRIDGE INC | COM | 690 | 19K | N/A |
| EPAM SYS INC | COM | 207 | 1K | N/A |
| ENVISTA HOLDINGS CORPORATION | COM | 182 | 11K | N/A |
| EXELIXIS INC | COM | 200 | 9K | N/A |
| META PLATFORMS INC | CL A | 28K | 56K | N/A |
| FEDEX CORP | COM | 265 | 885 | N/A |
| FIRST MAJESTIC SILVER CORP | NOTE 0.375% 1/1 | 825 | – | N/A |
| FORUM ENERGY TECHNOLOGIES IN | NOTE 9.000% 8/0 | 1K | – | N/A |
| FOX CORP | CL A COM | 202 | 6K | N/A |
| GLOBAL PMTS INC | COM | 213 | 2K | N/A |
| COM | COM | 211 | 10K | N/A |
| HP INC | COM | 224 | 6K | N/A |
| HAYWARD HLDGS INC | COM | 180 | 15K | N/A |
| HILTON WORLDWIDE HLDGS INC | COM | 202 | 924 | N/A |
| INTUITIVE SURGICAL INC | COM NEW | 3K | 6K | N/A |
| ISHARES TR | IBONDS DEC25 ETF | 245 | 10K | N/A |
| JPMORGAN CHASE & CO | COM | 557 | 3K | N/A |
| KENVUE INC | COM | 2K | 136K | N/A |
| LABORATORY CORP AMER HLDGS | COM | 202 | 994 | N/A |
| LUMENTUM HLDGS INC | COM | 209 | 4K | N/A |
| MGM RESORTS INTERNATIONAL | COM | 214 | 5K | N/A |
| MANULIFE FINL CORP | COM | 2K | 87K | N/A |
| MARAVAI LIFESCIENCES HLDGS I | COM CL A | 180 | 25K | N/A |
| MASTERCARD INCORPORATED | CL A | 571 | 1K | N/A |
| MASTERBRAND INC | COMMON STOCK | 904 | 62K | N/A |
| MCKESSON CORP | COM | 3K | 5K | N/A |
| MEDPACE HLDGS INC | COM | 205 | 496 | N/A |
| MERCK & CO INC | COM | 996 | 8K | N/A |
| MOLSON COORS BEVERAGE CO | CL B | 1K | 20K | N/A |
| MONSTER BEVERAGE CORP NEW | COM | 203 | 4K | N/A |
| MOSAIC CO NEW | COM | 222 | 8K | N/A |
| NVR INC COM | COM | 212 | 28 | N/A |
| NEXSTAR MEDIA GROUP INC | COMMON STOCK | 212 | 1K | N/A |
| NVIDIA CORPORATION | COM | 4K | 34K | N/A |
| NUVEI CORPORATION | SUB VTG SHS | 814 | 25K | N/A |
| OREILLY AUTOMOTIVE INC | COM | 209 | 198 | N/A |
| OAKTREE SPECIALTY LENDING CO | COM | 24K | 1M | N/A |
| ORACLE CORP | COM | 351 | 2K | N/A |
| OSISKO GOLD ROYALTIES LTD | COM | 354 | 23K | N/A |
| PTC INC | COM | 204 | 1K | N/A |
| PALANTIR TECHNOLOGIES INC | CL A | 240 | 9K | N/A |
| PAYPAL HLDGS INC | COM | 7K | 115K | N/A |
| PREMIER INC | PREMIER INC | 198 | 11K | N/A |
| PRIMO WATER CORPORATION | COM | 778 | 36K | N/A |
| PROMIS NEUROSCIENCES INC | COM NEW | 16 | 11K | N/A |
| QORVO INC | COM | 200 | 2K | N/A |
| QUANTUMSCAPE CORP | COM CL A | 57 | 12K | N/A |
| QUIPT HOME MEDICAL CORP | COM | 15K | 5M | N/A |
| RB GLOBAL INC | COM | 761 | 10K | N/A |
| REGENERON PHARMACEUTICALS | COM | 201 | 191 | N/A |
| RESIDEO TECHNOLOGIES INC | COM | 323 | 16K | N/A |
| S&P GLOBAL INC | COM | 224 | 503 | N/A |
| SPDR S&P 500 ETF TR | TR UNIT | 2K | 3K | N/A |
| SS&C TECHNOLOGIES HLDGS INC | COM | 202 | 3K | N/A |
| SAIA INC | COM | 203 | 428 | N/A |
| SALESFORCE INC | COM | 296 | 1K | N/A |
| SANGOMA TECHNOLOGIES CORP | COM NEW | 786 | 159K | N/A |
| SELECT SECTOR SPDR TR | FINANCIAL | 209 | 5K | N/A |
| SERVICENOW INC | COM | 264 | 336 | N/A |
| SHOPIFY INC | CL A | 1K | 17K | N/A |
| SNOWFLAKE INC | CL A | 210 | 2K | N/A |
| SPROTT PHYSICAL GOLD TR | UNIT | 1K | 64K | N/A |
| STANTEC INC | COM | 1K | 18K | N/A |
| TFI INTL INC | COM | 957 | 7K | N/A |
| TC ENERGY CORP | COM | 337 | 9K | N/A |
| TELADOC HEALTH INC | COM | 192 | 20K | N/A |
| TELUS CORPORATION | COM | 1K | 79K | N/A |
| TELUS INTL CDA INC | SUB VTG SHS | 808 | 140K | N/A |
| TERADATA CORP DEL | COM | 202 | 6K | N/A |
| TESLA INC | COM | 1K | 6K | N/A |
| THE TRADE DESK INC | COM CL A | 202 | 2K | N/A |
| 3M CO | COM | 352 | 3K | N/A |
| TRANSALTA CORP | COM | 340 | 48K | N/A |
| TRIPADVISOR INC | COM | 190 | 11K | N/A |
| UBIQUITI INC | COM | 4K | 30K | N/A |
| ULTA BEAUTY INC | COM | 20K | 51K | N/A |
| UNITED THERAPEUTICS CORP DEL | COM | 216 | 679 | N/A |
| VALERO ENERGY CORP | COM | 288 | 2K | N/A |
| VANGUARD WORLD FDS | INF TECH ETF | 627 | 1K | N/A |
| VAREX IMAGING CORP | COM | 720 | 49K | N/A |
| V2X INC | COM | 456 | 10K | N/A |
| VERISK ANALYTICS INC | COM | 201 | 745 | N/A |
| PARAMOUNT GLOBAL | CLASS B COM | 5K | 433K | N/A |
| VIATRIS INC | COM | 214 | 20K | N/A |
| VIEMED HEALTHCARE INC | COM | 98 | 15K | N/A |
| VISA INC | COM CL A | 924 | 4K | N/A |
| WASTE CONNECTIONS INC | COM | 871 | 5K | N/A |
| WESTERN COPPER & GOLD CORP | COM | 4K | 4M | N/A |
| WEX INC | COM | 200 | 1K | N/A |
| WORKDAY INC | CL A | 211 | 944 | N/A |
| ZIMMER BIOMET HOLDINGS INC | COM | 1K | 12K | N/A |
| ZOOMINFO TECHNOLOGIES INC | COMMON STOCK | 205 | 16K | N/A |
| ZSCALER INC | COM | 208 | 1K | N/A |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 556 | 9K | N/A |
| AMDOCS LTD | SHS | 204 | 3K | N/A |
| ACCENTURE PLC IRELAND | SHS CLASS A | 289 | 953 | N/A |
| CAPRI HOLDINGS LIMITED | SHS | 201 | 6K | N/A |
| CLARIVATE PLC | ORD SHS | 208 | 37K | N/A |
| GATES INDL CORP PLC | ORD SHS | 187 | 12K | N/A |
| GENPACT LIMITED | SHS | 200 | 6K | N/A |
| MEDTRONIC PLC | SHS | 2K | 22K | N/A |
| APTIV PLC | SHS | 224 | 3K | N/A |
| NVENT ELECTRIC PLC | SHS | 3K | 33K | N/A |
| STONECO LTD | COM CL A | 121 | 10K | N/A |
| ALCON AG | ORD SHS | 237 | 3K | N/A |
| ADECOAGRO S A | COM | 3K | 282K | N/A |
| ORION ENGINEERED CARBONS S A | COM | 396 | 18K | N/A |